COMPLEX     ROBINSON 
 The United States STOCK MARKET recommendation as of 05/28/2026 is ~~~~  MARKET TREND UP 

DIA 507 AAPL 312 1/2 AMZN 274
HOLD-S SELL SELL
BAC 50 3/4 BRK.A 715660 EBAY 112
HOLD HOLD SELL
META 635 1/4 GM 84 1/4 GOOG 386
HOLD HOLD-S SELL
GDX 87 1/8 DOG 22 3/8 BITO 10
HOLD HOLD-B HOLD-B
TSLA 442 WYNN 101 1/2 FICO 1296
HOLD-S HOLD HOLD
500 Softw  5896.00 for the week just ended  +161.00  COMPREIT  2481.00 for the week just ended    +1.00
CONSUMGDS  1049.00 for the week just ended   +26.00 Biotechno  5062.00 for the week just ended   +24.00
Energy an   184.00 for the week just ended   -10.25 Reduced E  4655.00 for the week just ended  -140.00
NLIFEINSU  1207.00 for the week just ended   -44.00 INDMETALS   830.38 for the week just ended   +67.00
COMPLEX ROBINSON Maple-Leaf-Gardens      Massachusetts-Power-and-Light-Associates      PC-Connection      Canaveral-International      Basin-Montana-Tunnel     
 64 week
   
High....... Low........ Symbol Name.......................................... Recommendation THURSDAY........
Close....		 Share....
Volume...		 Earnings P/E...
Ratio...		 Div.. Yield        
10 3/4 7 1/2 AOD Aberdeen Total Dynamic Divid-N HOLD-S 10 3/8 472,900 0.69 15.04 1.10 10.60%
16 3/4 14 1/8 FAX Abrdn Asia-Pacific Income Fu-A HOLD 14 3/4 129,700 1.08 13.66 2.08 14.10%
14 1/4 3 1/2 IAF Abrdn Australia Equity Fund -A HOLD 12 5/8 8,600 0.68 18.57 1.47 11.64%
9 7/8 4 1/2 AEF Abrdn Emerging Markets Ex-Ch-A SELL 9 3/4 175,100 0.57 17.11 0.54 5.54%
13 3/4 8 7/8 AGD Abrdn Global Dynamic Dividen-N HOLD 12 1/2 101,700 0.58 21.55 1.32 10.56%
6 5/8 2 1/2 FCO Abrdn Global Income Fund Inc-A HOLD-W 2 1/2 59,200 1.71 1.46 1.54 61.60%
12 5/8 3 3/8 AWP Abrdn Global Premier Propert-N HOLD-S 11 3/4 80,900 4.83 2.43 1.41 12.00%
20 3/8 14 3/8 HQH Abrdn Healthcare Investors F-N HOLD 19 5/8 119,100 0.70 28.04 1.97 10.04%
20 7/8 15 1/4 THQ Abrdn Healthcare Opportuniti-N HOLD 18 1/2 115,800 -1.65 -11.21 2.08 11.24%
18 3/8 11 1/8 HQL Abrdn Life Sciences Investor-N HOLD 17 5/8 118,600 0.43 40.99 1.58 8.96%
13 1/8 10 THW Abrdn World Healthcare Fund -N HOLD 12 7/8 126,900 0.82 15.70 1.27 9.86%
6 5 ACP Abrnd Income Credit Strategi-N HOLD 5 3/8 651,600 2.97 1.81 0.96 17.86%
25 3/8 17 1/4 ADX Adams Diversified Equity Fun-N HOLD-S 25 3/8 196,700 0.28 90.63 1.70 6.70%
28 3/8 19 1/4 PEO Adams Natural Resources Fund-N HOLD 25 5/8 161,600 0.51 50.25 1.93 7.53%
13 10 3/8 AVK Advent Claymore Convertible -N HOLD-S 13 192,300 0.40 32.50 1.31 10.08%
330 3/8 146 1/2 AMG Affiliated Managers Group -N HOLD 303 278,800 0.05 999.99 0.03 .01%
11 1/4 9 3/4 AFB Alliance National Municipal -N HOLD-S 11 1/8 72,100 8.73 1.27 0.53 4.76%
11 3/8 9 3/4 AWF Alliancebernstein Global Hig-N HOLD 10 1/4 205,100 1.13 9.07 0.77 7.51%
43 1/4 35 1/2 AB Alliancebernstein Holding LP-N HOLD-B 36 7/8 422,800 0.30 122.92 3.56 9.65%
47 1/4 30 ALLY Ally Financial -N HOLD 42 3/4 4,810,000 0.26 164.42 1.11 2.60%
385 7/8 228 1/2 AXP American Express Company -N HOLD 315 3,600,000 0.06 999.99 3.94 1.25%
547 415 1/2 AMP Ameriprise Financial Service-N HOLD-B 439 7/8 675,600 0.02 999.99 6.91 1.57%
156 7/8 100 1/8 APO Apollo Asset Management Inc -N HOLD 127 1/8 3,290,000 0.64 199.22 2.25 1.76%
23 3/8 17 3/8 ARCC Ares Capital Corp -O HOLD 18 3/4 4,760,000 0.57 32.89 2.04 10.88%
14 7/8 11 3/4 ARDC Ares Dynamic Credit Allocati-N HOLD 12 3/4 118,400 1.00 12.75 1.38 10.82%
190 1/2 95 3/4 ARES Ares Management LP -N HOLD 126 2,320,000 0.38 331.58 6.43 5.10%
23 5/8 18 3/8 BANX Arrowmark Financial Corp -O HOLD 19 3/4 72,800 0.39 50.64 2.02 10.23%
48 34 APAM Artisan Partners Asset Mgmt -N HOLD 37 1/4 787,300 0.24 155.21 4.18 11.22%
81 5/8 24 7/8 ASA ASA Gold and Precious Metals-N HOLD 62 7/8 102,000 0.04 999.99 0.06 .10%
89 5/8 42 ATLC Atlanticus Holdings Corp -O SELL 84 3/4 258,500 0.21 403.57
11 1/8 2 3/4 RILY B. Riley Financl -O SELL 10 1/4 1,600,000 0.08 128.13
16 7/8 12 BCSF Bain Capital Specialty Finan-N HOLD 13 1/4 431,300 0.66 20.08 1.64 12.38%
17 3/8 15 1/4 BBN Balckrock Build America Trus-N BUY 15 7/8 230,500 0.77 20.62 1.19 7.50%
26 1/2 15 3/4 BCV Bancroft Convertible Fund -A SELL 26 1/4 14,100 0.16 164.06 1.14 4.34%
138 1/2 72 1/2 BK Bank of New York Mellon Corp-N SELL 137 1/8 1,420,000 0.15 914.17 1.89 1.38%
9 7/8 7 7/8 BBDC Barings Bdc Inc -N HOLD 8 5/8 1,070,000 1.04 8.29 1.03 11.94%
22 7/8 16 3/4 MCI Barings Corporate Investors -N HOLD 18 34,800 -1.45 -12.41 1.87 10.39%
20 1/2 15 3/8 MPV Barings Participation Invest-N HOLD 17 3/8 11,100 0.77 22.56 1.57 9.04%
11 8 3/4 BHK Blackrock Core Trust -N BUY 9 271,100 1.34 6.72 0.94 10.44%
10 5/8 9 1/4 DSU Blackrock Debt Strategies Fu-N HOLD 9 3/4 608,100 1.44 6.77 1.19 12.21%
233 3/8 11 1/4 BGR Blackrock Energy and Resourc-N HOLD 15 1/2 138,400 0.68 22.79 1.09 7.03%
9 5/8 7 5/8 BDJ Blackrock Enhanced Dividend -N HOLD 9 1/4 577,500 0.64 14.45 0.73 7.89%
25 3/4 16 3/4 CII Blackrock Enhanced Large Cap-N SELL 25 5/8 81,900 0.23 111.41 1.72 6.71%
13 3/8 10 1/2 FRA Blackrock Floating Rate Inco-N HOLD 11 1/8 137,100 1.33 8.36 1.59 14.29%
12 9 3/4 BOE Blackrock Global -N HOLD-S 12 118,200 0.57 21.05 0.96 8.00%
12 3/4 10 1/4 BGT Blackrock Global -N HOLD 10 3/4 157,300 1.34 8.02 1.51 14.05%
42 5/8 34 5/8 BME Blackrock Health Sciences Tr-N HOLD 40 54,600 0.17 235.29 3.12 7.80%
9 7/8 8 1/4 HYT Blackrock High Yield Fund VI-N HOLD 8 5/8 698,900 1.06 8.14 0.97 11.25%
1181 1 BLK Blackrock Inc -N HOLD 1046 845,900 0.03 999.99 9.99 .96%
12 10 1/4 BKT Blackrock Income Trust Inc -N HOLD-B 10 1/2 63,900 1.01 10.40 1.09 10.38%
6 1/8 5 BGY Blackrock International -N HOLD 5 3/4 189,200 1.13 5.09 0.51 8.87%
14 1/4 12 1/8 BLW Blackrock Ltd Duration Incom-N BUY 12 1/2 93,400 0.80 15.63 1.38 11.04%
14 3/4 12 1/8 BIT Blackrock Multi-Sector Incom-N HOLD 12 1/2 228,200 0.90 13.89 1.54 12.32%
11 3/4 9 3/4 MUA Blackrock Muniassets Fund -N HOLD 10 5/8 103,800 3.17 3.35 0.68 6.40%
23 20 3/8 BTT Blackrock Municipal Target T-N HOLD 22 3/4 58,800 0.75 30.33 0.53 2.33%
11 10 MUC Blackrock Muniholdings Calif-N HOLD 10 3/4 313,700 4.49 2.39 0.63 5.86%
12 10 3/4 MHD Blackrock Muniholdings Fund -N HOLD 11 1/2 260,600 3.32 3.46 0.70 6.09%
12 1/2 10 1/2 MUJ Blackrock Muniholdings New J-N HOLD 12 1/8 80,700 2.31 5.25 0.61 5.03%
12 3/4 10 1/2 MIY Blackrock Muniyield Michigan-N HOLD 12 33,700 2.99 4.01 0.64 5.33%
10 1/8 9 1/8 MYN Blackrock Muniyield New York-N HOLD 9 7/8 87,100 6.48 1.52 0.59 5.97%
11 1/2 10 3/8 MPA Blackrock Muniyield Pennsylv-N HOLD 11 1/4 39,500 3.13 3.59 0.68 6.04%
11 3/4 10 1/2 MQY Blackrock Muniyield Quality -N HOLD 11 3/8 276,500 3.28 3.47 0.69 6.07%
11 1/8 10 1/8 MYI Blackrock Muniyield Quality -N HOLD 10 7/8 187,000 2.68 4.06 0.66 6.07%
11 1/8 9 5/8 BTZ Blackrock Preferred -N BUY 10 1/8 167,200 0.90 11.25 1.02 10.07%
13 1/2 8 1/4 BCX Blackrock Resources -N HOLD 12 186,700 0.38 31.58 0.78 6.50%
49 1/4 29 3/4 BST Blackrock Science and Techno-N SELL 49 1/4 158,300 0.16 307.81 2.57 5.22%
30 1/2 21 1/8 BUI Blackrock Utility and Infras-N HOLD 27 7/8 62,900 0.24 116.15 1.47 5.27%
11 1/2 10 BHV Blackrock Virginia Muni Trus-N HOLD-S 11 3/8 2,100 -2.75 -4.14 0.57 5.01%
189 1/4 101 5/8 BX Blackstone Inc -N HOLD 116 5,650,000 0.22 527.27 6.20 5.34%
14 1/4 12 1/2 BSL Blackstone Senior Floating R-N HOLD 12 7/8 64,900 1.73 7.44 1.12 8.70%
12 1/2 10 7/8 BGB Blackstone Strategic Credit -N BUY 11 1/4 93,400 1.45 7.76 1.01 8.98%
13 1/2 12 1/4 RA Brookfield Real Assets Incom-N HOLD 12 3/4 176,800 0.88 14.49 1.43 11.22%
18 1/4 13 1/8 BRT BRT Realty Trust -N HOLD 14 1/2 11,100 -1.98 -7.32 1.01 6.97%
13 1/8 9 1/4 CHY Calamos Cv & High IN -O HOLD-S 13 1/8 293,500 0.47 27.93 1.09 8.30%
12 3/4 8 3/4 CHI Calamos Cv Opp & Inc -O HOLD-S 12 5/8 158,000 0.50 25.25 1.04 8.24%
9 5 5/8 CHW Calamos Gbl Dyn Inc -O SELL 9 202,400 0.78 11.54 0.53 5.89%
14 9 1/8 CGO Calamos Glb Ttl Rtn -O SELL 13 7/8 43,900 0.49 28.32 0.86 6.20%
20 5/8 14 1/8 CSQ Calamos Strgc Ttl Rt -O HOLD-S 20 1/2 206,300 0.24 85.42 1.18 5.76%
25 3/8 19 3/8 CCD Calams Dy Cnv IN -O HOLD-S 25 3/8 84,100 0.23 110.33 2.11 8.32%
21 7/8 10 5/8 CNNE Cannae Holdings Inc -N HOLD-S 14 3/4 346,500 -1.80 -8.19 0.71 4.81%
257 3/8 146 1/8 COF Capital One Financial Corp -N HOLD 187 4,970,000 0.31 603.23 3.67 1.96%
24 1/4 18 3/8 CSWC Capital Southwest -O HOLD 23 1/4 671,500 0.61 38.11 2.32 9.98%
17 1/4 10 1/2 CGBD Carlyle Secured Lending Inc -O HOLD-B 10 7/8 516,300 0.93 11.69 1.66 15.26%
370 208 CBOE CBOE Global Markets Inc -A HOLD-S 344 1/8 755,600 0.10 999.99 2.60 .76%
5 1/4 4 1/8 IGR CBRE Global Real Estate Inco-N HOLD 4 5/8 689,300 8.53 .54 0.70 15.14%
21 7/8 11 1/8 CEE Central Europe and Russia Fu-N HOLD-S 21 1/4 3,200 0.21 101.19 0.34 1.60%
53 7/8 41 CET Central Securities Corp -A HOLD 53 27,800 0.12 441.67 0.77 1.45%
15 7/8 10 1/2 GOF Claymore/Guggenheim Strategi-N HOLD-B 11 1/8 1,330,000 0.52 21.39 2.43 21.84%
54 1/4 41 EMO Clearbridge Energy MLP Oppor-N HOLD 50 1/2 39,200 -0.61 -82.79 4.14 8.20%
6 1/4 5 GLV Clough Global Dividend and I-A HOLD-S 6 1/4 46,600 1.04 6.01 0.61 9.76%
8 1/2 5 5/8 GLQ Clough Global Equity Fund -A HOLD-S 8 1/2 142,700 0.60 14.17 0.73 8.59%
6 4 1/2 GLO Clough Global Opportunities -A HOLD 6 132,400 0.96 6.25 0.57 9.50%
6 3/8 0 3/8 CNF Cnfinance Holdings Ltd ADR -N HOLD-B 3 2,400 -5.24 -.57
23 7/8 6 3/8 COHN Cohen & Company Inc -A HOLD-B 11 1/4 12,700 0.15 75.00 1.16 10.31%
15 10 7/8 FOF Cohen & Steers Closed-End Op-N HOLD 13 7/8 62,900 0.47 29.52 0.99 7.14%
27 1/4 23 1/8 UTF Cohen & Steers Infrastructur-N HOLD-S 27 360,500 0.27 100.00 1.75 6.48%
21 7/8 18 1/2 LDP Cohen & Steers Ltd Duration -N HOLD 20 5/8 92,600 0.46 44.84 1.54 7.47%
21 1/8 18 1/8 PSF Cohen & Steers Preferred Fun-N HOLD 19 3/4 50,200 0.48 41.15 1.52 7.70%
13 1/2 10 7/8 RQI Cohen & Steers Quality Incom-N HOLD-S 13 3/8 342,300 3.09 4.33 1.04 7.78%
22 7/8 19 1/4 RNP Cohen & Steers REIT and Pref-N HOLD 21 111,300 0.84 25.00 1.62 7.71%
12 1/8 10 5/8 RFI Cohen & Steers Total Return -N HOLD 11 1/4 102,000 2.42 4.65 0.95 8.44%
83 7/8 59 7/8 CNS Cohn & Steers Inc -N HOLD 68 7/8 228,000 0.33 208.71 2.61 3.79%
3 3/4 3 3/8 CXE Colonial High Income Muni Tr-N HOLD-B 3 5/8 116,700 9.99 .36 0.21 5.79%
1 3/4 1 1/2 CIF Colonial Intermediate High -N BUY 1 5/8 38,200 6.87 .24 0.18 11.08%
8 3/8 7 1/4 CXH Colonial Investment Grade Mu-N HOLD-W 7 1/2 47,400 9.99 .75 0.38 5.07%
3 5/8 3 1/8 CMU Colonial Muni Income Trust -N BUY 3 1/4 150,500 -8.45 -.38 0.19 5.85%
10 1/4 7 3/8 CPSS Consumer Portfol -O HOLD-S 9 3/4 17,500 1.42 6.87
8 1/2 6 1/2 CLM Cornerstone Strategic Invest-A HOLD 7 1/2 968,000 0.91 8.24 1.48 19.73%
8 1/8 6 3/8 CRF Cornerstone Strategic Return-A HOLD 7 1/4 669,000 0.97 7.47 1.42 19.59%
563 3/8 405 CACC Credit Acceptance -O HOLD-S 560 3/8 166,500 0.03 999.99
3 2 3/8 CIK Credit Suisse Asset Manageme-A HOLD-B 2 1/2 909,200 6.62 .38 0.28 11.20%
2 1/8 1 5/8 DHY Credit Suisse High Yield Bon-A BUY +5> 1 3/4 827,200 7.52 .23 0.21 12.00%
10 3/8 9 1/4 VFL Delaware Florida Insured Mun-A HOLD 10 1/8 39,000 -2.94 -3.44 0.58 5.73%
30 3/8 20 3/4 DMLP Dorchester Minerals -O HOLD 26 7/8 75,300 0.76 35.36 2.43 9.04%
12 5/8 10 3/8 DSL Doubleline Income Solutions -N HOLD 11 490,300 1.00 11.00 1.37 12.45%
15 7/8 14 DBL Doubleline Opportunistic Cre-N HOLD-B 14 1/4 56,900 0.89 16.01 1.37 9.61%
8 3/4 7 1/2 OPP Doubleline Strategic Opportu-N HOLD-B 7 5/8 56,700 0.96 7.94 1.16 15.21%
2 1/2 2 1/4 DHF Dreyfus High Yield Strategie-N HOLD 2 3/8 177,000 4.61 .52 0.22 9.26%
11 1/8 9 1/2 DMB Dreyfus Municipal Bond Infra-N HOLD 10 7/8 30,100 -2.78 -3.91 0.46 4.23%
6 1/4 5 1/4 DSM Dreyfus Strategic Muni Bond -N BUY 6 177,100 -5.00 -1.20 0.27 4.50%
6 1/2 5 1/2 LEO Dreyfus Strategic Municipals-N HOLD 6 3/8 108,000 -4.70 -1.36 0.26 4.08%
11 1/2 10 7/8 DTF Dtf Tax-Free Income 2028 Ter-N HOLD 11 3/8 18,500 3.05 3.73 0.38 3.34%
15 1/8 11 DPG Duff & Phelps Global Utility-N HOLD 14 3/8 96,100 0.47 30.59 0.78 5.43%
10 7/8 9 DNP Duff & Phelps Utilities Inco-N HOLD-S 10 3/4 837,100 0.90 11.94 0.75 6.98%
11 5/8 8 3/4 GRF Eagle Capital Growth Fund -A HOLD 10 3,500 0.79 12.66 0.09 .90%
8 1/4 3 3/8 ECC Eagle Point Credit Inc -N HOLD 4 1/8 789,800 -5.01 -.82 2.18 52.85%
14 1/2 0 3/8 DXF Eason Technology Limited ADR-A HOLD 0 3/4 917,100 -6.23 -.12
10 5/8 9 1/4 CEV Eaton Vance California Muni -A HOLD 10 1/4 23,500 -2.90 -3.53 0.58 5.66%
14 3/4 11 5/8 ETV Eaton Vance Corp -N HOLD-S 14 3/4 209,500 0.55 26.82 1.13 7.66%
9 1/2 7 3/8 ETW Eaton Vance Corp -N HOLD-S 9 1/2 242,300 0.62 15.32 0.75 7.89%
21 1/2 16 3/4 EOI Eaton Vance Enhance Equity -N HOLD 20 75,600 0.42 47.62 1.60 8.00%
24 3/8 18 7/8 EOS Eaton Vance Enhanced Equity -N HOLD-S 22 7/8 119,500 0.35 65.36 1.77 7.74%
12 3/4 10 1/4 EFT Eaton Vance Floating Rate In-N HOLD 10 7/8 102,600 1.99 5.46 1.07 9.84%
10 3/8 9 EVV Eaton Vance Ltd Duration -A HOLD 9 3/8 242,900 1.44 6.51 0.89 9.49%
10 1/4 9 1/4 EIM Eaton Vance Muni Bond Fund -A BUY 9 3/4 124,800 -2.92 -3.34 0.61 6.26%
11 1/8 9 5/8 EVN Eaton Vance Muni Income Trus-N HOLD 10 3/4 37,600 9.99 1.08 0.61 5.67%
18 15 3/8 EOT Eaton Vance Muni Income Trus-N HOLD 17 1/8 37,600 -1.73 -9.90 0.81 4.73%
19 1/2 17 5/8 ETX Eaton Vance Municipal Income-N HOLD-S 19 6,100 1.27 14.96 0.95 5.00%
12 1/2 7 EFR Eaton Vance Senior Floating--N HOLD 10 1/2 163,900 1.63 6.44 1.04 9.90%
5 7/8 4 3/4 EVF Eaton Vance Senior Income Tr-N HOLD-B 4 7/8 80,200 4.72 1.03 0.50 10.26%
11 3/8 10 1/4 EVG Eaton Vance Short Diversifie-N HOLD 10 3/4 28,700 0.91 11.81 0.89 8.28%
27 1/8 20 3/4 EVT Eaton Vance Tax Advantaged D-N HOLD-S 27 1/8 95,500 0.43 63.08 1.85 6.82%
31 22 ETO Eaton Vance Tax-Advantage Gl-N HOLD-S 30 7/8 49,200 0.20 154.38 1.92 6.22%
23 1/2 16 1/4 ETG Eaton Vance Tax-Advantaged G-N HOLD-S 23 1/8 122,100 0.25 92.50 1.44 6.23%
15 1/2 12 1/4 ETB Eaton Vance Tax-Managed Buy--N HOLD-S 15 1/2 88,800 0.52 29.81 1.20 7.74%
16 12 5/8 ETY Eaton Vance Tax-Managed Dive-N HOLD 14 7/8 236,400 0.53 28.07 1.15 7.73%
9 5/8 7 3/8 EXG Eaton Vance Tax-Managed Glob-N HOLD 9 1/2 427,100 0.77 12.34 0.75 7.89%
14 11 1/4 EFC Ellington Financial Llc -N HOLD-S 13 1/2 1,460,000 0.65 20.77 1.46 10.81%
13 3/8 8 3/8 ECF Ellsworth Convertible Growth-A SELL 13 3/8 65,400 0.32 41.80 0.80 5.98%
86 1/8 28 3/8 ECPG Encore Capital Group -O SELL 80 1/4 196,900 0.11 729.55
174 3/4 83 1/2 ENVA Enova International Inc -N HOLD 158 7/8 108,000 0.11 999.99
278 7/8 157 5/8 EFX Equifax Inc -N HOLD-B 163 3/8 1,670,000 0.14 999.99 2.77 1.69%
2 3/8 0 3/4 EQS Equus Total Return -N HOLD 1 3/8 8,100 -9.99 -.14
66 7/8 52 7/8 ESNT Essent Group Ltd -N HOLD 58 1/4 610,900 0.15 388.33 1.39 2.39%
11 1/8 8 1/2 EEA European Equity Fund -N BUY 10 5/8 21,600 0.37 28.72 0.77 7.25%
388 5/8 157 3/8 EVR Evercore Partners Inc -N HOLD 346 7/8 328,800 0.06 999.99 3.12 .90%
35 3/8 12 7/8 EZPW Ezcorp Inc -O HOLD-S 32 1/8 858,700 0.73 44.01
210 1/8 136 1/2 AGM Federal Agricultural Mortgag-N HOLD-S 179 1/8 149,200 0.06 999.99 6.49 3.62%
11 3/8 10 FMN Federated Premier Muni -N HOLD 11 1/4 8,400 8.65 1.30 0.52 4.62%
22 16 7/8 FDUS Fidus Investment Cor -O HOLD 18 7/8 243,200 0.44 42.90 1.97 10.44%
12 1/4 11 1/2 FMY First Trust/Fidac Mortgage I-N HOLD-B 11 5/8 2,000 0.93 12.50 0.80 6.88%
233 3/8 113 1/4 FCFS Firstcash Holdings Inc -O SELL 223 1/8 432,900 0.16 999.99 1.31 .59%
21 7/8 18 5/8 DFP Flaherty & Crumrine Dynamic -N HOLD 20 5/8 51,900 0.54 38.19 1.45 7.03%
9 3/4 8 3/8 PFO Flaherty & Crumrine Preferre-N HOLD 9 1/8 38,000 1.28 7.13 0.61 6.68%
12 10 1/4 PFD Flaherty & Crumrine Preferre-N HOLD 11 3/8 36,900 1.05 10.83 0.77 6.77%
18 15 3/8 FLC Flaherty & Crumrine/Claymore-N HOLD 16 7/8 18,400 0.65 25.96 1.20 7.11%
16 7/8 14 1/2 FFC Flaherty Crumrine/Claymore P-N HOLD 16 100,300 0.68 23.53 1.16 7.25%
32 3/8 17 1/8 BEN Franklin Resources -N HOLD-S 31 1/8 3,580,000 0.91 34.20 1.22 3.92%
6 1/2 5 5/8 FTF Franklin Templeton Ltd Durat-A HOLD 5 7/8 195,200 2.29 2.57 0.77 13.11%
8 1/4 7 FT Franklin Universal Trust -N HOLD 8 67,700 1.33 6.02 0.49 6.13%
22 5/8 9 7/8 FSK FS KKR Capital Corp -N HOLD 10 3/4 2,750,000 9.99 1.08 2.80 26.05%
23 1/8 17 FFA FT Enhanced Equity Income Fu-N SELL 23 28,100 0.27 85.19 1.40 6.09%
19 3/4 16 3/8 FPF FT Intermediate Durat -N HOLD 18 1/8 97,000 0.50 36.25 1.67 9.21%
4 5/8 3 1/4 GCV Gabelli Convertible and Inco-N HOLD-S 4 5/8 116,600 1.04 4.45 0.43 9.30%
29 1/2 21 1/2 GDV Gabelli Dividend -N HOLD-S 29 1/4 77,300 0.23 127.17 1.57 5.37%
6 1/4 5 GAB Gabelli Equity Trust -N HOLD 5 5/8 1,260,000 1.00 5.63 0.60 10.67%
4 7/8 3 7/8 GGT Gabelli Global Multi-Media T-N HOLD-S 4 1/4 160,700 0.83 5.12 0.92 21.65%
16 5/8 10 7/8 GGZ Gabelli Global Small and Mid-N HOLD 15 5/8 17,000 0.37 42.23 0.66 4.22%
21 1/2 14 1/2 GLU Gabelli Global Utility -A HOLD 19 1/2 6,800 0.21 92.86 1.19 6.10%
9 1/8 5 3/8 GNT Gabelli Natural Resources Go-N HOLD 8 68,500 0.38 21.05 0.53 6.62%
6 1/4 4 7/8 GUT Gabelli Utility Trust -N HOLD 6 1/8 157,400 1.99 3.08 0.56 9.14%
5 3/4 4 GGN Gamco Global Gold Natural Re-A HOLD 5 1/8 761,700 0.53 9.67 0.34 6.63%
65 3/4 46 1/4 GAM General American Investors -N HOLD-S 64 33,600 0.08 800.00 0.40 .63%
13 5/8 11 1/4 GHY Gim Global High Yield Fund -N HOLD 12 141,200 0.76 15.79 1.31 10.92%
14 5/8 12 3/8 ISD Gim High Yield Bond Fund -N HOLD-B 13 122,700 0.84 15.48 1.28 9.85%
29 1/2 16 1/2 GLAD Gladstone Cap Corp -O HOLD 19 1/4 163,200 0.50 38.50 2.08 10.81%
17 12 1/4 GAIN Gladstone Investment -O HOLD 15 3/4 424,800 0.35 45.00 0.97 6.16%
15 5/8 11 7/8 GBDC Golub Capital Bdc -O HOLD 13 1,170,000 1.24 10.48 1.44 11.08%
11 3/8 4 3/4 GECC Great Elm Capital Corp -O HOLD 5 7/8 108,700 -3.57 -1.65 1.46 24.85%
15 3/8 6 7/8 GDOT Green Dot Corp -N HOLD-S 12 7/8 273,900 -2.39 -5.39
15 7/8 13 5/8 GBAB Guggenheim Taxable Muni Bond-N HOLD-B 14 143,800 0.96 14.58 1.58 11.29%
173 1/4 82 HLNE Hamilton Lane Inc Cl A -O BUY 86 1/8 1,780,000 0.12 717.71 3.17 3.68%
13 9 1/8 HNNA Hennessy Advisors -O HOLD 10 11,100 0.88 11.36 0.61 6.10%
19 5/8 13 5/8 HTGC Hercules Technology Growth C-N HOLD 15 3/8 1,960,000 0.55 27.95 1.63 10.60%
6 5/8 4 3/8 HFRO Highland Opportunities and I-N HOLD-S 6 1/2 268,000 -4.93 -1.32 0.43 6.62%
40 1/4 27 3/8 HTH Hilltop Holdings Inc -N HOLD 37 5/8 301,600 0.42 89.58 0.73 1.94%
9 3/8 3 7/8 HRZN Horizon Technology F -O HOLD-B 4 1/8 831,700 1.84 2.24 1.15 27.88%
16 1/2 10 7/8 IFN India Fund -N BUY -6> 11 1/8 124,500 -2.12 -5.25 1.87 16.81%
187 143 1/8 ICE Intercontinental Exchange -N HOLD-B 148 1/8 3,970,000 0.14 999.99 2.23 1.50%
9 3/8 7 7/8 VKI Invesco Advantage Muni Incom-A HOLD 8 7/8 134,700 4.09 2.17 0.66 7.44%
11 3/8 9 1/2 VCV Invesco California Value Mun-N HOLD 10 5/8 88,400 -2.74 -3.88 0.78 7.34%
11 3/8 9 3/4 VLT Invesco High -N HOLD 10 1/2 6,800 1.32 7.95 1.14 10.86%
13 1/8 11 1/4 IIM Invesco Insured Muni Income -N HOLD 12 3/8 187,600 -2.37 -5.22 0.92 7.43%
6 3/8 5 1/2 OIA Invesco Muni Income Trust -N HOLD 6 1/8 154,200 -4.92 -1.24 0.33 5.39%
10 3/8 8 7/8 VMO Invesco Muni Opportunity Tru-N HOLD 9 3/4 372,600 3.69 2.64 0.72 7.38%
9 7/8 8 7/8 VKQ Invesco Muni Trust -N HOLD 9 3/4 183,400 3.45 2.83 0.73 7.49%
11 1/4 9 VPV Invesco Pennsylvania Muni -N HOLD 11 19,400 3.78 2.91 0.76 6.91%
29 3/4 12 1/8 IVZ Invesco Plc -N HOLD-S 28 4,640,000 -1.32 -21.21 0.68 2.43%
10 3/8 9 IQI Invesco Quality Muni Income -N HOLD 9 7/8 111,300 -2.96 -3.34 0.74 7.49%
4 1/8 2 7/8 VVR Invesco Senior Income Trust -N HOLD-B 3 642,200 4.03 .74 0.51 17.00%
10 5/8 9 1/4 VGM Invesco Trust For Investment-N HOLD 10 1/4 203,700 3.36 3.05 0.75 7.32%
12 9 5/8 VTN Invesco Trust New York Muni -N HOLD 11 24,700 3.40 3.24 0.80 7.27%
15 3/4 14 1/2 VBF Invesco Van Kampen Bond Fund-N BUY 15 39,600 0.96 15.63 0.85 5.67%
53 3/4 29 1/2 JHG Janus Henderson Group Plc -N SELL 51 3/4 1,150,000 0.22 235.23 1.04 2.01%
12 3/8 7 5/8 JOF Japan Smaller Capitalization-N HOLD 11 5/8 118,500 0.45 25.83 0.82 7.05%
71 35 1/2 JEF Jefferies Financial Group In-N HOLD 52 3/8 1,210,000 0.34 154.04 1.65 3.15%
39 7/8 28 5/8 BTO John Hancock Bank and Thrift-N HOLD 36 1/2 23,900 0.29 125.86 2.51 6.88%
11 5/8 9 1/2 HEQ John Hancock Diversified Inc-N HOLD-S 11 5/8 28,500 0.67 17.35 0.96 8.26%
11 7/8 10 1/2 JHS John Hancock Income Securiti-N BUY 11 1/8 7,200 1.03 10.80 0.62 5.57%
14 1/4 12 3/8 JHI John Hancock Investors Trust-N BUY 13 1/4 14,500 0.85 15.59 1.25 9.43%
17 14 7/8 HPF John Hancock Pfd II -N HOLD 16 1/8 70,000 0.78 20.67 1.47 9.12%
17 3/8 14 7/8 HPI John Hancock Preferred -N HOLD 16 1/4 71,900 0.77 21.10 1.49 9.17%
15 5/8 13 3/4 HPS John Hancock Preferred Incom-N HOLD 14 5/8 63,600 0.86 17.01 1.30 8.89%
13 1/2 11 3/4 PDT John Hancock Premium Dividen-N HOLD 12 7/8 159,400 0.72 17.88 0.98 7.61%
26 1/8 20 5/8 HTD John Hancock Tax Advantaged -N HOLD 25 5/8 57,400 0.35 73.21 1.76 6.87%
14 3/8 10 5/8 KYN Kayne Anderson MLP Investmen-N HOLD 13 3/4 455,400 -2.22 -6.19 0.94 6.84%
152 3/8 82 5/8 KKR KKR & Company LP -N HOLD-B 94 4,690,000 0.30 313.33 0.91 .97%
12 3/4 10 5/8 KIO KKR Income Opportunities Fun-N HOLD 11 3/8 136,800 1.80 6.32 1.53 13.45%
74 7/8 19 KF Korea Fund -N SELL 74 7/8 19,200 0.07 999.99 0.28 .37%
19 1/2 13 7/8 LGI Lazard Global Total Return a-N HOLD-S 18 1/4 41,600 0.40 45.63 1.75 9.59%
58 32 3/4 LAZ Lazard Inc -N HOLD 48 7/8 778,100 0.39 125.32 2.03 4.15%
8 7/8 7 3/8 BWG Legg Mason Bw Global Income -N BUY 7 7/8 64,600 1.06 7.43 0.98 12.44%
21 5/8 8 LC Lendingclub Corp -N HOLD 17 1,380,000 0.71 23.94
77 33 1/2 TREE Lendingtree Inc -O HOLD 38 3/8 201,200 0.06 639.58
11 1/2 1 7/8 LX Lexinfintech Holdings Ltd AD-O BUY 2 1/8 2,390,000 0.28 7.59 0.43 20.24%
6 7/8 5 3/8 USA Liberty All-Star Equity Fund-N HOLD 5 3/4 1,030,000 1.68 3.42 0.72 12.52%
5 5/8 4 3/8 ASG Liberty All-Star Growth Fund-N HOLD-S 5 1/4 352,800 4.71 1.11 0.45 8.57%
3 1/2 0 1/8 LMFA Lm Funding America Inc -O HOLD-B 0 1/4 280,800 -9.99 -.03
19 13 7/8 SCD Lmp Capital and Income Fund -N HOLD 15 1/2 56,600 -1.93 -8.03 1.43 9.23%
67 1/4 50 MAIN Main Street Capital Corp -N HOLD-B 51 1/4 462,800 0.19 269.74 4.43 8.64%
5 7/8 4 1/8 LOAN Manhattan Bridge -O BUY 4 1/8 10,500 1.95 2.12 0.51 12.36%
6 7/8 3 5/8 MARPS Marine Petroleum U -O BUY 5 1/8 17,500 2.37 2.16 0.38 7.41%
599 480 1/2 MA Mastercard Inc -N HOLD 493 3/8 3,920,000 0.05 999.99 3.79 .77%
10 3/4 7 3/4 MFIN Medallion Fin Corp -O HOLD 9 5/8 38,800 0.69 13.95 0.55 5.71%
10 3/8 3 5/8 MTR Mesa Royalty Trust -N HOLD-W 3 3/4 1,300 2.54 1.48 0.38 10.13%
41 7/8 22 3/4 MSB Mesabi Trust -N HOLD-B 26 3/8 71,400 0.85 31.03 1.07 4.06%
14 8 1/2 MXE Mexico Equity and -N HOLD 13 1/2 2,300 0.23 58.70 0.21 1.56%
22 7/8 13 5/8 MXF Mexico Fund -N HOLD-S 22 1/4 22,400 0.22 101.14 1.06 4.76%
6 1/2 5 3/4 MCR MFS Charter Income Trust -N BUY 5 7/8 107,500 2.32 2.53 0.55 9.36%
3 1/8 2 3/4 MGF MFS Government Markets Incom-N HOLD-B 2 3/4 255,600 6.04 .46 0.24 8.73%
2 5/8 2 3/8 MIN MFS Intermediate Income Trus-N HOLD-B 2 3/8 117,300 5.96 .40 0.24 10.11%
4 3/4 4 1/4 MMT MFS Multimarket Income Trust-N HOLD 4 1/2 106,000 2.40 1.87 0.41 9.11%
5 1/2 4 7/8 MFM MFS Muni Income Trust -N HOLD 5 3/8 212,400 7.98 .67 0.28 5.21%
8 7/8 0 3/8 MTC Mmtec Inc -O HOLD 6 1/4 58,600 -6.22 -1.00
78 1/8 48 1/4 MC Moelis -N HOLD 66 3/4 945,300 0.36 185.42 2.59 3.88%
20 1/2 11 7/8 CAF MS China A Share Fund -N SELL 19 7/8 38,000 0.29 68.53 0.22 1.11%
8 1/4 7 MSD MS Emerging Markets Debt Fun-N HOLD 7 1/4 285,600 0.95 7.63 0.65 8.97%
6 1/8 4 3/8 EDD MS Emerging Markets Domestic-N HOLD 5 1/2 336,500 0.95 5.79 0.51 9.27%
28 3/8 20 IIF MS India Investment Fund -N HOLD 21 3/4 37,400 -1.25 -17.40
101 3/4 68 1/8 NDAQ Nasdaq Inc -O HOLD 91 3,180,000 0.30 303.33 1.20 1.32%
15 1/2 7 7/8 NAVI Navient Corp -O HOLD-B 8 1/4 1,040,000 -2.44 -3.38 0.89 10.79%
143 101 NNI Nelnet Inc -N HOLD 130 132,300 0.09 999.99 1.35 1.04%
10 5/8 7 5/8 NML Neuberger Berman Energy Infr-A HOLD 9 7/8 212,900 9.99 .99 0.67 6.78%
7 5/8 6 1/8 NHS Neuberger Berman High Yield -A HOLD-B 6 1/4 319,500 1.40 4.46 1.17 18.72%
10 5/8 9 3/8 NBH Neuberger Berman Intermediat-A HOLD 10 3/8 69,000 6.04 1.72 0.63 6.07%
3 1/4 2 3/4 NRO Neuberger Berman Real Estate-A HOLD 2 7/8 342,200 -9.57 -.30 0.37 12.87%
12 3/8 9 GF New Germany Fund -N HOLD-S 12 1/8 32,500 0.31 39.11 0.14 1.15%
11 1/8 7 3/8 NMFC New Mountain Finance Corp -O HOLD 8 328,600 -3.14 -2.55 1.19 14.88%
12 5/8 8 NOAH Noah Holdings Ltd ADR -N HOLD 10 3/8 148,300 0.89 11.66 1.41 13.59%
10 4 NRT North European Oil Royality -N HOLD 8 66,600 1.07 7.48 0.88 11.00%
169 83 3/4 NTRS Northern Trust Corp -O SELL 168 3/8 975,400 0.12 999.99 2.77 1.65%
12 7/8 11 1/2 NAZ Nuveen Arizona Premium Fund -N HOLD-S 12 3/4 33,400 -2.40 -5.31 0.78 6.12%
16 5/8 14 1/2 NBB Nuveen Build America Bond Fu-N HOLD 15 5/8 35,500 2.80 5.58 1.14 7.30%
12 10 1/4 NAC Nuveen California Divadv Fun-N HOLD 11 7/8 373,900 -2.54 -4.68 0.85 7.16%
9 3/4 8 1/4 NCA Nuveen California Muni Value-N HOLD 9 1/4 62,300 -3.21 -2.88 0.33 3.57%
16 5/8 13 1/8 JCE Nuveen Core Equity Alpha Fun-N HOLD-S 16 1/2 43,500 0.40 41.25 1.21 7.33%
12 1/4 10 5/8 NAD Nuveen Divadv Fund -N HOLD 11 3/4 579,800 3.67 3.20 0.84 7.15%
13 1/8 11 1/4 NZF Nuveen Divadv Fund 3 -N HOLD 12 1/2 464,400 3.44 3.63 0.93 7.44%
8 1/2 7 1/8 JFR Nuveen Floating Rate -N HOLD 7 5/8 423,900 2.81 2.71 1.05 13.77%
13 5/8 11 3/8 JGH Nuveen Global High Income Fu-N HOLD 12 5/8 64,500 0.85 14.85 1.25 9.90%
13 11 3/8 NKX Nuveen Insured California Ta-N HOLD 12 1/2 68,200 -2.36 -5.30 0.90 7.20%
13 1/4 11 1/4 NVG Nuveen Insured Divadv Fund -N HOLD 12 1/2 451,100 3.76 3.32 0.93 7.44%
10 5/8 9 1/4 NRK Nuveen Insured New York Tax--N HOLD 10 1/2 224,700 -2.91 -3.61 0.77 7.33%
11 3/4 10 3/8 NEA Nuveen Insured Tax-Free Adva-N HOLD 11 3/8 785,400 3.70 3.07 0.81 7.12%
13 1/2 11 1/8 NMT Nuveen Massachusetts Premium-N HOLD 12 5/8 12,400 -2.34 -5.40 0.76 6.02%
9 7/8 8 3/4 NIM Nuveen Maturities Fund -N HOLD 9 1/4 22,700 4.73 1.96 0.35 3.78%
12 3/8 11 1/8 NMS Nuveen Minnesota Municipal I-N HOLD 12 1/8 4,900 -2.47 -4.91 0.78 6.43%
19 17 1/8 JLS Nuveen Mortgage Opportunity -N HOLD 18 30,200 0.59 30.51 1.81 10.06%
6 1/2 5 5/8 JMM Nuveen Multi-Market Income F-N BUY 5 3/4 7,400 1.91 3.01 0.36 6.26%
10 7/8 9 1/4 NMI Nuveen Muni -N HOLD-S 10 5/8 14,200 3.73 2.85 0.44 4.14%
11 9 1/2 NMZ Nuveen Muni High Income Oppo-N HOLD 10 1/4 902,000 4.74 2.16 0.80 7.80%
14 1/2 13 NUW Nuveen Muni Value Fund -N HOLD 14 48,000 2.00 7.00 0.58 4.14%
9 1/8 8 3/8 NUV Nuveen Muni Value Fund -N HOLD 9 552,200 3.60 2.50 0.37 4.11%
31 3/8 21 1/4 QQQX Nuveen Nasdaq 100 -O SELL 31 3/8 78,500 0.30 104.58 2.05 6.53%
11 1/2 10 7/8 NAN Nuveen New York Divadv Fund -N HOLD 11 3/8 56,400 -2.59 -4.39 0.84 7.38%
8 7/8 7 7/8 NNY Nuveen New York Muni Value F-N HOLD 8 1/2 31,700 -3.48 -2.44 0.35 4.12%
5 1/2 4 5/8 JQC Nuveen Preferred and Convert-N HOLD 4 3/4 374,400 3.40 1.40 0.67 14.11%
8 1/2 7 JPC Nuveen Preferred and Convert-N HOLD 7 7/8 609,700 1.15 6.85 0.75 9.52%
14 1/4 11 5/8 JRI Nuveen Real Asset Income and-N HOLD 12 3/4 128,200 0.57 22.37 1.59 12.47%
8 3/8 6 7/8 JRS Nuveen Real Estate Fund -N HOLD-S 8 1/4 79,400 -3.71 -2.22 0.64 7.76%
14 1/2 13 1/2 NXP Nuveen Tax Free Income Portf-N HOLD 14 1/8 134,500 6.72 2.10 0.63 4.46%
12 1/4 10 3/4 NPV Nuveen Virginia Premium Fund-N HOLD 11 3/8 46,100 -2.58 -4.41 0.80 7.03%
50 5/8 36 1/2 SRV Nxg Cushing Midstream Energy-N HOLD-S 48 3/8 30,600 9.88 4.90 4.77 9.86%
15 5/8 14 MMD Nyli Mackay Definedterm Muni-N HOLD 15 1/4 44,300 9.99 1.53 0.73 4.79%
15 3/4 10 7/8 OCSL Oaktree Specialty Lending Co-O HOLD 11 3/4 770,600 1.70 6.91 1.52 12.94%
9 3/8 3 OFS Ofs Capital Corp -O HOLD-B 3 3/8 53,800 -4.88 -.69 1.05 31.11%
7 1/8 2 3/4 OCCI Ofs Credit Company -O HOLD 3 1/4 118,600 -6.22 -.52 1.71 52.62%
71 1/8 39 1/2 OMF Onemain Holdings Inc -N HOLD 54 922,600 0.14 385.71 4.42 8.19%
39 1/4 18 1/8 IX Orix Corp ADR -N SELL 38 5/8 454,700 0.42 91.96 0.85 2.20%
18 1/8 3 1/4 OXLC Oxford Lane Capital -O HOLD 9 7/8 877,900 9.99 .99 8.24 83.44%
2 5/8 1 1/4 OXSQ Oxford Square Capital Corp -O HOLD-W 1 1/4 1,170,000 -9.99 -.13 0.47 37.60%
13 5/8 11 5/8 PAI Pacific American Income Shar-N HOLD 12 1/8 12,400 0.94 12.90 0.65 5.36%
11 7/8 7 1/2 PAGS Pagseguro Digital Ltd Cl A -N HOLD 9 1/4 2,190,000 0.80 11.56 0.79 8.54%
78 3/4 39 PYPL Paypal Holdings -O HOLD-B 44 3/8 17,100,000 0.14 316.96 0.41 .92%
11 3/8 7 5/8 PFLT Pennantpark Fltng Rt -N HOLD 8 1/8 884,500 1.54 5.28 1.27 15.63%
7 3/8 3 5/8 PNNT Pennantpark Investme -N HOLD-B 3 7/8 817,000 3.71 1.04 1.15 29.68%
160 3/8 82 5/8 PFSI Pennymac Financial Services -N HOLD-B 86 3/8 449,500 0.08 999.99 1.07 1.24%
9 1/8 8 1/8 PCQ Pimco California Muni -N HOLD 8 3/4 156,000 9.99 .88 0.42 4.80%
6 3/4 5 1/2 PCM Pimco Commercial Mortgage Se-N HOLD-B 5 5/8 16,100 1.73 3.25 0.79 14.04%
13 5/8 11 3/8 PCN Pimco Corporate -N HOLD-B 11 3/4 270,600 0.76 15.46 1.38 11.74%
14 3/8 11 1/2 PTY Pimco Corporate Opportunity -N HOLD-B 11 3/4 1,060,000 0.80 14.69 1.52 12.94%
20 1/8 16 1/2 PDI Pimco Dynamic Income Fund -N HOLD-B 16 5/8 2,300,000 0.47 35.37 2.73 16.42%
9 3/8 6 3/4 PGP Pimco Global Stocksplus & In-N HOLD 8 3/4 29,100 0.50 17.50 0.79 9.03%
5 4 3/8 PHK Pimco High Income Fund -N HOLD-B 4 1/2 602,300 1.93 2.33 0.59 13.11%
8 1/2 7 1/2 PFL Pimco Income Strategy Fund -N HOLD-B 7 3/4 96,200 1.25 6.20 0.98 12.65%
7 5/8 6 1/2 PFN Pimco Income Strategy Fund I-N HOLD 6 7/8 282,100 1.92 3.58 0.86 12.51%
8 1/8 7 PML Pimco Muni II -N HOLD 7 3/8 447,700 9.99 .74 0.47 6.37%
7 1/4 6 3/8 PNI Pimco New York Muni II -N HOLD 7 21,800 -4.29 -1.63 0.34 4.86%
191 1/8 122 1/2 PJT Pjt Partners Inc Cl A -N HOLD 155 5/8 481,400 0.22 707.39 1.05 .67%
10 1/2 9 1/4 PGZ Principal Real Estate Income-N BUY 9 3/4 17,300 1.31 7.44 1.24 12.72%
4 1/4 2 1/8 PSEC Prospect Capital Corp -O HOLD 2 1/4 4,000,000 -9.37 -.24 0.64 28.44%
6 5/8 5 1/4 PCF Putnam High Income Bond Fund-N HOLD-B 5 1/2 60,700 4.57 1.20 0.73 13.27%
6 3/8 5 5/8 PMM Putnam Managed Muni Income T-N HOLD 6 1/4 124,600 5.70 1.10 0.30 4.80%
3 1/2 3 PIM Putnam Master Intermediate I-N HOLD 3 1/8 64,000 4.50 .69 0.27 8.64%
10 3/4 9 1/4 PMO Putnam Muni Opportunities Tr-N HOLD 10 3/8 38,500 5.66 1.83 0.46 4.43%
3 5/8 3 3/8 PPT Putnam Premier Income Trust -N HOLD 3 3/8 151,800 3.17 1.06 0.32 9.48%
47 5/8 12 QFIN Qfin Holdings Inc ADR -O HOLD 15 1/4 2,040,000 0.07 217.86 3.11 20.39%
24 7/8 10 1/4 RAND Rand Capital Corp -O HOLD-B 10 5/8 1,300 -1.98 -5.37 1.53 14.40%
7 7/8 5 1/8 RCS Rcm Strategic Global Governm-N HOLD-B 5 1/4 192,700 1.12 4.69 0.56 10.67%
43 1/2 29 UTG Reaves Utility -A HOLD-S 42 5/8 148,800 0.13 327.88 2.16 5.07%
45 1/2 26 RM Regional Managment Corp -N HOLD 36 1/4 61,700 0.20 181.25 1.23 3.39%
3 1/4 2 1/4 RCG Renaissance Capital Growth &-A HOLD 2 3/4 3,500 8.69 .32 0.02 .73%
16 1/4 13 5/8 RMI Rivernorth Opportunistic Mun-N HOLD 15 3/8 8,200 8.55 1.80 1.06 6.89%
12 1/2 10 5/8 RIV Rivernorth Opportunities Fun-N HOLD 11 3/4 94,400 0.43 27.33 1.53 13.02%
14 5/8 9 1/2 RGT Royce Global Trust Inc -N HOLD 14 3/8 3,700 0.39 36.86 0.17 1.18%
14 7 3/8 RMT Royce Micro-Cap Trust -N SELL 14 135,500 0.75 18.67 0.64 4.57%
18 7/8 12 3/4 RVT Royce Small-Cap Trust Inc -N HOLD-S 18 5/8 144,200 0.39 47.76 1.25 6.71%
84 3/8 60 1/2 SBR Sabine Royalty Trust -N HOLD 75 5/8 55,800 0.22 343.75 4.53 5.99%
25 1/2 20 3/4 SAR Saratoga Investment Corp -N HOLD 22 3/8 72,300 0.41 54.57 3.07 13.72%
9 1/2 8 1/2 KTF Scudder Municiple Income Tru-N BUY 9 95,500 -3.23 -2.79 0.75 8.33%
13 7 7/8 SNFCA Security National Financial -O HOLD 9 3/8 24,300 0.80 11.72
93 7/8 68 1/2 SEIC Sei Investments Company -O HOLD 88 1/2 696,200 0.18 491.67 0.99 1.12%
10 1/4 9 1/4 FCT Senior Floating Rate II -N HOLD 9 5/8 106,200 1.53 6.29 1.16 12.05%
3 1/4 0 1/4 AIHS Senmiao Technology Ltd -O HOLD 1 1/8 4,100 -3.60 -.31
17 11 1/8 SAMG Silvercrest Ast Cm A -O HOLD-W 11 1/8 30,800 1.70 6.54 0.96 8.63%
25 1/8 17 1/8 TSLX Sixth Street Specialty Lendi-N HOLD-B 17 1/4 621,000 0.75 23.00 2.07 12.00%
34 1/4 18 5/8 SLM SLM Corp -O HOLD 21 7/8 1,430,000 0.24 91.15 0.56 2.56%
79 69 SLMBP SLM Corp Srs B Pfd -O HOLD 74 7/8 748 1.30 57.60 3.36 4.49%
17 1/4 12 3/4 SLRC Slr Investment Corp -O HOLD-B 13 1/8 228,100 0.54 24.31 1.61 12.27%
49 5/8 39 1/2 SOR Source Capital -N HOLD 45 3/8 14,100 0.14 324.11 2.47 5.44%
15 7/8 13 3/8 SPE Special Opportunities Fund I-N BUY 14 38,900 0.50 28.00 2.04 14.57%
10 3/8 6 1/2 FUND Sprott Focus Trust -O HOLD-S 10 1/8 19,800 0.64 15.82 0.49 4.84%
57 26 1/4 CEF Sprott Physical Gold & Silve-A HOLD 47 1/4 359,300 -0.65 -72.69
158 1/2 75 1/2 STT State Street Corp -N SELL 157 1/8 2,070,000 0.12 999.99 2.88 1.83%
15 1/4 8 1/2 SCM Stellus Capital Investment C-N HOLD-B 9 1/8 172,600 0.86 10.61 1.72 18.85%
88 3/8 41 1/4 SYF Synchrony Financial -N HOLD 71 3/8 3,630,000 0.11 648.86 1.26 1.77%
109 1/8 82 1/4 TROW T Rowe Price Group -O HOLD-S 103 1/8 1,620,000 0.11 940.91 4.99 4.82%
101 28 7/8 TWN Taiwan Fund -N SELL 100 22,000 0.04 999.99 0.03 .03%
8 1/8 3 3/8 TCPC TCP Capital Corp -O HOLD-B 3 3/4 985,200 -5.15 -.73 0.92 24.53%
5 4 3/8 TSI Tcw Strategic -N HOLD-B 4 1/2 132,800 2.45 1.84 0.29 6.44%
12 8 5/8 TDF Templeton Dragon Fund -N HOLD 11 1/8 13,000 0.36 30.90 0.37 3.33%
7 4 7/8 TEI Templeton Emerging Markets -N HOLD 6 3/8 146,200 0.53 12.03 0.53 8.31%
23 3/8 11 5/8 EMF Templeton Emerging Markets F-N SELL 23 1/4 23,200 0.38 61.18 0.67 2.88%
69 3/4 33 CG The Carlyle Group -O BUY 45 2,840,000 0.41 109.76 1.59 3.53%
10 8 7/8 GRX The Gabelli Healthcare & Wel-N HOLD 9 15,200 6.34 1.42 0.71 7.89%
8 5/8 7 5/8 GDL The Gdl Fund -N HOLD 8 3/8 12,600 1.45 5.78 0.47 5.61%
51 1/8 35 1/2 TYG Tortoise Energy Infrastructu-N HOLD 44 1/2 197,900 -0.65 -68.46 4.91 11.03%
22 7/8 18 1/8 TPZ Tortoise Essential Energy Fu-N HOLD 22 4,300 .00 0.00 0.73 3.32%
9 3/8 5 5/8 SWZ Total Return Securities Inc -N HOLD 6 227,900 -4.78 -1.26
44 27 7/8 TY Tri Continental Corp -N SELL 35 1/8 23,000 0.22 159.66 0.98 2.79%
7 1/2 4 3/8 TPVG Triplepoint Venture Growth B-N HOLD 5 1/2 238,400 0.91 6.04 0.95 17.27%
3 1/2 2 GROW U S Global Inv Inc -O HOLD 2 1/2 21,000 9.99 .25 0.10 4.00%
9 8 1/4 WIW U.S Treasury Inflation Prot -N HOLD 8 1/2 132,300 1.39 6.12 0.76 8.94%
8 1/2 7 7/8 WIA U.S. Treasury Inflation Prot-N HOLD 8 1/8 16,100 1.48 5.49 0.63 7.75%
88 5/8 49 3/8 VCTR Victory Capital Holdings Inc-O SELL 85 384,700 0.26 326.92 1.74 2.05%
17 1/2 11 3/4 NCV Virtus Convertible & Income -N HOLD-S 17 3/8 163,700 0.31 56.05 1.42 8.17%
15 7/8 10 5/8 NCZ Virtus Convertible & Income -N BUY 15 7/8 102,900 0.32 49.61 1.26 7.94%
14 7/8 10 7/8 NFJ Virtus Dividend Interest & P-N SELL 14 3/4 107,900 0.69 21.38 1.11 7.53%
5 3/8 4 1/8 EDF Virtus Emerging Markets Inco-N HOLD-S 5 3/8 300,000 1.19 4.52 0.68 12.65%
27 20 NIE Virtus Equity & Convertible -N HOLD-S 26 7/8 52,500 0.27 99.54 1.79 6.66%
8 7 VGI Virtus Global Multi-Sector I-N BUY 7 3/8 20,300 1.34 5.50 0.96 13.02%
211 3/4 121 1/2 VRTS Virtus Investment Partners -N HOLD 142 1/8 93,400 0.05 999.99 9.99 7.03%
371 294 1/4 V Visa Inc -N HOLD 325 8,100,000 0.08 999.99 2.84 .87%
8 1/2 5 IAE VOYA Asia Pacific High Divid-N SELL 8 1/2 50,400 1.07 7.94 0.68 8.00%
7 1/2 4 3/4 IHD VOYA Emerging Markets High D-N SELL 7 1/2 73,100 1.26 5.95 0.56 7.47%
82 3/4 54 VOYA VOYA Financial Inc -N HOLD-S 80 815,500 0.17 470.59 1.77 2.21%
10 8 7/8 IGA VOYA Global Advantage and Pr-N HOLD 9 7/8 43,500 0.85 11.62 1.02 10.33%
6 1/4 5 1/8 IGD VOYA Global Equity Dividend -N SELL 6 1/4 414,800 1.46 4.28 0.59 9.44%
14 1/4 9 3/8 IDE VOYA Infrastructure Industri-N HOLD-S 13 7/8 41,900 0.61 22.75 1.10 7.93%
90 42 WD Walker & Dunlop -N HOLD 50 3/4 204,100 0.41 123.78 3.29 6.48%
7 1/8 6 1/8 EAD Wells Fargo Advantage -A HOLD 6 1/2 156,900 1.52 4.28 0.65 10.00%
9 5/8 8 1/2 ERC Wells Fargo Advantage Multi--A HOLD 9 36,700 1.03 8.74 0.87 9.67%
12 7/8 10 ERH Wells Fargo Advantage Utilit-A HOLD 11 7/8 18,900 0.42 28.27 0.95 8.00%
6 5/8 4 3/8 EOD Wells Fargo Global Dividend -N HOLD-S 6 1/2 103,300 0.79 8.23 0.47 7.23%
11 3/8 10 1/8 WEA Western Asset Bond Fund -N HOLD 10 1/2 52,900 0.84 12.50 0.86 8.19%
11 1/4 8 5/8 EMD Western Asset Emerging Marke-N HOLD 10 5/8 149,700 0.59 18.01 1.09 10.26%
12 10 1/2 GDO Western Asset Global Corpora-N BUY 10 3/4 46,000 0.80 13.44 1.50 13.95%
6 3/4 5 3/4 EHI Western Asset Global High -N BUY 5 7/8 164,300 1.85 3.18 0.86 14.64%
4 3 1/2 HIO Western Asset High -N HOLD 3 5/8 255,500 3.48 1.04 0.44 12.14%
4 3/8 3 5/8 HIX Western Asset High Income Fu-N HOLD 3 7/8 485,400 2.27 1.71 0.60 15.48%
12 10 3/8 HYI Western Asset High Yield Opp-N BUY 10 1/2 89,200 1.27 8.27 1.18 11.24%
8 7 1/4 SBI Western Asset Intermediate F-N HOLD 7 3/4 27,500 9.18 .84 0.50 6.45%
17 15 5/8 IGI Western Asset Investment Gra-N HOLD 16 1/4 18,100 0.98 16.58 0.87 5.35%
10 5/8 9 3/8 MMU Western Asset Managed Munici-N HOLD 10 1/4 98,900 9.99 1.03 0.65 6.34%
12 10 3/8 DMO Western Asset Mortgage Defin-N HOLD 11 65,000 0.82 13.41 1.53 13.91%
7 5/8 6 5/8 MHF Western Asset Muni High -N HOLD 6 7/8 65,100 5.44 1.26 0.42 6.11%
10 3/4 7 3/4 WU Western Union Company -N HOLD-B 8 6,840,000 0.73 10.96 0.92 11.50%
18 7/8 14 1/2 WHG Westwood Holdings Group Inc -N HOLD 16 3/8 11,700 1.19 13.76 0.61 3.73%
10 6 1/8 WHF Whitehorse Finance -O HOLD-B 6 5/8 92,600 2.43 2.73 1.03 15.55%
185 108 1/8 WRLD World Acceptance Corp -O HOLD-S 161 1/8 94,200 0.14 999.99
20 3 1/4 XYF X Financial ADR -N HOLD-B 4 5/8 293,300 0.09 51.39 1.92 41.51%
6 1/4 5 1/8 MCN Xai Madison Equity Premium I-N HOLD 5 3/4 70,900 3.19 1.80 0.72 12.52%
19 3/8 3 XFLT Xai Octagon Floating Alt Inc-N SELL 18 3/8 37,700 1.09 16.86 4.56 24.82%
7 3/8 1 3/8 YRD Yirendai Ltd ADR -N BUY -3> 1 3/8 186,000 9.99 .14 1.02 74.18%