COMPLEX     ROBINSON 
 The United States STOCK MARKET recommendation as of 07/09/2026 is ~~~~  MARKET TREND UP 

DIA 524 1/8 AAPL 316 1/8 AMZN 247
HOLD-S HOLD-S HOLD
BAC 59 1/8 BRK.A 741030 EBAY 117 1/4
SELL HOLD SELL
META 631 1/4 GM 76 5/8 GOOG 356 1/8
HOLD HOLD HOLD
GDX 75 3/4 DOG 21 1/2 BITO 8 1/2
HOLD-B HOLD-B HOLD-B
TSLA 406 1/2 WYNN 98 3/4 FICO 1279
HOLD HOLD HOLD
 Mid-East   326.25 for the week just ended    +5.13 HealthCar  1047.00 for the week just ended    -3.00
PUBLISHIN   879.38 for the week just ended   +30.38  COMPREIT  2543.00 for the week just ended   +41.00
Agribusin     3.88 for the week just ended     +.13 CTNRS&PKN   448.00 for the week just ended    -1.25
BRICs Nif   154.00 for the week just ended -2019.00  APPRLRET  2156.00 for the week just ended   +34.00
COMPLEX ROBINSON Park-City-Mining       Frontier-Airlines      San-Juan-Racing-Association      Naugatuck-Water      RMI.NET     
 64 week
   
High....... Low........ Symbol Name.......................................... Recommendation THURSDAY........
Close....		 Share....
Volume...		 Earnings P/E...
Ratio...		 Div.. Yield        
10 3/4 8 AOD Aberdeen Total Dynamic Divid-N HOLD 10 3/8 184,200 0.69 15.04 1.10 10.60%
16 3/4 14 1/8 FAX Abrdn Asia-Pacific Income Fu-A HOLD 14 5/8 56,200 1.08 13.54 2.08 14.22%
14 1/4 4 IAF Abrdn Australia Equity Fund -A HOLD 12 3/8 9,600 0.68 18.20 1.47 11.88%
10 5 AEF Abrdn Emerging Markets Ex-Ch-A HOLD 9 1/4 220,700 0.57 16.23 0.54 5.84%
13 3/4 9 3/4 AGD Abrdn Global Dynamic Dividen-N HOLD 12 68,300 0.58 20.69 1.32 11.00%
12 5/8 3 3/4 AWP Abrdn Global Premier Propert-N HOLD-S 11 7/8 89,900 4.83 2.46 1.41 11.87%
22 1/4 15 HQH Abrdn Healthcare Investors F-N SELL 22 194,200 0.70 31.43 1.97 8.95%
20 15 1/4 THQ Abrdn Healthcare Opportuniti-N HOLD-S 19 178,400 -1.65 -11.52 2.08 10.95%
21 11 7/8 HQL Abrdn Life Sciences Investor-N SELL 20 3/4 135,900 0.43 48.26 1.58 7.61%
13 5/8 10 1/8 THW Abrdn World Healthcare Fund -N HOLD-S 13 5/8 111,300 0.82 16.62 1.27 9.32%
5 7/8 5 ACP Abrnd Income Credit Strategi-N HOLD 5 1/8 381,300 2.97 1.73 0.96 18.73%
26 18 7/8 ADX Adams Diversified Equity Fun-N HOLD-S 25 7/8 344,200 0.28 92.41 1.70 6.57%
28 3/8 19 3/4 PEO Adams Natural Resources Fund-N HOLD 25 1/8 41,300 0.51 49.26 1.93 7.68%
13 10 7/8 AVK Advent Claymore Convertible -N HOLD 12 7/8 156,300 0.40 32.19 1.31 10.17%
366 1/2 161 7/8 AMG Affiliated Managers Group -N SELL 365 1/8 140,000 0.05 999.99 0.03 .01%
11 3/8 10 AFB Alliance National Municipal -N HOLD 11 1/4 106,000 8.73 1.29 0.53 4.71%
11 3/8 9 7/8 AWF Alliancebernstein Global Hig-N HOLD 10 1/8 340,200 1.13 8.96 0.77 7.60%
43 1/4 34 7/8 AB Alliancebernstein Holding LP-N HOLD 36 5/8 197,800 0.30 122.08 3.56 9.72%
47 1/4 32 ALLY Ally Financial -N HOLD-S 45 1,390,000 0.26 173.08 1.11 2.47%
385 7/8 264 AXP American Express Company -N HOLD-S 346 5/8 2,010,000 0.06 999.99 3.94 1.14%
547 422 3/8 AMP Ameriprise Financial Service-N HOLD-S 500 1/8 350,500 0.02 999.99 6.91 1.38%
156 7/8 100 1/8 APO Apollo Asset Management Inc -N HOLD 119 7/8 2,040,000 0.64 187.30 2.25 1.88%
23 3/8 17 3/8 ARCC Ares Capital Corp -O HOLD 18 3/8 4,110,000 0.57 32.24 2.04 11.10%
14 7/8 11 3/4 ARDC Ares Dynamic Credit Allocati-N HOLD 12 3/4 64,000 1.00 12.75 1.38 10.82%
190 1/2 95 3/4 ARES Ares Management LP -N HOLD 121 1/8 1,180,000 0.38 319.74 6.43 5.29%
23 5/8 18 5/8 BANX Arrowmark Financial Corp -O HOLD 20 26,300 0.39 51.28 2.02 10.10%
48 34 1/8 APAM Artisan Partners Asset Mgmt -N HOLD 36 1/2 517,900 0.24 152.08 4.18 11.45%
81 5/8 28 ASA ASA Gold and Precious Metals-N HOLD-B 52 39,300 0.04 999.99 0.06 .12%
105 7/8 46 ATLC Atlanticus Holdings Corp -O SELL 98 1/8 145,900 0.21 467.26
11 1/8 2 3/4 RILY B. Riley Financl -O HOLD 7 1/4 364,900 0.08 90.63
15 3/4 11 7/8 BCSF Bain Capital Specialty Finan-N HOLD 12 1/2 266,500 0.66 18.94 1.64 13.12%
17 3/8 15 3/8 BBN Balckrock Build America Trus-N HOLD 15 7/8 125,900 0.77 20.62 1.19 7.50%
26 5/8 16 1/2 BCV Bancroft Convertible Fund -A HOLD 25 1/8 4,200 0.16 157.03 1.14 4.54%
9 7/8 7 7/8 BBDC Barings Bdc Inc -N HOLD 8 3/8 494,800 1.04 8.05 1.03 12.30%
22 3/4 16 3/4 MCI Barings Corporate Investors -N HOLD 17 3/8 31,200 -1.45 -11.98 1.87 10.76%
20 1/2 15 5/8 MPV Barings Participation Invest-N HOLD-B 16 1/8 12,200 0.77 20.94 1.57 9.74%
10 1/2 8 3/4 BHK Blackrock Core Trust -N HOLD 9 300,400 1.34 6.72 0.94 10.44%
10 5/8 9 1/4 DSU Blackrock Debt Strategies Fu-N HOLD 9 5/8 181,000 1.44 6.68 1.19 12.36%
233 3/8 12 BGR Blackrock Energy and Resourc-N HOLD 15 3/8 112,600 0.68 22.61 1.09 7.09%
9 5/8 8 1/8 BDJ Blackrock Enhanced Dividend -N HOLD-S 9 5/8 317,800 0.64 15.04 0.73 7.58%
26 18 1/8 CII Blackrock Enhanced Large Cap-N HOLD-S 25 3/4 55,100 0.23 111.96 1.72 6.68%
13 3/8 10 1/2 FRA Blackrock Floating Rate Inco-N HOLD 10 7/8 92,100 1.33 8.18 1.59 14.62%
12 3/4 10 1/4 BGT Blackrock Global -N HOLD 10 5/8 78,000 1.34 7.93 1.51 14.21%
12 1/8 10 1/2 BOE Blackrock Global -N HOLD-S 12 1/8 68,300 0.57 21.27 0.96 7.92%
43 5/8 35 1/8 BME Blackrock Health Sciences Tr-N SELL 43 1/2 14,300 0.17 255.88 3.12 7.17%
9 7/8 8 1/4 HYT Blackrock High Yield Fund VI-N HOLD 8 1/2 596,800 1.06 8.02 0.97 11.41%
1181 1 BLK Blackrock Inc -N HOLD 1020 555,600 0.03 999.99 9.99 .98%
11 3/4 10 1/4 BKT Blackrock Income Trust Inc -N HOLD 10 1/2 62,200 1.01 10.40 1.09 10.38%
6 1/8 5 1/8 BGY Blackrock International -N HOLD 5 3/4 175,500 1.13 5.09 0.51 8.87%
14 1/4 12 1/8 BLW Blackrock Ltd Duration Incom-N HOLD 12 3/4 255,700 0.80 15.94 1.38 10.82%
14 3/4 12 1/8 BIT Blackrock Multi-Sector Incom-N HOLD 12 1/2 194,300 0.90 13.89 1.54 12.32%
11 3/4 10 MUA Blackrock Muniassets Fund -N HOLD 10 7/8 75,000 3.17 3.43 0.68 6.25%
23 21 BTT Blackrock Municipal Target T-N HOLD 22 7/8 84,400 0.75 30.50 0.53 2.32%
11 1/8 10 MUC Blackrock Muniholdings Calif-N HOLD 10 7/8 296,600 4.49 2.42 0.63 5.79%
12 10 7/8 MHD Blackrock Muniholdings Fund -N HOLD 11 7/8 320,000 3.32 3.58 0.70 5.89%
12 1/2 10 5/8 MUJ Blackrock Muniholdings New J-N HOLD 12 3/8 56,500 2.31 5.36 0.61 4.93%
12 3/4 10 1/2 MIY Blackrock Muniyield Michigan-N HOLD 12 1/8 41,200 2.99 4.06 0.64 5.28%
10 1/8 9 1/8 MYN Blackrock Muniyield New York-N HOLD 10 96,200 6.48 1.54 0.59 5.90%
11 1/2 10 1/2 MPA Blackrock Muniyield Pennsylv-N HOLD 11 1/4 8,600 3.13 3.59 0.68 6.04%
11 1/8 10 1/8 MYI Blackrock Muniyield Quality -N HOLD 11 418,900 2.68 4.10 0.66 6.00%
11 3/4 10 3/4 MQY Blackrock Muniyield Quality -N HOLD 11 1/2 461,000 3.28 3.51 0.69 6.00%
11 1/8 9 5/8 BTZ Blackrock Preferred -N HOLD 10 1/8 198,100 0.90 11.25 1.02 10.07%
13 1/2 8 3/4 BCX Blackrock Resources -N HOLD 11 1/4 169,700 0.38 29.61 0.78 6.93%
50 1/2 32 3/4 BST Blackrock Science and Techno-N HOLD 48 1/8 45,300 0.16 300.78 2.57 5.34%
30 1/2 22 1/2 BUI Blackrock Utility and Infras-N HOLD 28 1/4 59,600 0.24 117.71 1.47 5.20%
13 10 BHV Blackrock Virginia Muni Trus-N SELL 13 25,800 -2.75 -4.73 0.57 4.38%
189 1/4 101 5/8 BX Blackstone Inc -N HOLD 122 1/8 2,140,000 0.22 555.11 6.20 5.08%
14 1/4 12 1/2 BSL Blackstone Senior Floating R-N HOLD 13 64,800 1.73 7.51 1.12 8.62%
12 1/2 10 7/8 BGB Blackstone Strategic Credit -N HOLD 11 1/4 137,700 1.45 7.76 1.01 8.98%
13 1/2 12 3/8 RA Brookfield Real Assets Incom-N HOLD 12 3/4 182,900 0.88 14.49 1.43 11.22%
16 1/2 13 1/8 BRT BRT Realty Trust -N HOLD 14 3/4 29,600 -1.98 -7.45 1.01 6.85%
13 5/8 10 CHY Calamos Cv & High IN -O HOLD-S 13 5/8 204,200 0.47 28.99 1.09 8.00%
13 1/4 9 7/8 CHI Calamos Cv Opp & Inc -O HOLD-S 13 1/4 176,400 0.50 26.50 1.04 7.85%
9 6 1/4 CHW Calamos Gbl Dyn Inc -O HOLD 8 3/4 114,300 0.78 11.22 0.53 6.06%
15 10 1/8 CGO Calamos Glb Ttl Rtn -O HOLD 13 3/8 21,500 0.49 27.30 0.86 6.43%
20 3/4 15 1/2 CSQ Calamos Strgc Ttl Rt -O HOLD 20 1/2 215,900 0.24 85.42 1.18 5.76%
25 7/8 19 3/8 CCD Calams Dy Cnv IN -O HOLD 25 1/2 92,000 0.23 110.87 2.11 8.27%
21 7/8 10 5/8 CNNE Cannae Holdings Inc -N HOLD 14 3/8 181,100 -1.80 -7.99 0.71 4.94%
257 3/8 175 COF Capital One Financial Corp -N HOLD 200 2,800,000 0.31 645.16 3.67 1.84%
24 1/4 19 3/8 CSWC Capital Southwest -O HOLD 23 5/8 453,700 0.61 38.73 2.32 9.82%
14 7/8 10 1/4 CGBD Carlyle Secured Lending Inc -O HOLD-B 10 3/8 396,900 0.93 11.16 1.66 16.00%
370 210 CBOE CBOE Global Markets Inc -A HOLD 267 7/8 596,300 0.10 999.99 2.60 .97%
5 1/4 4 1/8 IGR CBRE Global Real Estate Inco-N HOLD 4 1/2 332,800 8.53 .53 0.70 15.56%
22 1/8 14 1/2 CEE Central Europe and Russia Fu-N HOLD 20 7/8 23,000 0.21 99.40 0.34 1.63%
53 7/8 43 1/8 CET Central Securities Corp -A HOLD 52 1/2 18,600 0.12 437.50 0.77 1.47%
15 1/8 10 1/2 GOF Claymore/Guggenheim Strategi-N HOLD 10 7/8 1,060,000 0.52 20.91 2.43 22.34%
54 1/4 41 1/2 EMO Clearbridge Energy MLP Oppor-N HOLD 50 1/2 37,400 -0.61 -82.79 4.14 8.20%
6 5/8 5 1/4 GLV Clough Global Dividend and I-A HOLD 6 3/8 19,500 1.04 6.13 0.61 9.57%
8 5/8 6 1/8 GLQ Clough Global Equity Fund -A HOLD 8 3/8 51,300 0.60 13.96 0.73 8.72%
6 1/8 4 3/4 GLO Clough Global Opportunities -A HOLD 5 7/8 143,800 0.96 6.12 0.57 9.70%
6 3/8 0 3/8 CNF Cnfinance Holdings Ltd ADR -N HOLD-B 2 5/8 13,400 -5.24 -.50
23 7/8 7 5/8 COHN Cohen & Company Inc -A HOLD 13 7/8 30,300 0.15 92.50 1.16 8.36%
15 11 3/8 FOF Cohen & Steers Closed-End Op-N HOLD 13 3/4 33,100 0.47 29.26 0.99 7.20%
27 5/8 23 3/8 UTF Cohen & Steers Infrastructur-N HOLD-S 27 1/2 211,200 0.27 101.85 1.75 6.36%
21 7/8 19 3/8 LDP Cohen & Steers Ltd Duration -N HOLD 21 1/4 50,900 0.46 46.20 1.54 7.25%
21 1/8 19 PSF Cohen & Steers Preferred Fun-N HOLD 20 1/8 27,700 0.48 41.93 1.52 7.55%
13 1/2 11 1/4 RQI Cohen & Steers Quality Incom-N HOLD-B 12 1/8 486,100 3.09 3.92 1.04 8.58%
22 7/8 19 1/4 RNP Cohen & Steers REIT and Pref-N HOLD 20 1/2 66,800 0.84 24.40 1.62 7.90%
12 1/8 10 5/8 RFI Cohen & Steers Total Return -N HOLD 11 3/8 73,000 2.42 4.70 0.95 8.35%
83 7/8 59 7/8 CNS Cohn & Steers Inc -N HOLD-S 76 7/8 110,800 0.33 232.95 2.61 3.40%
1 3/4 1 1/2 CIF Colonial Intermediate High -N HOLD-B 1 1/2 59,200 6.87 .22 0.18 12.00%
10 1/4 7 3/8 CPSS Consumer Portfol -O HOLD 9 1/8 8,400 1.42 6.43
8 1/2 6 7/8 CLM Cornerstone Strategic Invest-A HOLD 7 1/2 1,140,000 0.91 8.24 1.48 19.73%
8 1/8 6 5/8 CRF Cornerstone Strategic Return-A HOLD 7 1/4 730,200 0.97 7.47 1.42 19.59%
666 1/8 405 CACC Credit Acceptance -O SELL 627 1/8 87,000 0.03 999.99
3 2 3/8 CIK Credit Suisse Asset Manageme-A HOLD-B 2 3/8 152,900 6.62 .36 0.28 11.79%
2 1/8 1 5/8 DHY Credit Suisse High Yield Bon-A HOLD 1 3/4 545,700 7.52 .23 0.21 12.00%
10 3/8 9 3/8 VFL Delaware Florida Insured Mun-A HOLD 10 1/4 56,500 -2.94 -3.49 0.58 5.66%
29 3/8 20 3/4 DMLP Dorchester Minerals -O HOLD 26 1/2 121,300 0.76 34.87 2.43 9.17%
12 5/8 10 3/8 DSL Doubleline Income Solutions -N HOLD 11 325,500 1.00 11.00 1.37 12.45%
15 5/8 14 DBL Doubleline Opportunistic Cre-N HOLD-B 14 1/4 50,900 0.89 16.01 1.37 9.61%
8 3/4 7 3/8 OPP Doubleline Strategic Opportu-N HOLD 7 5/8 68,400 0.96 7.94 1.16 15.21%
2 1/2 2 1/4 DHF Dreyfus High Yield Strategie-N HOLD 2 3/8 261,600 4.61 .52 0.22 9.26%
11 1/8 9 7/8 DMB Dreyfus Municipal Bond Infra-N HOLD 11 78,400 -2.78 -3.96 0.46 4.18%
6 1/4 5 3/8 DSM Dreyfus Strategic Muni Bond -N HOLD 6 82,500 -5.00 -1.20 0.27 4.50%
6 1/2 5 5/8 LEO Dreyfus Strategic Municipals-N HOLD 6 3/8 297,200 -4.70 -1.36 0.26 4.08%
11 1/2 11 DTF Dtf Tax-Free Income 2028 Ter-N HOLD 11 1/2 3,100 3.05 3.77 0.38 3.30%
15 1/8 12 DPG Duff & Phelps Global Utility-N HOLD 14 5/8 49,800 0.47 31.12 0.78 5.33%
10 7/8 9 3/8 DNP Duff & Phelps Utilities Inco-N SELL 10 7/8 679,600 0.90 12.08 0.75 6.90%
11 5/8 9 1/2 GRF Eagle Capital Growth Fund -A HOLD 10 102 0.79 12.66 0.09 .90%
8 3 3/8 ECC Eagle Point Credit Inc -N HOLD-B 3 3/4 676,000 -5.01 -.75 2.18 58.13%
8 1/4 0 3/8 DXF Eason Technology Limited ADR-A HOLD 0 1/2 367,500 -6.23 -.08
10 5/8 9 3/8 CEV Eaton Vance California Muni -A HOLD 10 1/2 16,200 -2.90 -3.62 0.58 5.52%
9 5/8 7 7/8 ETW Eaton Vance Corp -N HOLD-S 9 1/2 223,000 0.62 15.32 0.75 7.89%
15 1/8 12 5/8 ETV Eaton Vance Corp -N HOLD-S 15 1/8 153,100 0.55 27.50 1.13 7.47%
21 1/2 18 EOI Eaton Vance Enhance Equity -N HOLD 19 3/4 57,200 0.42 47.02 1.60 8.10%
24 3/8 19 3/8 EOS Eaton Vance Enhanced Equity -N HOLD 22 100,700 0.35 62.86 1.77 8.05%
12 5/8 10 1/4 EFT Eaton Vance Floating Rate In-N HOLD 10 5/8 52,600 1.99 5.34 1.07 10.07%
10 3/8 9 EVV Eaton Vance Ltd Duration -A HOLD 9 3/8 223,100 1.44 6.51 0.89 9.49%
10 1/4 9 3/8 EIM Eaton Vance Muni Bond Fund -A HOLD 9 7/8 63,800 -2.92 -3.38 0.61 6.18%
11 1/4 10 EVN Eaton Vance Muni Income Trus-N HOLD 11 105,300 9.99 1.10 0.61 5.55%
18 16 EOT Eaton Vance Muni Income Trus-N HOLD 17 3/8 19,400 -1.73 -10.04 0.81 4.66%
19 1/2 18 ETX Eaton Vance Municipal Income-N HOLD 18 5/8 8,300 1.27 14.67 0.95 5.10%
12 1/8 7 EFR Eaton Vance Senior Floating--N HOLD 10 1/2 80,200 1.63 6.44 1.04 9.90%
5 3/4 4 3/4 EVF Eaton Vance Senior Income Tr-N HOLD 4 7/8 76,300 4.72 1.03 0.50 10.26%
11 3/8 10 3/8 EVG Eaton Vance Short Diversifie-N HOLD 10 3/4 45,400 0.91 11.81 0.89 8.28%
27 3/4 21 7/8 EVT Eaton Vance Tax Advantaged D-N HOLD-S 27 1/4 136,700 0.43 63.37 1.85 6.79%
31 1/8 24 ETO Eaton Vance Tax-Advantage Gl-N HOLD 30 3/4 18,900 0.20 153.75 1.92 6.24%
23 5/8 17 3/4 ETG Eaton Vance Tax-Advantaged G-N HOLD 23 1/4 64,500 0.25 93.00 1.44 6.19%
15 1/2 13 1/8 ETB Eaton Vance Tax-Managed Buy--N HOLD 15 1/2 48,800 0.52 29.81 1.20 7.74%
16 13 1/8 ETY Eaton Vance Tax-Managed Dive-N HOLD 14 1/2 206,000 0.53 27.36 1.15 7.93%
9 3/4 7 7/8 EXG Eaton Vance Tax-Managed Glob-N HOLD-S 9 3/4 389,600 0.77 12.66 0.75 7.69%
14 11 1/2 EFC Ellington Financial Llc -N HOLD 13 1/2 829,600 0.65 20.77 1.46 10.81%
13 3/4 8 7/8 ECF Ellsworth Convertible Growth-A HOLD 12 3/4 9,400 0.32 39.84 0.80 6.27%
94 1/4 34 ECPG Encore Capital Group -O SELL 91 3/4 222,200 0.11 834.09
244 89 ENVA Enova International Inc -N SELL 236 1/8 120,800 0.11 999.99
278 7/8 152 1/2 EFX Equifax Inc -N HOLD 166 5/8 621,200 0.14 999.99 2.77 1.66%
2 3/8 0 3/4 EQS Equus Total Return -N HOLD-B 1 1/8 19,600 -9.99 -.11
66 7/8 55 1/8 ESNT Essent Group Ltd -N HOLD-S 64 3/8 422,200 0.15 429.17 1.39 2.16%
11 1/8 9 1/4 EEA European Equity Fund -N HOLD 10 7/8 94,400 0.37 29.39 0.77 7.08%
388 5/8 194 1/4 EVR Evercore Partners Inc -N HOLD 340 246,200 0.06 999.99 3.12 .92%
35 5/8 12 7/8 EZPW Ezcorp Inc -O HOLD-S 34 313,500 0.73 46.58
210 1/8 136 1/2 AGM Federal Agricultural Mortgag-N SELL 200 57,400 0.06 999.99 6.49 3.24%
11 1/2 10 3/8 FMN Federated Premier Muni -N HOLD 11 3/8 57,900 8.65 1.32 0.52 4.57%
22 16 7/8 FDUS Fidus Investment Cor -O HOLD-S 19 1/2 263,300 0.44 44.32 1.97 10.10%
12 1/4 11 1/2 FMY First Trust/Fidac Mortgage I-N HOLD 11 5/8 458 0.93 12.50 0.80 6.88%
233 3/8 120 1/8 FCFS Firstcash Holdings Inc -O HOLD-S 221 3/8 162,500 0.16 999.99 1.31 .59%
21 7/8 19 5/8 DFP Flaherty & Crumrine Dynamic -N HOLD 20 3/4 26,400 0.54 38.43 1.45 6.99%
9 3/4 8 5/8 PFO Flaherty & Crumrine Preferre-N HOLD 9 1/8 7,300 1.28 7.13 0.61 6.68%
12 10 3/4 PFD Flaherty & Crumrine Preferre-N HOLD 11 1/2 8,000 1.05 10.95 0.77 6.70%
18 16 FLC Flaherty & Crumrine/Claymore-N HOLD 16 7/8 8,300 0.65 25.96 1.20 7.11%
16 7/8 15 FFC Flaherty Crumrine/Claymore P-N HOLD 16 1/8 81,100 0.68 23.71 1.16 7.19%
34 1/2 18 1/2 BEN Franklin Resources -N HOLD-S 33 5/8 2,650,000 0.91 36.95 1.22 3.63%
6 1/2 5 5/8 FTF Franklin Templeton Ltd Durat-A HOLD 5 3/4 195,300 2.29 2.51 0.77 13.39%
8 1/4 7 1/4 FT Franklin Universal Trust -N HOLD 8 19,100 1.33 6.02 0.49 6.13%
22 5/8 9 7/8 FSK FS KKR Capital Corp -N HOLD 10 1/2 1,890,000 9.99 1.05 2.80 26.67%
23 1/8 18 3/8 FFA FT Enhanced Equity Income Fu-N HOLD 22 1/2 20,400 0.27 83.33 1.40 6.22%
19 3/4 17 1/4 FPF FT Intermediate Durat -N HOLD 17 7/8 73,500 0.50 35.75 1.67 9.34%
4 5/8 3 3/8 GCV Gabelli Convertible and Inco-N HOLD 4 5/8 35,200 1.04 4.45 0.43 9.30%
29 3/4 23 GDV Gabelli Dividend -N HOLD-S 29 5/8 92,700 0.23 128.80 1.57 5.30%
6 1/4 5 1/4 GAB Gabelli Equity Trust -N HOLD 5 5/8 474,200 1.00 5.63 0.60 10.67%
4 5/8 3 7/8 GGT Gabelli Global Multi-Media T-N HOLD 4 1/8 495,400 0.83 4.97 0.92 22.30%
16 5/8 11 5/8 GGZ Gabelli Global Small and Mid-N HOLD 16 1/8 5,000 0.37 43.58 0.66 4.09%
21 1/2 15 3/4 GLU Gabelli Global Utility -A HOLD 19 1/4 7,600 0.21 91.67 1.19 6.18%
9 1/8 5 3/4 GNT Gabelli Natural Resources Go-N HOLD 8 1/8 66,600 0.38 21.38 0.53 6.52%
7 5 1/4 GUT Gabelli Utility Trust -N SELL 6 3/4 213,000 1.99 3.39 0.56 8.30%
5 3/4 4 1/8 GGN Gamco Global Gold Natural Re-A HOLD 4 7/8 295,800 0.53 9.20 0.34 6.97%
65 3/4 49 5/8 GAM General American Investors -N HOLD 64 1/2 12,200 0.08 806.25 0.40 .62%
13 5/8 11 1/4 GHY Gim Global High Yield Fund -N HOLD 11 7/8 303,900 0.76 15.63 1.31 11.03%
14 5/8 12 1/2 ISD Gim High Yield Bond Fund -N HOLD-B 12 3/4 92,400 0.84 15.18 1.28 10.04%
29 1/2 16 1/2 GLAD Gladstone Cap Corp -O HOLD 19 3/8 86,600 0.50 38.75 2.08 10.74%
17 13 1/8 GAIN Gladstone Investment -O HOLD-S 16 1/4 267,300 0.35 46.43 0.97 5.97%
15 5/8 11 7/8 GBDC Golub Capital Bdc -O HOLD 12 5/8 815,200 1.24 10.18 1.44 11.41%
11 3/8 4 3/4 GECC Great Elm Capital Corp -O HOLD-B 5 1/4 33,600 -3.57 -1.47 1.46 27.81%
15 3/8 7 7/8 GDOT Green Dot Corp -N HOLD-S 13 1/4 174,000 -2.39 -5.54
15 7/8 13 5/8 GBAB Guggenheim Taxable Muni Bond-N HOLD 14 1/8 78,400 0.96 14.71 1.58 11.19%
173 1/4 71 7/8 HLNE Hamilton Lane Inc Cl A -O HOLD-B 80 1/2 235,000 0.12 670.83 3.17 3.94%
13 9 1/8 HNNA Hennessy Advisors -O HOLD 10 1/8 4,600 0.88 11.51 0.61 6.02%
19 5/8 13 5/8 HTGC Hercules Technology Growth C-N HOLD 15 5/8 2,420,000 0.55 28.41 1.63 10.43%
7 5/8 4 7/8 HFRO Highland Opportunities and I-N SELL 7 5/8 229,600 -4.93 -1.55 0.43 5.64%
40 1/4 28 3/8 HTH Hilltop Holdings Inc -N HOLD 38 107,800 0.42 90.48 0.73 1.92%
8 3/4 3 7/8 HRZN Horizon Technology F -O HOLD 4 5/8 462,500 1.84 2.51 1.15 24.86%
16 1/2 10 3/4 IFN India Fund -N HOLD 11 1/2 163,300 -2.12 -5.42 1.87 16.26%
187 127 3/8 ICE Intercontinental Exchange -N BUY 135 3,000,000 0.14 964.29 2.23 1.65%
9 1/2 8 VKI Invesco Advantage Muni Incom-A HOLD-S 9 1/2 75,200 4.09 2.32 0.66 6.95%
11 3/8 9 7/8 VCV Invesco California Value Mun-N HOLD 10 3/4 76,500 -2.74 -3.92 0.78 7.26%
11 3/8 9 7/8 VLT Invesco High -N HOLD 10 3/8 4,000 1.32 7.86 1.14 10.99%
13 1/8 11 1/4 IIM Invesco Insured Muni Income -N HOLD-S 12 7/8 88,000 -2.37 -5.43 0.92 7.15%
6 3/8 5 1/2 OIA Invesco Muni Income Trust -N HOLD 6 1/8 137,600 -4.92 -1.24 0.33 5.39%
10 3/8 8 7/8 VMO Invesco Muni Opportunity Tru-N HOLD 9 7/8 251,900 3.69 2.68 0.72 7.29%
10 8 7/8 VKQ Invesco Muni Trust -N HOLD-S 10 172,500 3.45 2.90 0.73 7.30%
11 3/8 9 VPV Invesco Pennsylvania Muni -N HOLD 11 1/4 7,300 3.78 2.98 0.76 6.76%
29 3/4 13 3/4 IVZ Invesco Plc -N HOLD-S 28 1/2 3,230,000 -1.32 -21.59 0.68 2.39%
10 3/8 9 IQI Invesco Quality Muni Income -N HOLD-S 10 1/8 115,100 -2.96 -3.42 0.74 7.31%
3 3/4 2 7/8 VVR Invesco Senior Income Trust -N HOLD-B 2 7/8 741,900 4.03 .71 0.51 17.74%
10 5/8 9 1/4 VGM Invesco Trust For Investment-N HOLD-S 10 1/2 132,300 3.36 3.13 0.75 7.14%
12 9 7/8 VTN Invesco Trust New York Muni -N HOLD 11 1/4 85,300 3.40 3.31 0.80 7.11%
15 3/4 14 5/8 VBF Invesco Van Kampen Bond Fund-N HOLD 15 66,100 0.96 15.63 0.85 5.67%
53 3/4 32 5/8 JHG Janus Henderson Group Plc -N SELL 51 7/8 3,110,000 0.22 235.80 1.04 2.00%
12 3/8 8 3/4 JOF Japan Smaller Capitalization-N HOLD 11 5/8 11,600 0.45 25.83 0.82 7.05%
71 35 1/2 JEF Jefferies Financial Group In-N HOLD 52 3/8 630,500 0.34 154.04 1.65 3.15%
40 5/8 31 5/8 BTO John Hancock Bank and Thrift-N HOLD-S 39 1/4 39,100 0.29 135.34 2.51 6.39%
11 3/4 10 1/8 HEQ John Hancock Diversified Inc-N HOLD 11 3/8 17,800 0.67 16.98 0.96 8.44%
11 7/8 10 5/8 JHS John Hancock Income Securiti-N HOLD 10 7/8 6,600 1.03 10.56 0.62 5.70%
14 1/4 12 1/2 JHI John Hancock Investors Trust-N HOLD 13 1/4 4,300 0.85 15.59 1.25 9.43%
17 15 HPF John Hancock Pfd II -N HOLD 16 19,600 0.78 20.51 1.47 9.19%
17 3/8 15 1/4 HPI John Hancock Preferred -N HOLD 16 1/4 38,600 0.77 21.10 1.49 9.17%
15 5/8 13 7/8 HPS John Hancock Preferred Incom-N HOLD 14 1/2 48,800 0.86 16.86 1.30 8.97%
13 1/2 12 1/2 PDT John Hancock Premium Dividen-N HOLD 13 136,600 0.72 18.06 0.98 7.54%
26 1/8 22 1/8 HTD John Hancock Tax Advantaged -N HOLD 25 3/4 73,700 0.35 73.57 1.76 6.83%
14 3/8 11 3/8 KYN Kayne Anderson MLP Investmen-N HOLD 14 1/8 271,000 -2.22 -6.36 0.94 6.65%
152 3/8 82 5/8 KKR KKR & Company LP -N HOLD 96 1/4 2,060,000 0.30 320.83 0.91 .95%
12 3/4 10 5/8 KIO KKR Income Opportunities Fun-N HOLD 11 3/8 174,500 1.80 6.32 1.53 13.45%
80 1/4 20 KF Korea Fund -N HOLD 69 1/8 10,300 0.07 987.50 0.28 .41%
19 1/2 14 7/8 LGI Lazard Global Total Return a-N HOLD-S 18 3/4 57,400 0.40 46.88 1.75 9.33%
58 38 1/4 LAZ Lazard Inc -N HOLD 41 5/8 849,600 0.39 106.73 2.03 4.88%
8 7/8 7 3/8 BWG Legg Mason Bw Global Income -N HOLD 7 7/8 101,500 1.06 7.43 0.98 12.44%
77 33 1/2 TREE Lendingtree Inc -O HOLD-S 45 3/4 96,300 0.06 762.50
8 7/8 1 5/8 LX Lexinfintech Holdings Ltd AD-O HOLD-W 1 3/4 3,150,000 0.28 6.25 0.43 24.57%
6 7/8 5 3/8 USA Liberty All-Star Equity Fund-N HOLD 5 7/8 1,680,000 1.68 3.50 0.72 12.26%
5 5/8 4 1/2 ASG Liberty All-Star Growth Fund-N HOLD-S 5 3/8 76,600 4.71 1.14 0.45 8.37%
3 1/2 .11330 LMFA Lm Funding America Inc -O HOLD-W 0 1/8 2,370,000 -9.99 -.01
19 14 1/8 SCD Lmp Capital and Income Fund -N HOLD 15 3/8 61,900 -1.93 -7.97 1.43 9.30%
67 1/4 49 3/8 MAIN Main Street Capital Corp -N HOLD 51 1/2 413,600 0.19 271.05 4.43 8.60%
5 3/4 4 1/8 LOAN Manhattan Bridge -O HOLD 4 1/4 42,400 1.95 2.18 0.51 12.00%
6 7/8 3 5/8 MARPS Marine Petroleum U -O HOLD 4 5/8 700 2.37 1.95 0.38 8.22%
599 473 MA Mastercard Inc -N HOLD-S 523 1/8 1,360,000 0.05 999.99 3.79 .72%
10 3/4 8 MFIN Medallion Fin Corp -O HOLD 9 7/8 23,800 0.69 14.31 0.55 5.57%
10 3/8 3 MTR Mesa Royalty Trust -N HOLD-W 3 8,300 2.54 1.18 0.38 12.67%
41 7/8 22 3/4 MSB Mesabi Trust -N HOLD-B 25 1/4 40,800 0.85 29.71 1.07 4.24%
14 9 1/4 MXE Mexico Equity and -N HOLD 12 3/4 4,900 0.23 55.43 0.21 1.65%
22 7/8 15 1/4 MXF Mexico Fund -N HOLD 21 3/8 29,100 0.22 97.16 1.06 4.96%
6 1/2 5 3/4 MCR MFS Charter Income Trust -N HOLD-B 5 7/8 72,700 2.32 2.53 0.55 9.36%
3 1/8 2 3/4 MGF MFS Government Markets Incom-N HOLD-B 2 3/4 42,700 6.04 .46 0.24 8.73%
2 5/8 2 3/8 MIN MFS Intermediate Income Trus-N HOLD 2 3/8 152,900 5.96 .40 0.24 10.11%
4 3/4 4 3/8 MMT MFS Multimarket Income Trust-N HOLD-B 4 3/8 224,600 2.40 1.82 0.41 9.37%
5 5/8 5 MFM MFS Muni Income Trust -N HOLD-S 5 1/2 248,900 7.98 .69 0.28 5.09%
8 7/8 0 3/8 MTC Mmtec Inc -O HOLD-B 2 1/2 9,800 -6.22 -.40
78 1/8 51 1/8 MC Moelis -N HOLD 65 3/8 594,400 0.36 181.60 2.59 3.96%
21 1/4 12 1/2 CAF MS China A Share Fund -N SELL 21 1/4 23,300 0.29 73.28 0.22 1.04%
7 7/8 7 MSD MS Emerging Markets Debt Fun-N HOLD 7 1/4 75,500 0.95 7.63 0.65 8.97%
6 1/8 4 3/4 EDD MS Emerging Markets Domestic-N HOLD 5 3/4 301,900 0.95 6.05 0.51 8.87%
28 3/8 20 IIF MS India Investment Fund -N HOLD 22 7/8 27,400 -1.25 -18.30
101 3/4 74 1/4 NDAQ Nasdaq Inc -O HOLD 87 1/2 2,650,000 0.30 291.67 1.20 1.37%
15 1/2 7 1/4 NAVI Navient Corp -O HOLD-B 8 649,600 -2.44 -3.28 0.89 11.13%
143 105 1/2 NNI Nelnet Inc -N HOLD 132 1/8 66,600 0.09 999.99 1.35 1.02%
10 5/8 7 3/4 NML Neuberger Berman Energy Infr-A HOLD 10 1/4 62,200 9.99 1.03 0.67 6.54%
7 5/8 6 NHS Neuberger Berman High Yield -A HOLD-B 6 1/8 100,800 1.40 4.38 1.17 19.10%
10 5/8 9 5/8 NBH Neuberger Berman Intermediat-A HOLD 10 1/4 109,000 6.04 1.70 0.63 6.15%
3 1/4 2 3/4 NRO Neuberger Berman Real Estate-A HOLD 3 177,100 -9.57 -.31 0.37 12.33%
13 10 GF New Germany Fund -N HOLD 11 3/8 11,300 0.31 36.69 0.14 1.23%
10 7/8 6 3/4 NMFC New Mountain Finance Corp -O HOLD-W 6 3/4 625,800 -3.14 -2.15 1.19 17.63%
12 5/8 8 3/4 NOAH Noah Holdings Ltd ADR -N HOLD-W 8 7/8 88,400 0.89 9.97 1.41 15.89%
10 4 3/8 NRT North European Oil Royality -N HOLD-B 7 1/8 47,400 1.07 6.66 0.88 12.35%
185 1/2 91 1/4 NTRS Northern Trust Corp -O SELL 182 7/8 498,600 0.12 999.99 2.77 1.51%
13 1/4 11 1/2 NAZ Nuveen Arizona Premium Fund -N HOLD 12 1/2 18,300 -2.40 -5.21 0.78 6.24%
16 5/8 14 7/8 NBB Nuveen Build America Bond Fu-N HOLD 15 1/2 38,000 2.80 5.54 1.14 7.35%
12 1/8 10 5/8 NAC Nuveen California Divadv Fun-N HOLD 12 361,700 -2.54 -4.72 0.85 7.08%
9 3/4 8 1/4 NCA Nuveen California Muni Value-N HOLD 9 3/8 16,400 -3.21 -2.92 0.33 3.52%
16 5/8 13 7/8 JCE Nuveen Core Equity Alpha Fun-N HOLD 16 3/8 26,400 0.40 40.94 1.21 7.39%
12 1/4 11 NAD Nuveen Divadv Fund -N HOLD 11 7/8 606,300 3.67 3.24 0.84 7.07%
13 1/8 11 1/2 NZF Nuveen Divadv Fund 3 -N HOLD 12 5/8 481,300 3.44 3.67 0.93 7.37%
8 1/2 7 1/8 JFR Nuveen Floating Rate -N HOLD-S 7 5/8 369,500 2.81 2.71 1.05 13.77%
13 5/8 11 7/8 JGH Nuveen Global High Income Fu-N HOLD 12 5/8 77,200 0.85 14.85 1.25 9.90%
13 11 3/8 NKX Nuveen Insured California Ta-N HOLD 12 1/2 65,300 -2.36 -5.30 0.90 7.20%
13 1/4 11 1/2 NVG Nuveen Insured Divadv Fund -N HOLD 12 3/4 429,900 3.76 3.39 0.93 7.29%
10 3/4 9 1/4 NRK Nuveen Insured New York Tax--N HOLD 10 5/8 207,800 -2.91 -3.65 0.77 7.25%
11 3/4 10 5/8 NEA Nuveen Insured Tax-Free Adva-N HOLD 11 5/8 564,700 3.70 3.14 0.81 6.97%
13 1/2 11 1/8 NMT Nuveen Massachusetts Premium-N HOLD 12 5/8 28,000 -2.34 -5.40 0.76 6.02%
9 7/8 8 3/4 NIM Nuveen Maturities Fund -N HOLD 9 3/8 2,600 4.73 1.98 0.35 3.73%
12 3/8 11 1/8 NMS Nuveen Minnesota Municipal I-N HOLD 12 1/4 11,300 -2.47 -4.96 0.78 6.37%
19 17 1/4 JLS Nuveen Mortgage Opportunity -N HOLD-B 17 3/8 12,100 0.59 29.45 1.81 10.42%
6 1/2 5 5/8 JMM Nuveen Multi-Market Income F-N HOLD 5 3/4 2,400 1.91 3.01 0.36 6.26%
11 1/8 9 1/2 NMI Nuveen Muni -N HOLD 10 3/4 19,000 3.73 2.88 0.44 4.09%
10 5/8 9 3/4 NMZ Nuveen Muni High Income Oppo-N HOLD 10 3/8 676,100 4.74 2.19 0.80 7.71%
9 1/4 8 3/8 NUV Nuveen Muni Value Fund -N HOLD 9 1/8 496,700 3.60 2.53 0.37 4.05%
14 1/2 13 1/2 NUW Nuveen Muni Value Fund -N HOLD 14 3/8 60,800 2.00 7.19 0.58 4.03%
31 3/8 23 1/4 QQQX Nuveen Nasdaq 100 -O HOLD 30 1/4 76,500 0.30 100.83 2.05 6.78%
11 3/4 10 7/8 NAN Nuveen New York Divadv Fund -N HOLD 11 5/8 60,700 -2.59 -4.49 0.84 7.23%
8 7/8 7 7/8 NNY Nuveen New York Muni Value F-N HOLD 8 5/8 11,800 -3.48 -2.48 0.35 4.06%
5 1/2 4 5/8 JQC Nuveen Preferred and Convert-N HOLD 4 3/4 363,800 3.40 1.40 0.67 14.11%
8 1/2 7 1/4 JPC Nuveen Preferred and Convert-N HOLD 7 7/8 838,400 1.15 6.85 0.75 9.52%
14 1/4 11 3/4 JRI Nuveen Real Asset Income and-N HOLD 13 51,100 0.57 22.81 1.59 12.23%
8 1/2 7 1/8 JRS Nuveen Real Estate Fund -N HOLD-S 8 1/2 82,700 -3.71 -2.29 0.64 7.53%
14 1/2 13 3/4 NXP Nuveen Tax Free Income Portf-N HOLD 14 3/8 101,200 6.72 2.14 0.63 4.38%
11 5/8 10 7/8 NPV Nuveen Virginia Premium Fund-N HOLD 11 3/8 135,700 -2.58 -4.41 0.80 7.03%
51 1/4 38 SRV Nxg Cushing Midstream Energy-N HOLD-S 50 52,100 9.88 5.06 4.77 9.54%
15 5/8 14 3/8 MMD Nyli Mackay Definedterm Muni-N HOLD 15 1/4 102,800 9.99 1.53 0.73 4.79%
14 5/8 10 7/8 OCSL Oaktree Specialty Lending Co-O HOLD 11 3/4 300,400 1.70 6.91 1.52 12.94%
9 1/8 3 OFS Ofs Capital Corp -O HOLD 3 5/8 41,000 -4.88 -.74 1.05 28.97%
6 3/4 2 3/8 OCCI Ofs Credit Company -O HOLD-B 2 5/8 120,600 -6.22 -.42 1.71 65.14%
71 1/8 47 OMF Onemain Holdings Inc -N HOLD 58 3/4 744,700 0.14 419.64 4.42 7.52%
40 1/2 19 3/4 IX Orix Corp ADR -N HOLD-S 40 149,500 0.42 95.24 0.85 2.13%
18 1/8 3 1/4 OXLC Oxford Lane Capital -O HOLD 9 428,100 9.99 .90 8.24 91.56%
2 1/2 1 1/4 OXSQ Oxford Square Capital Corp -O HOLD 1 3/8 1,410,000 -9.99 -.14 0.47 34.18%
13 5/8 11 5/8 PAI Pacific American Income Shar-N HOLD 12 1/8 1,400 0.94 12.90 0.65 5.36%
11 7/8 7 5/8 PAGS Pagseguro Digital Ltd Cl A -N HOLD 8 7/8 2,270,000 0.80 11.09 0.79 8.90%
78 3/4 39 PYPL Paypal Holdings -O HOLD 45 1/4 5,680,000 0.14 323.21 0.41 .91%
10 7/8 7 PFLT Pennantpark Fltng Rt -N HOLD-W 7 1,090,000 1.54 4.55 1.27 18.14%
7 3/8 3 1/4 PNNT Pennantpark Investme -N HOLD-W 3 3/8 482,200 3.71 .91 1.15 34.07%
160 3/8 79 7/8 PFSI Pennymac Financial Services -N HOLD-B 81 7/8 274,100 0.08 999.99 1.07 1.31%
9 1/8 8 1/8 PCQ Pimco California Muni -N HOLD 8 7/8 71,700 9.99 .89 0.42 4.73%
6 3/4 5 3/8 PCM Pimco Commercial Mortgage Se-N HOLD 5 3/4 17,300 1.73 3.32 0.79 13.74%
13 3/8 11 3/8 PCN Pimco Corporate -N HOLD 11 3/4 245,200 0.76 15.46 1.38 11.74%
14 3/8 11 1/2 PTY Pimco Corporate Opportunity -N HOLD 12 672,300 0.80 15.00 1.52 12.67%
20 1/8 16 1/8 PDI Pimco Dynamic Income Fund -N HOLD 16 5/8 2,160,000 0.47 35.37 2.73 16.42%
9 3/8 7 3/4 PGP Pimco Global Stocksplus & In-N HOLD 8 5/8 29,500 0.50 17.25 0.79 9.16%
5 4 3/8 PHK Pimco High Income Fund -N HOLD 4 5/8 603,100 1.93 2.40 0.59 12.76%
8 1/2 7 1/2 PFL Pimco Income Strategy Fund -N HOLD 7 3/4 206,700 1.25 6.20 0.98 12.65%
7 5/8 6 1/2 PFN Pimco Income Strategy Fund I-N HOLD 7 485,700 1.92 3.65 0.86 12.29%
8 7 PML Pimco Muni II -N HOLD 7 1/2 349,000 9.99 .75 0.47 6.27%
7 1/8 6 3/8 PNI Pimco New York Muni II -N HOLD 7 56,300 -4.29 -1.63 0.34 4.86%
191 1/8 128 PJT Pjt Partners Inc Cl A -N HOLD 158 3/8 224,400 0.22 721.59 1.05 .66%
10 1/2 9 1/4 PGZ Principal Real Estate Income-N HOLD 10 1/4 6,700 1.31 7.82 1.24 12.10%
3 5/8 2 1/8 PSEC Prospect Capital Corp -O HOLD-B 2 1/8 3,210,000 -9.37 -.23 0.64 30.12%
6 1/2 5 1/4 PCF Putnam High Income Bond Fund-N HOLD-B 5 3/8 36,500 4.57 1.18 0.73 13.58%
6 1/2 5 3/4 PMM Putnam Managed Muni Income T-N HOLD-S 6 1/2 130,200 5.70 1.14 0.30 4.62%
3 1/2 3 PIM Putnam Master Intermediate I-N HOLD 3 1/8 24,800 4.50 .69 0.27 8.64%
10 3/4 9 5/8 PMO Putnam Muni Opportunities Tr-N HOLD-S 10 5/8 82,800 5.66 1.88 0.46 4.33%
3 5/8 3 3/8 PPT Putnam Premier Income Trust -N HOLD 3 3/8 60,400 3.17 1.06 0.32 9.48%
45 12 QFIN Qfin Holdings Inc ADR -O HOLD 14 7/8 628,800 0.07 212.50 3.11 20.91%
19 3/4 10 RAND Rand Capital Corp -O HOLD-B 10 1/4 151 -1.98 -5.18 1.53 14.93%
7 7/8 5 1/8 RCS Rcm Strategic Global Governm-N HOLD 5 3/8 53,500 1.12 4.80 0.56 10.42%
43 1/2 31 7/8 UTG Reaves Utility -A HOLD 40 177,900 0.13 307.69 2.16 5.40%
45 1/2 26 RM Regional Managment Corp -N SELL 42 3/8 93,000 0.20 211.88 1.23 2.90%
3 1/4 2 3/8 RCG Renaissance Capital Growth &-A HOLD 2 7/8 2,600 8.69 .33 0.02 .70%
16 1/4 13 3/4 RMI Rivernorth Opportunistic Mun-N HOLD 15 1/2 4,900 8.55 1.81 1.06 6.84%
12 1/2 10 7/8 RIV Rivernorth Opportunities Fun-N HOLD 11 5/8 60,500 0.43 27.03 1.53 13.16%
14 5/8 10 3/8 RGT Royce Global Trust Inc -N HOLD 14 5/8 10,800 0.39 37.50 0.17 1.16%
14 3/4 8 RMT Royce Micro-Cap Trust -N HOLD-S 14 1/8 76,800 0.75 18.83 0.64 4.53%
18 7/8 13 5/8 RVT Royce Small-Cap Trust Inc -N HOLD 18 1/8 208,300 0.39 46.47 1.25 6.90%
84 3/8 63 3/4 SBR Sabine Royalty Trust -N HOLD 72 7/8 29,000 0.22 331.25 4.53 6.22%
25 1/2 17 3/8 SAR Saratoga Investment Corp -N HOLD-W 17 3/8 378,700 0.41 42.38 3.07 17.67%
9 1/4 8 1/2 KTF Scudder Municiple Income Tru-N HOLD 9 1/8 79,700 -3.23 -2.83 0.75 8.22%
10 5/8 7 7/8 SNFCA Security National Financial -O HOLD-S 9 7/8 9,800 0.80 12.34
96 1/2 75 SEIC Sei Investments Company -O SELL 94 5/8 504,600 0.18 525.69 0.99 1.05%
10 1/4 9 3/8 FCT Senior Floating Rate II -N HOLD 9 1/2 77,200 1.53 6.21 1.16 12.21%
3 1/4 0 1/4 AIHS Senmiao Technology Ltd -O HOLD 1 1/4 58,000 -3.60 -.35
16 7/8 10 1/8 SAMG Silvercrest Ast Cm A -O HOLD-W 10 1/2 22,900 1.70 6.18 0.96 9.14%
25 1/8 16 1/4 TSLX Sixth Street Specialty Lendi-N HOLD-B 16 5/8 419,600 0.75 22.17 2.07 12.45%
34 1/4 18 5/8 SLM SLM Corp -O HOLD-S 24 5/8 3,520,000 0.24 102.60 0.56 2.27%
79 72 1/2 SLMBP SLM Corp Srs B Pfd -O HOLD 74 5/8 4,100 1.30 57.40 3.36 4.50%
16 7/8 12 1/8 SLRC Slr Investment Corp -O HOLD-B 12 5/8 196,900 0.54 23.38 1.61 12.75%
49 5/8 41 SOR Source Capital -N HOLD 45 3/4 3,800 0.14 326.79 2.47 5.40%
15 7/8 13 1/8 SPE Special Opportunities Fund I-N HOLD-B 13 3/8 37,100 0.50 26.75 2.04 15.25%
10 3/8 7 FUND Sprott Focus Trust -O HOLD 9 5/8 56,000 0.64 15.04 0.49 5.09%
57 28 CEF Sprott Physical Gold & Silve-A HOLD-B 41 1/8 320,900 -0.65 -63.27
183 1/4 87 1/8 STT State Street Corp -N SELL 180 1,670,000 0.12 999.99 2.88 1.60%
15 1/4 7 7/8 SCM Stellus Capital Investment C-N HOLD-B 8 237,700 0.86 9.30 1.72 21.50%
88 3/8 51 3/8 SYF Synchrony Financial -N HOLD 71 1/2 3,870,000 0.11 650.00 1.26 1.76%
120 86 1/4 TROW T Rowe Price Group -O SELL 117 1,950,000 0.11 999.99 4.99 4.26%
102 1/2 30 3/4 TWN Taiwan Fund -N HOLD 94 3/8 35,300 0.04 999.99 0.03 .03%
7 7/8 3 1/8 TCPC TCP Capital Corp -O HOLD-B 3 1/8 417,500 -5.15 -.61 0.92 29.44%
5 4 3/8 TSI Tcw Strategic -N HOLD-B 4 3/8 118,800 2.45 1.79 0.29 6.63%
12 9 TDF Templeton Dragon Fund -N HOLD 10 7/8 55,000 0.36 30.21 0.37 3.40%
7 5 1/4 TEI Templeton Emerging Markets -N HOLD-S 6 3/4 143,800 0.53 12.74 0.53 7.85%
24 5/8 12 1/2 EMF Templeton Emerging Markets F-N HOLD 22 5/8 29,600 0.38 59.54 0.67 2.96%
69 3/4 38 1/4 CG The Carlyle Group -O HOLD 44 1/8 1,370,000 0.41 107.62 1.59 3.60%
10 8 3/4 GRX The Gabelli Healthcare & Wel-N HOLD-S 9 1/2 11,000 6.34 1.50 0.71 7.47%
8 5/8 8 GDL The Gdl Fund -N HOLD 8 3/8 4,200 1.45 5.78 0.47 5.61%
51 1/8 39 1/8 TYG Tortoise Energy Infrastructu-N HOLD 43 1/8 165,600 -0.65 -66.35 4.91 11.39%
22 7/8 19 3/8 TPZ Tortoise Essential Energy Fu-N HOLD 22 1/8 7,500 .00 0.00 0.73 3.30%
6 3/8 5 5/8 SWZ Total Return Securities Inc -N HOLD 5 7/8 44,500 -4.78 -1.23
44 29 7/8 TY Tri Continental Corp -N SELL 35 1/2 59,900 0.22 161.36 0.98 2.76%
7 3/8 4 3/8 TPVG Triplepoint Venture Growth B-N HOLD-B 4 5/8 556,300 0.91 5.08 0.95 20.54%
3 1/2 2 1/8 GROW U S Global Inv Inc -O HOLD 2 7/8 2,400 9.99 .29 0.10 3.48%
9 8 1/4 WIW U.S Treasury Inflation Prot -N HOLD 8 3/8 170,900 1.39 6.03 0.76 9.07%
8 1/2 7 7/8 WIA U.S. Treasury Inflation Prot-N HOLD 8 38,500 1.48 5.41 0.63 7.88%
90 1/2 56 1/4 VCTR Victory Capital Holdings Inc-O HOLD-S 89 3/8 198,400 0.26 343.75 1.74 1.95%
15 7/8 11 3/8 NCZ Virtus Convertible & Income -N HOLD 15 5/8 59,100 0.32 48.83 1.26 8.06%
17 5/8 12 5/8 NCV Virtus Convertible & Income -N HOLD 17 1/8 69,600 0.31 55.24 1.42 8.29%
15 3/8 11 3/8 NFJ Virtus Dividend Interest & P-N HOLD-S 15 105,000 0.69 21.74 1.11 7.40%
5 5/8 4 3/4 EDF Virtus Emerging Markets Inco-N HOLD-S 5 1/2 105,500 1.19 4.62 0.68 12.36%
27 1/8 21 3/8 NIE Virtus Equity & Convertible -N HOLD 26 5/8 57,300 0.27 98.61 1.79 6.72%
8 7 1/8 VGI Virtus Global Multi-Sector I-N HOLD 7 1/2 32,300 1.34 5.60 0.96 12.80%
211 3/4 121 1/2 VRTS Virtus Investment Partners -N HOLD-S 157 1/8 98,500 0.05 999.99 9.99 6.35%
371 294 1/4 V Visa Inc -N HOLD-S 348 4,720,000 0.08 999.99 2.84 .82%
10 5 IAE VOYA Asia Pacific High Divid-N HOLD 8 5/8 75,900 1.07 8.06 0.68 7.88%
8 5 IHD VOYA Emerging Markets High D-N HOLD 7 1/2 56,900 1.26 5.95 0.56 7.47%
98 5/8 58 3/8 VOYA VOYA Financial Inc -N SELL 96 1/2 1,040,000 0.17 567.65 1.77 1.83%
10 9 1/8 IGA VOYA Global Advantage and Pr-N HOLD 9 3/4 66,100 0.85 11.47 1.02 10.46%
6 1/4 5 1/2 IGD VOYA Global Equity Dividend -N HOLD-S 6 1/8 281,900 1.46 4.20 0.59 9.63%
14 1/4 10 1/4 IDE VOYA Infrastructure Industri-N HOLD 13 1/2 19,300 0.61 22.13 1.10 8.15%
90 42 WD Walker & Dunlop -N HOLD 49 7/8 122,200 0.41 121.65 3.29 6.60%
7 1/8 6 1/4 EAD Wells Fargo Advantage -A HOLD 6 1/2 188,300 1.52 4.28 0.65 10.00%
9 5/8 8 3/4 ERC Wells Fargo Advantage Multi--A HOLD 9 1/8 57,300 1.03 8.86 0.87 9.53%
12 7/8 10 1/2 ERH Wells Fargo Advantage Utilit-A HOLD 12 1/8 9,100 0.42 28.87 0.95 7.84%
6 5/8 4 7/8 EOD Wells Fargo Global Dividend -N HOLD-S 6 1/2 72,100 0.79 8.23 0.47 7.23%
11 3/8 10 1/4 WEA Western Asset Bond Fund -N HOLD 10 1/2 37,300 0.84 12.50 0.86 8.19%
11 1/4 9 1/8 EMD Western Asset Emerging Marke-N HOLD 10 5/8 160,700 0.59 18.01 1.09 10.26%
12 10 1/2 GDO Western Asset Global Corpora-N HOLD-B 10 5/8 22,300 0.80 13.28 1.50 14.12%
6 5/8 5 3/4 EHI Western Asset Global High -N HOLD 5 7/8 120,500 1.85 3.18 0.86 14.64%
4 3 1/2 HIO Western Asset High -N HOLD 3 5/8 186,500 3.48 1.04 0.44 12.14%
4 3/8 3 3/4 HIX Western Asset High Income Fu-N HOLD 3 7/8 575,400 2.27 1.71 0.60 15.48%
12 10 3/8 HYI Western Asset High Yield Opp-N HOLD 10 1/2 54,200 1.27 8.27 1.18 11.24%
8 7 3/8 SBI Western Asset Intermediate F-N HOLD 7 3/4 95,600 9.18 .84 0.50 6.45%
17 15 5/8 IGI Western Asset Investment Gra-N HOLD 16 8,200 0.98 16.33 0.87 5.44%
10 5/8 9 3/4 MMU Western Asset Managed Munici-N HOLD 10 3/8 165,300 9.99 1.04 0.65 6.27%
12 10 3/8 DMO Western Asset Mortgage Defin-N HOLD 10 5/8 40,800 0.82 12.96 1.53 14.40%
7 5/8 6 5/8 MHF Western Asset Muni High -N HOLD 7 55,400 5.44 1.29 0.42 6.00%
10 1/4 6 7/8 WU Western Union Company -N HOLD 7 3/4 5,040,000 0.73 10.62 0.92 11.87%
19 3/4 14 1/2 WHG Westwood Holdings Group Inc -N SELL 19 1/8 7,500 1.19 16.07 0.61 3.19%
9 3/4 6 1/8 WHF Whitehorse Finance -O HOLD-B 6 1/4 44,900 2.43 2.57 1.03 16.48%
221 117 5/8 WRLD World Acceptance Corp -O SELL 202 7/8 25,800 0.14 999.99
20 3 1/4 XYF X Financial ADR -N HOLD 4 3/4 39,100 0.09 52.78 1.92 40.42%
6 1/4 5 3/8 MCN Xai Madison Equity Premium I-N HOLD-B 5 1/2 56,400 3.19 1.72 0.72 13.09%
19 3/8 3 XFLT Xai Octagon Floating Alt Inc-N SELL 17 7/8 71,600 1.09 16.40 4.56 25.51%
7 0 7/8 YRD Yirendai Ltd ADR -N BUY 1 1/4 373,900 9.99 .13 1.02 81.60%