COMPLEX     ROBINSON 
 The United States STOCK MARKET recommendation as of 10/09/2026 is ~~~~  MARKET TREND DOWN 

DIA 516 AAPL 336 1/2 AMZN 262 1/2
HOLD HOLD-S HOLD
BAC 54 1/4 BRK.A 774300 EBAY 112 1/8
HOLD-B HOLD-S HOLD
META 718 1/2 GM 82 5/8 GOOG 347 7/8
HOLD-S BUY HOLD
GDX 89 1/4 DOG 22 BITO 11
HOLD HOLD HOLD-S
TSLA 382 5/8 WYNN 75 1/8 FICO 668
HOLD HOLD-W BUY
Non-Natur   646.50 for the week just ended   +14.50 Japan 500  3710.00 for the week just ended   -98.00
 ASSETMNG   377.50 for the week just ended    +1.88 Telecommu   493.63 for the week just ended    -5.25
Capital M   872.00 for the week just ended   -26.50 Palladium  1512.00 for the week just ended  -107.00
Palladium   129.50 for the week just ended     +.63 Non-Preci   120.50 for the week just ended    +2.75
COMPLEX ROBINSON Atlanta-Testing-Mining      Nevada-Exploration-Syndicate       Jenkintown-Electric-Railway       Kelley-Converse       Muhammad-Ali      
 64 week
   
High....... Low........ Symbol Name.......................................... Recommendation FRIDAY..........
Close....		 Share....
Volume...		 Earnings P/E...
Ratio...		 Div.. Yield        
10 3/4 8 3/4 AOD Aberdeen Total Dynamic Divid-N HOLD-B 10 1/8 263,200 0.69 14.67 1.10 10.86%
16 3/4 12 3/4 FAX Abrdn Asia-Pacific Income Fu-A HOLD-W 12 3/4 159,000 1.08 11.81 2.08 16.31%
14 1/4 4 1/4 IAF Abrdn Australia Equity Fund -A BUY 12 1/2 18,300 0.68 18.38 1.47 11.76%
10 5 7/8 AEF Abrdn Emerging Markets Ex-Ch-A HOLD 9 3/8 85,900 0.57 16.45 0.54 5.76%
13 3/4 10 3/8 AGD Abrdn Global Dynamic Dividen-N HOLD-B 11 1/4 37,500 0.58 19.40 1.32 11.73%
12 5/8 3 3/4 AWP Abrdn Global Premier Propert-N HOLD-W 10 1/8 63,700 4.83 2.10 1.41 13.93%
23 7/8 15 1/2 HQH Abrdn Healthcare Investors F-N HOLD-B 19 7/8 164,500 0.70 28.39 1.97 9.91%
20 3/8 15 1/4 THQ Abrdn Healthcare Opportuniti-N HOLD-B 17 3/4 166,300 -1.65 -10.76 2.08 11.72%
21 3/4 13 HQL Abrdn Life Sciences Investor-N HOLD 18 1/8 96,700 0.43 42.15 1.58 8.72%
14 1/8 10 5/8 THW Abrdn World Healthcare Fund -N HOLD-B 12 1/4 98,800 0.82 14.94 1.27 10.37%
5 7/8 4 1/4 ACP Abrnd Income Credit Strategi-N HOLD-W 4 1/4 714,600 2.97 1.43 0.96 22.59%
26 1/2 21 ADX Adams Diversified Equity Fun-N HOLD-S 26 1/8 185,000 0.28 93.30 1.70 6.51%
29 3/8 20 5/8 PEO Adams Natural Resources Fund-N HOLD-S 28 3/4 35,700 0.51 56.37 1.93 6.71%
13 10 7/8 AVK Advent Claymore Convertible -N BUY 11 5/8 148,700 0.40 29.06 1.31 11.27%
391 3/8 200 AMG Affiliated Managers Group -N HOLD-S 387 1/8 163,300 0.05 999.99 0.03 .01%
11 3/8 9 1/4 AFB Alliance National Municipal -N HOLD-W 9 3/8 154,400 8.73 1.07 0.53 5.65%
11 3/8 9 1/2 AWF Alliancebernstein Global Hig-N HOLD-W 9 1/2 267,100 1.13 8.41 0.77 8.11%
43 1/4 34 7/8 AB Alliancebernstein Holding LP-N HOLD-B 34 7/8 252,800 0.30 116.25 3.56 10.21%
47 1/4 35 7/8 ALLY Ally Financial -N HOLD-W 37 1/2 1,730,000 0.26 144.23 1.11 2.96%
385 7/8 288 1/4 AXP American Express Company -N BUY 308 1/8 1,540,000 0.06 999.99 3.94 1.28%
571 1/8 422 3/8 AMP Ameriprise Financial Service-N HOLD 500 1/8 215,500 0.02 999.99 6.91 1.38%
151 3/4 100 1/8 APO Apollo Asset Management Inc -N HOLD-B 118 1/8 2,140,000 0.64 185.16 2.25 1.90%
23 1/8 17 3/8 ARCC Ares Capital Corp -O HOLD-B 18 1/2 3,660,000 0.57 32.46 2.04 11.03%
14 7/8 11 1/4 ARDC Ares Dynamic Credit Allocati-N HOLD-W 11 3/8 68,800 1.00 11.38 1.38 12.13%
190 1/2 95 3/4 ARES Ares Management LP -N BUY 117 1/8 1,080,000 0.38 308.22 6.43 5.49%
23 5/8 18 5/8 BANX Arrowmark Financial Corp -O HOLD-B 19 5/8 21,700 0.39 50.32 2.02 10.29%
47 1/8 33 1/4 APAM Artisan Partners Asset Mgmt -N HOLD-W 33 3/8 495,200 0.24 139.06 4.18 12.52%
81 5/8 31 1/4 ASA ASA Gold and Precious Metals-N HOLD 56 3/8 37,400 0.04 999.99 0.06 .11%
109 3/4 46 7/8 ATLC Atlanticus Holdings Corp -O HOLD 93 3/4 81,600 0.21 446.43
11 1/8 3 5/8 RILY B. Riley Financl -O HOLD-W 5 674,700 0.08 62.50
15 3/4 10 1/2 BCSF Bain Capital Specialty Finan-N HOLD-W 10 1/2 307,600 0.66 15.91 1.64 15.62%
17 3/8 14 1/4 BBN Balckrock Build America Trus-N HOLD-W 14 3/8 246,000 0.77 18.67 1.19 8.28%
26 5/8 19 3/8 BCV Bancroft Convertible Fund -A HOLD-B 23 1/8 19,700 0.16 144.53 1.14 4.93%
9 7/8 7 7/8 BBDC Barings Bdc Inc -N HOLD 8 1/2 466,100 1.04 8.17 1.03 12.12%
22 3/4 16 1/4 MCI Barings Corporate Investors -N HOLD 18 5/8 15,600 -1.45 -12.84 1.87 10.04%
20 1/2 15 1/2 MPV Barings Participation Invest-N BUY 16 7/8 11,100 0.77 21.92 1.57 9.30%
10 8 1/8 BHK Blackrock Core Trust -N HOLD-W 8 1/8 217,100 1.34 6.06 0.94 11.57%
10 5/8 8 3/4 DSU Blackrock Debt Strategies Fu-N HOLD-W 8 3/4 168,100 1.44 6.08 1.19 13.60%
233 3/8 12 7/8 BGR Blackrock Energy and Resourc-N BUY 17 3/4 127,900 0.68 26.10 1.09 6.14%
9 7/8 8 3/8 BDJ Blackrock Enhanced Dividend -N HOLD 9 1/2 413,300 0.64 14.84 0.73 7.68%
26 20 3/8 CII Blackrock Enhanced Large Cap-N HOLD 24 1/4 80,300 0.23 105.43 1.72 7.09%
13 3/8 10 1/4 FRA Blackrock Floating Rate Inco-N HOLD-W 10 1/4 150,600 1.33 7.71 1.59 15.51%
12 3/4 10 1/4 BGT Blackrock Global -N HOLD-B 10 3/8 98,900 1.34 7.74 1.51 14.55%
12 1/2 10 1/2 BOE Blackrock Global -N HOLD 11 3/4 195,200 0.57 20.61 0.96 8.17%
46 1/4 35 1/8 BME Blackrock Health Sciences Tr-N HOLD 43 7/8 45,600 0.17 258.09 3.12 7.11%
9 7/8 7 3/4 HYT Blackrock High Yield Fund VI-N HOLD-W 7 7/8 1,290,000 1.06 7.43 0.97 12.32%
1181 1 BLK Blackrock Inc -N HOLD 1082 159,700 0.03 999.99 9.99 .92%
11 3/4 9 3/8 BKT Blackrock Income Trust Inc -N HOLD-W 9 1/2 108,400 1.01 9.41 1.09 11.47%
6 1/8 5 1/8 BGY Blackrock International -N BUY 5 5/8 593,700 1.13 4.98 0.51 9.07%
14 1/4 11 1/2 BLW Blackrock Ltd Duration Incom-N HOLD-B 11 3/4 139,200 0.80 14.69 1.38 11.74%
14 3/4 11 BIT Blackrock Multi-Sector Incom-N HOLD-W 11 1/4 353,500 0.90 12.50 1.54 13.69%
11 3/4 9 1/8 MUA Blackrock Muniassets Fund -N BUY +8 9 1/4 594,200 3.17 2.92 0.68 7.35%
23 21 1/2 BTT Blackrock Municipal Target T-N HOLD-W 21 3/4 91,900 0.75 29.00 0.53 2.44%
11 1/8 9 5/8 MUC Blackrock Muniholdings Calif-N HOLD-W 9 3/4 916,700 4.49 2.17 0.63 6.46%
12 10 MHD Blackrock Muniholdings Fund -N HOLD-W 10 1/8 1,340,000 3.32 3.05 0.70 6.91%
12 1/2 10 5/8 MUJ Blackrock Muniholdings New J-N HOLD-W 11 1/4 116,800 2.31 4.87 0.61 5.42%
12 3/4 10 5/8 MIY Blackrock Muniyield Michigan-N BUY 11 1/2 48,500 2.99 3.85 0.64 5.57%
10 1/8 8 5/8 MYN Blackrock Muniyield New York-N HOLD-W 8 3/4 206,400 6.48 1.35 0.59 6.74%
11 1/2 9 1/2 MPA Blackrock Muniyield Pennsylv-N HOLD-W 9 5/8 26,400 3.13 3.08 0.68 7.06%
11 1/8 9 3/8 MYI Blackrock Muniyield Quality -N HOLD-W 9 1/2 746,200 2.68 3.54 0.66 6.95%
11 3/4 9 7/8 MQY Blackrock Muniyield Quality -N HOLD-W 9 7/8 1,250,000 3.28 3.01 0.69 6.99%
11 1/8 9 1/4 BTZ Blackrock Preferred -N BUY 9 3/8 216,700 0.90 10.42 1.02 10.88%
13 1/2 9 3/8 BCX Blackrock Resources -N BUY 12 1/8 160,500 0.38 31.91 0.78 6.43%
52 1/4 35 BST Blackrock Science and Techno-N HOLD 50 3/8 22,500 0.16 314.84 2.57 5.10%
30 1/2 24 1/2 BUI Blackrock Utility and Infras-N BUY 25 7/8 61,000 0.24 107.81 1.47 5.68%
14 5/8 10 BHV Blackrock Virginia Muni Trus-N HOLD-B 11 1/2 1,200 -2.75 -4.18 0.57 4.96%
189 1/4 101 5/8 BX Blackstone Inc -N BUY 114 1/8 2,110,000 0.22 519.32 6.20 5.43%
14 1/4 12 1/2 BSL Blackstone Senior Floating R-N HOLD 12 7/8 67,700 1.73 7.44 1.12 8.70%
12 1/2 10 7/8 BGB Blackstone Strategic Credit -N HOLD-B 11 137,100 1.45 7.59 1.01 9.18%
13 1/2 11 1/4 RA Brookfield Real Assets Incom-N HOLD-W 11 1/2 356,300 0.88 13.07 1.43 12.43%
16 1/2 13 1/8 BRT BRT Realty Trust -N HOLD-B 13 3/8 25,400 -1.98 -6.76 1.01 7.55%
13 5/8 10 3/4 CHY Calamos Cv & High IN -O BUY 12 1/8 381,800 0.47 25.80 1.09 8.99%
13 1/4 10 CHI Calamos Cv Opp & Inc -O BUY 11 7/8 149,100 0.50 23.75 1.04 8.76%
9 7 CHW Calamos Gbl Dyn Inc -O HOLD-B 8 233,900 0.78 10.26 0.53 6.62%
15 10 3/4 CGO Calamos Glb Ttl Rtn -O HOLD-B 12 3/8 29,200 0.49 25.26 0.86 6.95%
21 1/8 16 5/8 CSQ Calamos Strgc Ttl Rt -O HOLD 20 5/8 177,300 0.24 85.94 1.18 5.72%
26 1/2 20 1/4 CCD Calams Dy Cnv IN -O BUY 24 3/8 94,800 0.23 105.98 2.11 8.66%
21 7/8 10 5/8 CNNE Cannae Holdings Inc -N HOLD 15 1/2 138,700 -1.80 -8.61 0.71 4.58%
257 3/8 175 COF Capital One Financial Corp -N HOLD 199 1/8 1,330,000 0.31 642.74 3.67 1.84%
25 3/4 19 3/8 CSWC Capital Southwest -O HOLD 23 1/2 354,100 0.61 38.52 2.32 9.87%
14 1/4 9 7/8 CGBD Carlyle Secured Lending Inc -O HOLD-B 10 3/8 345,900 0.93 11.16 1.66 16.00%
370 230 7/8 CBOE CBOE Global Markets Inc -A HOLD 304 1/8 1,010,000 0.10 999.99 2.60 .85%
12 5/8 4 1/8 IGR CBRE Global Real Estate Inco-N SELL 11 1/4 326,600 8.53 1.32 0.70 6.22%
22 1/8 14 3/4 CEE Central Europe and Russia Fu-N HOLD-W 18 1/8 26,700 0.21 86.31 0.34 1.88%
56 3/8 47 3/4 CET Central Securities Corp -A HOLD-S 55 7/8 8,700 0.12 465.63 0.77 1.38%
15 1/8 8 3/8 GOF Claymore/Guggenheim Strategi-N HOLD-W 8 3/4 2,560,000 0.52 16.83 2.43 27.77%
55 3/4 41 1/2 EMO Clearbridge Energy MLP Oppor-N HOLD 51 1/8 30,800 -0.61 -83.81 4.14 8.10%
6 5/8 5 1/2 GLV Clough Global Dividend and I-A HOLD-W 5 3/4 15,900 1.04 5.53 0.61 10.61%
8 5/8 7 1/8 GLQ Clough Global Equity Fund -A HOLD-B 7 5/8 14,100 0.60 12.71 0.73 9.57%
6 1/8 5 1/4 GLO Clough Global Opportunities -A HOLD-B 5 3/8 152,700 0.96 5.60 0.57 10.60%
6 3/8 0 3/8 CNF Cnfinance Holdings Ltd ADR -N HOLD-B 1 7/8 1,500 -5.24 -.36
23 7/8 9 1/8 COHN Cohen & Company Inc -A HOLD 10 5/8 2,600 0.15 70.83 1.16 10.92%
15 12 1/8 FOF Cohen & Steers Closed-End Op-N HOLD-B 12 3/8 43,400 0.47 26.33 0.99 8.00%
28 23 3/8 UTF Cohen & Steers Infrastructur-N HOLD 25 5/8 219,800 0.27 94.91 1.75 6.83%
21 7/8 18 7/8 LDP Cohen & Steers Ltd Duration -N HOLD-W 19 1/8 59,100 0.46 41.58 1.54 8.05%
21 1/8 17 7/8 PSF Cohen & Steers Preferred Fun-N HOLD-W 18 1/8 28,700 0.48 37.76 1.52 8.39%
13 1/2 10 7/8 RQI Cohen & Steers Quality Incom-N BUY 11 1/4 695,800 3.09 3.64 1.04 9.24%
22 3/4 18 1/8 RNP Cohen & Steers REIT and Pref-N HOLD-W 18 1/2 133,300 0.84 22.02 1.62 8.76%
12 1/8 10 1/4 RFI Cohen & Steers Total Return -N HOLD-W 10 1/2 81,400 2.42 4.34 0.95 9.05%
84 7/8 59 7/8 CNS Cohn & Steers Inc -N HOLD-B 69 1/4 110,100 0.33 209.85 2.61 3.77%
10 1/4 7 3/8 CPSS Consumer Portfol -O HOLD 9 3/8 9,600 1.42 6.60
8 1/2 6 1/4 CLM Cornerstone Strategic Invest-A HOLD-B 6 1/2 2,220,000 0.91 7.14 1.48 22.77%
8 1/8 6 CRF Cornerstone Strategic Return-A HOLD-B 6 1/8 990,600 0.97 6.31 1.42 23.18%
666 1/8 405 CACC Credit Acceptance -O HOLD 548 1/8 51,800 0.03 999.99
3 2 1/4 CIK Credit Suisse Asset Manageme-A HOLD-W 2 1/4 416,600 6.62 .34 0.28 12.44%
16 1/4 1 5/8 DHY Credit Suisse High Yield Bon-A SELL 16 1/8 27,800 7.52 2.14 0.21 1.30%
29 7/8 20 3/4 DMLP Dorchester Minerals -O HOLD-S 29 5/8 57,400 0.76 38.98 2.43 8.20%
12 5/8 9 3/4 DSL Doubleline Income Solutions -N HOLD-W 9 7/8 924,000 1.00 9.88 1.37 13.87%
15 5/8 13 1/4 DBL Doubleline Opportunistic Cre-N HOLD-W 13 3/8 85,100 0.89 15.03 1.37 10.24%
8 3/4 6 7/8 OPP Doubleline Strategic Opportu-N HOLD-W 6 7/8 79,300 0.96 7.16 1.16 16.87%
2 1/2 2 1/8 DHF Dreyfus High Yield Strategie-N HOLD-W 2 1/8 488,900 4.61 .46 0.22 10.35%
11 1/8 9 1/4 DMB Dreyfus Municipal Bond Infra-N HOLD-W 9 1/4 101,000 -2.78 -3.33 0.46 4.97%
6 1/4 5 DSM Dreyfus Strategic Muni Bond -N HOLD-W 5 1/8 224,900 -5.00 -1.02 0.27 5.27%
6 1/2 5 3/8 LEO Dreyfus Strategic Municipals-N HOLD-W 5 1/2 351,900 -4.70 -1.17 0.26 4.73%
11 1/2 11 1/8 DTF Dtf Tax-Free Income 2028 Ter-N HOLD 11 3/8 3,000 3.05 3.73 0.38 3.34%
15 1/8 12 1/4 DPG Duff & Phelps Global Utility-N BUY 13 101,700 0.47 27.66 0.78 6.00%
11 1/8 9 1/4 DNP Duff & Phelps Utilities Inco-N BUY 9 7/8 629,300 0.90 10.97 0.75 7.59%
12 1/2 9 5/8 GRF Eagle Capital Growth Fund -A HOLD-B 9 5/8 4,000 0.79 12.18 0.09 .94%
7 5/8 3 ECC Eagle Point Credit Inc -N HOLD-W 3 943,900 -5.01 -.60 2.18 72.67%
6 1/4 0 3/8 DXF Eason Technology Limited ADR-A HOLD 0 1/2 145,200 -6.23 -.08
10 3/4 9 3/8 CEV Eaton Vance California Muni -A HOLD 10 3/8 93,600 -2.90 -3.58 0.58 5.59%
9 7/8 8 1/2 ETW Eaton Vance Corp -N HOLD 9 5/8 383,900 0.62 15.52 0.75 7.79%
15 3/8 13 1/8 ETV Eaton Vance Corp -N BUY 15 1/8 182,200 0.55 27.50 1.13 7.47%
21 1/2 18 EOI Eaton Vance Enhance Equity -N HOLD 20 1/8 89,000 0.42 47.92 1.60 7.95%
24 3/8 19 3/8 EOS Eaton Vance Enhanced Equity -N HOLD 21 1/2 154,700 0.35 61.43 1.77 8.23%
12 3/8 10 1/4 EFT Eaton Vance Floating Rate In-N HOLD 10 5/8 96,800 1.99 5.34 1.07 10.07%
10 3/8 8 3/8 EVV Eaton Vance Ltd Duration -A HOLD-W 8 3/8 717,400 1.44 5.82 0.89 10.63%
10 1/4 8 5/8 EIM Eaton Vance Muni Bond Fund -A HOLD-W 8 3/4 198,700 -2.92 -3.00 0.61 6.97%
18 15 1/8 EOT Eaton Vance Muni Income Trus-N HOLD-W 15 1/8 81,800 -1.73 -8.74 0.81 5.36%
11 1/4 9 1/8 EVN Eaton Vance Muni Income Trus-N BUY 9 3/8 277,900 9.99 .94 0.61 6.51%
19 1/2 17 1/4 ETX Eaton Vance Municipal Income-N BUY 17 3/8 29,400 1.27 13.68 0.95 5.47%
12 7 EFR Eaton Vance Senior Floating--N HOLD-B 10 1/4 91,000 1.63 6.29 1.04 10.15%
5 1/2 4 3/4 EVF Eaton Vance Senior Income Tr-N HOLD-W 4 3/4 34,700 4.72 1.01 0.50 10.53%
11 3/8 9 3/4 EVG Eaton Vance Short Diversifie-N BUY 10 1/4 22,000 0.91 11.26 0.89 8.68%
29 5/8 23 3/8 EVT Eaton Vance Tax Advantaged D-N HOLD 28 1/8 70,000 0.43 65.41 1.85 6.58%
32 25 3/4 ETO Eaton Vance Tax-Advantage Gl-N BUY 30 3/8 8,800 0.20 151.88 1.92 6.32%
24 1/2 19 1/2 ETG Eaton Vance Tax-Advantaged G-N HOLD 23 1/8 62,300 0.25 92.50 1.44 6.23%
15 3/4 13 7/8 ETB Eaton Vance Tax-Managed Buy--N HOLD 15 1/2 77,800 0.52 29.81 1.20 7.74%
16 13 1/8 ETY Eaton Vance Tax-Managed Dive-N HOLD 14 1/4 330,700 0.53 26.89 1.15 8.07%
10 8 1/4 EXG Eaton Vance Tax-Managed Glob-N HOLD 9 1/2 482,100 0.77 12.34 0.75 7.89%
14 11 3/8 EFC Ellington Financial Llc -N HOLD-W 11 5/8 1,270,000 0.65 17.88 1.46 12.56%
13 3/4 10 1/4 ECF Ellsworth Convertible Growth-A HOLD 12 36,500 0.32 37.50 0.80 6.67%
105 35 5/8 ECPG Encore Capital Group -O HOLD-S 99 5/8 84,700 0.11 905.68
267 99 3/4 ENVA Enova International Inc -N HOLD-B 178 87,000 0.11 999.99
262 1/4 135 EFX Equifax Inc -N BUY 145 3/8 503,200 0.14 999.99 2.77 1.90%
2 3/8 0 3/4 EQS Equus Total Return -N BUY 0 3/4 2,400 -9.99 -.08
69 1/2 55 7/8 ESNT Essent Group Ltd -N HOLD 62 3/8 216,200 0.15 415.83 1.39 2.23%
11 1/4 9 5/8 EEA European Equity Fund -N HOLD-W 10 1/8 24,300 0.37 27.36 0.77 7.60%
388 5/8 259 1/8 EVR Evercore Partners Inc -N HOLD-B 271 7/8 269,900 0.06 999.99 3.12 1.15%
35 5/8 13 3/8 EZPW Ezcorp Inc -O HOLD 31 7/8 516,500 0.73 43.66
248 1/4 136 1/2 AGM Federal Agricultural Mortgag-N HOLD 203 3/8 50,400 0.06 999.99 6.49 3.19%
11 1/2 9 7/8 FMN Federated Premier Muni -N HOLD-W 10 42,200 8.65 1.16 0.52 5.20%
21 5/8 16 7/8 FDUS Fidus Investment Cor -O HOLD 19 168,000 0.44 43.18 1.97 10.37%
12 1/4 10 3/4 FMY First Trust/Fidac Mortgage I-N HOLD-W 11 15,000 0.93 11.83 0.80 7.27%
238 3/8 120 1/8 FCFS Firstcash Holdings Inc -O HOLD 213 1/8 110,500 0.16 999.99 1.31 .61%
21 7/8 18 5/8 DFP Flaherty & Crumrine Dynamic -N HOLD-W 18 7/8 62,300 0.54 34.95 1.45 7.68%
9 3/4 8 1/2 PFO Flaherty & Crumrine Preferre-N HOLD-W 8 1/2 35,600 1.28 6.64 0.61 7.18%
12 10 1/2 PFD Flaherty & Crumrine Preferre-N HOLD-W 10 1/2 39,600 1.05 10.00 0.77 7.33%
18 15 3/8 FLC Flaherty & Crumrine/Claymore-N HOLD-W 15 1/2 65,500 0.65 23.85 1.20 7.74%
16 7/8 14 1/2 FFC Flaherty Crumrine/Claymore P-N HOLD-W 14 3/4 157,700 0.68 21.69 1.16 7.86%
35 3/8 21 3/8 BEN Franklin Resources -N HOLD 31 7/8 2,680,000 0.91 35.03 1.22 3.83%
6 3/8 5 1/4 FTF Franklin Templeton Ltd Durat-A HOLD-W 5 3/8 249,900 2.29 2.35 0.77 14.33%
8 1/4 7 FT Franklin Universal Trust -N HOLD-W 7 1/8 32,600 1.33 5.36 0.49 6.88%
22 1/4 9 7/8 FSK FS KKR Capital Corp -N HOLD-B 10 3/4 1,750,000 9.99 1.08 2.80 26.05%
23 1/2 19 1/2 FFA FT Enhanced Equity Income Fu-N BUY 22 1/2 19,600 0.27 83.33 1.40 6.22%
19 3/4 15 5/8 FPF FT Intermediate Durat -N HOLD-W 15 7/8 192,700 0.50 31.75 1.67 10.52%
4 3/4 3 7/8 GCV Gabelli Convertible and Inco-N HOLD-W 4 50,600 1.04 3.85 0.43 10.75%
30 3/4 25 3/4 GDV Gabelli Dividend -N BUY 28 1/2 66,100 0.23 123.91 1.57 5.51%
6 1/4 5 1/8 GAB Gabelli Equity Trust -N HOLD-W 5 1/8 659,500 1.00 5.13 0.60 11.71%
4 1/4 3 7/8 GGT Gabelli Global Multi-Media T-N HOLD 4 302,500 0.83 4.82 0.92 23.00%
16 7/8 13 1/4 GGZ Gabelli Global Small and Mid-N HOLD-B 15 1/4 3,200 0.37 41.22 0.66 4.33%
21 1/2 17 GLU Gabelli Global Utility -A HOLD-W 17 1/2 4,000 0.21 83.33 1.19 6.80%
9 3/8 6 1/4 GNT Gabelli Natural Resources Go-N BUY 8 1/2 31,900 0.38 22.37 0.53 6.24%
7 5 5/8 GUT Gabelli Utility Trust -N BUY 5 7/8 84,700 1.99 2.95 0.56 9.53%
5 3/4 4 3/8 GGN Gamco Global Gold Natural Re-A BUY 5 1/4 234,000 0.53 9.91 0.34 6.48%
68 1/2 56 1/4 GAM General American Investors -N BUY 65 14,000 0.08 812.50 0.40 .62%
13 3/8 10 3/4 GHY Gim Global High Yield Fund -N HOLD-W 10 7/8 79,900 0.76 14.31 1.31 12.05%
14 5/8 11 1/2 ISD Gim High Yield Bond Fund -N HOLD-W 11 5/8 93,200 0.84 13.84 1.28 11.01%
28 3/4 16 1/2 GLAD Gladstone Cap Corp -O HOLD 18 3/4 84,000 0.50 37.50 2.08 11.09%
17 13 1/8 GAIN Gladstone Investment -O HOLD-B 15 1/4 82,300 0.35 43.57 0.97 6.36%
15 1/4 11 7/8 GBDC Golub Capital Bdc -O HOLD-B 12 1,350,000 1.24 9.68 1.44 12.00%
11 3/8 4 3/4 GECC Great Elm Capital Corp -O HOLD-B 5 35,800 -3.57 -1.40 1.46 29.20%
15 3/8 9 5/8 GDOT Green Dot Corp -N HOLD-B 12 1/2 103,000 -2.39 -5.23
15 7/8 12 3/8 GBAB Guggenheim Taxable Muni Bond-N HOLD-W 12 1/2 149,400 0.96 13.02 1.58 12.64%
157 5/8 71 7/8 HLNE Hamilton Lane Inc Cl A -O HOLD-B 85 5/8 266,800 0.12 713.54 3.17 3.70%
13 9 1/8 HNNA Hennessy Advisors -O HOLD 10 1/8 8,900 0.88 11.51 0.61 6.02%
19 5/8 13 5/8 HTGC Hercules Technology Growth C-N HOLD 16 1/2 611,700 0.55 30.00 1.63 9.88%
7 5/8 5 1/8 HFRO Highland Opportunities and I-N HOLD-B 6 1/2 77,100 -4.93 -1.32 0.43 6.62%
40 1/4 29 1/4 HTH Hilltop Holdings Inc -N HOLD-B 36 3/8 83,800 0.42 86.61 0.73 2.01%
8 3/8 3 7/8 HRZN Horizon Technology F -O HOLD 4 1/2 233,500 1.84 2.45 1.15 25.56%
15 3/4 10 1/8 IFN India Fund -N HOLD-W 10 3/8 153,300 -2.12 -4.89 1.87 18.02%
187 127 3/8 ICE Intercontinental Exchange -N BUY 156 1/8 1,010,000 0.14 999.99 2.23 1.43%
9 1/2 7 1/2 VKI Invesco Advantage Muni Incom-A BUY 7 3/4 290,300 4.09 1.89 0.66 8.52%
11 3/8 8 3/4 VCV Invesco California Value Mun-N HOLD-W 8 7/8 282,000 -2.74 -3.24 0.78 8.79%
11 3/8 9 VLT Invesco High -N BUY 9 9,900 1.32 6.82 1.14 12.67%
13 1/8 10 5/8 IIM Invesco Insured Muni Income -N HOLD-W 10 3/4 254,100 -2.37 -4.54 0.92 8.56%
6 3/8 5 3/8 OIA Invesco Muni Income Trust -N HOLD-B 5 5/8 194,200 -4.92 -1.14 0.33 5.87%
10 3/8 8 3/8 VMO Invesco Muni Opportunity Tru-N BUY 8 5/8 264,300 3.69 2.34 0.72 8.35%
10 8 1/2 VKQ Invesco Muni Trust -N HOLD-W 8 5/8 237,600 3.45 2.50 0.73 8.46%
11 3/8 9 VPV Invesco Pennsylvania Muni -N HOLD-B 10 1/2 51,900 3.78 2.78 0.76 7.24%
33 1/4 20 IVZ Invesco Plc -N HOLD 29 1/2 3,150,000 -1.32 -22.35 0.68 2.31%
10 3/8 8 3/4 IQI Invesco Quality Muni Income -N HOLD-W 8 7/8 106,600 -2.96 -3.00 0.74 8.34%
3 3/4 2 3/4 VVR Invesco Senior Income Trust -N HOLD-W 2 3/4 552,100 4.03 .68 0.51 18.55%
10 5/8 8 3/4 VGM Invesco Trust For Investment-N HOLD-W 8 7/8 331,900 3.36 2.64 0.75 8.45%
12 9 1/4 VTN Invesco Trust New York Muni -N HOLD-W 9 3/8 61,600 3.40 2.76 0.80 8.53%
15 3/4 14 VBF Invesco Van Kampen Bond Fund-N HOLD-W 14 1/8 24,700 0.96 14.71 0.85 6.02%
12 3/4 9 5/8 JOF Japan Smaller Capitalization-N HOLD 12 3/8 24,300 0.45 27.50 0.82 6.63%
71 35 1/2 JEF Jefferies Financial Group In-N HOLD-W 44 3/8 779,500 0.34 130.51 1.65 3.72%
41 1/4 32 1/2 BTO John Hancock Bank and Thrift-N HOLD-B 36 3/8 27,900 0.29 125.43 2.51 6.90%
11 7/8 10 1/4 HEQ John Hancock Diversified Inc-N HOLD 11 1/4 49,200 0.67 16.79 0.96 8.53%
11 7/8 10 JHS John Hancock Income Securiti-N HOLD-W 10 1/8 3,800 1.03 9.83 0.62 6.12%
14 1/4 12 JHI John Hancock Investors Trust-N HOLD-W 12 37,900 0.85 14.12 1.25 10.42%
17 13 1/8 HPF John Hancock Pfd II -N HOLD-W 13 3/8 81,500 0.78 17.15 1.47 10.99%
17 3/8 13 5/8 HPI John Hancock Preferred -N HOLD-W 13 3/4 72,800 0.77 17.86 1.49 10.84%
15 5/8 11 5/8 HPS John Hancock Preferred Incom-N HOLD-W 11 3/4 129,700 0.86 13.66 1.30 11.06%
13 1/2 11 5/8 PDT John Hancock Premium Dividen-N BUY 12 145,100 0.72 16.67 0.98 8.17%
26 1/4 22 1/8 HTD John Hancock Tax Advantaged -N BUY 22 5/8 68,700 0.35 64.64 1.76 7.78%
15 1/8 11 3/8 KYN Kayne Anderson MLP Investmen-N BUY 14 1/4 215,100 -2.22 -6.42 0.94 6.60%
152 3/8 82 5/8 KKR KKR & Company LP -N HOLD-B 90 7/8 2,350,000 0.30 302.92 0.91 1.00%
12 3/4 10 KIO KKR Income Opportunities Fun-N HOLD-W 10 1/8 177,700 1.80 5.63 1.53 15.11%
80 1/4 26 3/4 KF Korea Fund -N HOLD 63 5/8 12,300 0.07 908.93 0.28 .44%
19 1/2 15 1/2 LGI Lazard Global Total Return a-N HOLD-B 17 25,100 0.40 42.50 1.75 10.29%
58 35 1/8 LAZ Lazard Inc -N HOLD-B 36 3/4 500,900 0.39 94.23 2.03 5.52%
8 7/8 6 3/4 BWG Legg Mason Bw Global Income -N BUY 6 7/8 88,100 1.06 6.49 0.98 14.25%
77 24 1/8 TREE Lendingtree Inc -O BUY +3> 25 1/8 160,700 0.06 418.75
7 1/8 0 5/8 LX Lexinfintech Holdings Ltd AD-O HOLD-W 0 5/8 469,300 0.28 2.23 0.43 68.80%
6 5/8 5 3/8 USA Liberty All-Star Equity Fund-N BUY 5 7/8 929,400 1.68 3.50 0.72 12.26%
5 5/8 4 1/2 ASG Liberty All-Star Growth Fund-N HOLD 5 262,800 4.71 1.06 0.45 9.00%
19 14 1/8 SCD Lmp Capital and Income Fund -N HOLD-B 14 7/8 57,400 -1.93 -7.71 1.43 9.61%
67 1/4 49 3/8 MAIN Main Street Capital Corp -N HOLD 53 3/4 274,600 0.19 282.89 4.43 8.24%
5 5/8 3 1/4 LOAN Manhattan Bridge -O HOLD-W 3 3/8 161,300 1.95 1.73 0.51 15.11%
6 3/8 4 MARPS Marine Petroleum U -O HOLD-B 4 1/8 489 2.37 1.74 0.38 9.21%
600 473 MA Mastercard Inc -N HOLD-S 589 1/8 1,330,000 0.05 999.99 3.79 .64%
12 1/4 8 MFIN Medallion Fin Corp -O HOLD-S 11 7/8 37,000 0.69 17.21 0.55 4.63%
5 7/8 2 MTR Mesa Royalty Trust -N HOLD-W 2 1,300 2.54 .79 0.38 19.00%
41 7/8 18 1/4 MSB Mesabi Trust -N HOLD-W 18 3/8 9,600 0.85 21.62 1.07 5.82%
14 10 1/4 MXE Mexico Equity and -N HOLD-B 12 1/2 8,000 0.23 54.35 0.21 1.68%
22 7/8 17 1/4 MXF Mexico Fund -N BUY 20 9,000 0.22 90.91 1.06 5.30%
13 3/4 2 5/8 MGF MFS Government Markets Incom-N SELL 13 5/8 10,500 6.04 2.26 0.24 1.76%
13 3/4 2 1/4 MIN MFS Intermediate Income Trus-N SELL 13 3/4 15,000 5.96 2.31 0.24 1.75%
4 3/4 4 1/8 MMT MFS Multimarket Income Trust-N HOLD-B 4 1/8 507,500 2.40 1.72 0.41 9.94%
5 5/8 4 7/8 MFM MFS Muni Income Trust -N BUY 4 7/8 328,000 7.98 .61 0.28 5.74%
8 7/8 0 3/8 MTC Mmtec Inc -O HOLD 4 7/8 3,700 -6.22 -.78
78 1/8 51 1/8 MC Moelis -N HOLD-B 57 442,500 0.36 158.33 2.59 4.54%
21 1/4 13 3/4 CAF MS China A Share Fund -N BUY +9 17 1/8 5,000 0.29 59.05 0.22 1.28%
7 7/8 6 5/8 MSD MS Emerging Markets Debt Fun-N HOLD-W 6 3/4 96,900 0.95 7.11 0.65 9.63%
6 1/8 5 EDD MS Emerging Markets Domestic-N BUY 5 1/4 297,000 0.95 5.53 0.51 9.71%
27 3/4 20 IIF MS India Investment Fund -N HOLD-W 20 7/8 17,300 -1.25 -16.70
101 3/4 78 1/2 NDAQ Nasdaq Inc -O HOLD 93 5/8 1,330,000 0.30 312.08 1.20 1.28%
14 7 1/4 NAVI Navient Corp -O HOLD 9 487,900 -2.44 -3.69 0.89 9.89%
143 120 5/8 NNI Nelnet Inc -N HOLD 125 1/8 19,100 0.09 999.99 1.35 1.08%
10 7/8 7 3/4 NML Neuberger Berman Energy Infr-A HOLD 10 1/8 84,700 9.99 1.01 0.67 6.62%
7 5/8 5 3/8 NHS Neuberger Berman High Yield -A HOLD-W 5 3/8 124,700 1.40 3.84 1.17 21.77%
10 5/8 8 3/4 NBH Neuberger Berman Intermediat-A HOLD-W 8 7/8 498,900 6.04 1.47 0.63 7.10%
3 1/4 2 1/2 NRO Neuberger Berman Real Estate-A HOLD-W 2 1/2 109,900 -9.57 -.26 0.37 14.80%
13 10 GF New Germany Fund -N HOLD-W 10 1/4 4,400 0.31 33.06 0.14 1.37%
10 5/8 6 5/8 NMFC New Mountain Finance Corp -O HOLD-B 6 5/8 341,300 -3.14 -2.11 1.19 17.96%
12 5/8 7 1/2 NOAH Noah Holdings Ltd ADR -N HOLD-W 7 1/2 53,900 0.89 8.43 1.41 18.80%
10 4 3/4 NRT North European Oil Royality -N HOLD 8 3/8 6,900 1.07 7.83 0.88 10.51%
193 7/8 121 NTRS Northern Trust Corp -O HOLD-B 168 1/8 662,200 0.12 999.99 2.77 1.65%
13 1/4 10 1/2 NAZ Nuveen Arizona Premium Fund -N HOLD-W 10 5/8 60,800 -2.40 -4.43 0.78 7.34%
16 5/8 14 NBB Nuveen Build America Bond Fu-N HOLD-W 14 1/4 65,900 2.80 5.09 1.14 8.00%
12 1/8 9 7/8 NAC Nuveen California Divadv Fun-N HOLD-W 10 1/8 1,540,000 -2.54 -3.99 0.85 8.40%
9 3/4 8 1/8 NCA Nuveen California Muni Value-N HOLD-W 8 1/4 175,400 -3.21 -2.57 0.33 4.00%
17 1/4 14 JCE Nuveen Core Equity Alpha Fun-N HOLD-S 17 1/8 10,500 0.40 42.81 1.21 7.07%
12 1/4 10 NAD Nuveen Divadv Fund -N HOLD-W 10 1/8 1,420,000 3.67 2.76 0.84 8.30%
13 1/8 10 3/4 NZF Nuveen Divadv Fund 3 -N HOLD-W 10 7/8 1,130,000 3.44 3.16 0.93 8.55%
8 1/2 7 1/8 JFR Nuveen Floating Rate -N HOLD-B 7 3/8 685,700 2.81 2.62 1.05 14.24%
13 5/8 11 1/2 JGH Nuveen Global High Income Fu-N HOLD-W 11 1/2 73,100 0.85 13.53 1.25 10.87%
13 10 1/4 NKX Nuveen Insured California Ta-N HOLD-W 10 3/8 626,900 -2.36 -4.40 0.90 8.67%
13 1/4 9 7/8 NVG Nuveen Insured Divadv Fund -N HOLD-W 10 5/8 1,380,000 3.76 2.83 0.93 8.75%
10 3/4 9 1/8 NRK Nuveen Insured New York Tax--N HOLD-W 9 1/4 325,200 -2.91 -3.18 0.77 8.32%
11 3/4 9 7/8 NEA Nuveen Insured Tax-Free Adva-N HOLD-W 10 2,070,000 3.70 2.70 0.81 8.10%
13 1/2 10 NMT Nuveen Massachusetts Premium-N BUY 10 1/8 55,900 -2.34 -4.33 0.76 7.51%
9 7/8 8 5/8 NIM Nuveen Maturities Fund -N HOLD-W 8 3/4 60,200 4.73 1.85 0.35 4.00%
12 3/8 9 5/8 NMS Nuveen Minnesota Municipal I-N HOLD-W 9 3/4 3,900 -2.47 -3.95 0.78 8.00%
19 16 JLS Nuveen Mortgage Opportunity -N HOLD-B 16 1/2 31,300 0.59 27.97 1.81 10.97%
6 1/2 5 3/8 JMM Nuveen Multi-Market Income F-N HOLD-W 5 3/8 3,500 1.91 2.81 0.36 6.70%
11 1/8 9 1/8 NMI Nuveen Muni -N HOLD-W 9 1/8 69,000 3.73 2.45 0.44 4.82%
10 5/8 8 7/8 NMZ Nuveen Muni High Income Oppo-N BUY 9 2,730,000 4.74 1.90 0.80 8.89%
14 1/2 12 7/8 NUW Nuveen Muni Value Fund -N HOLD-B 13 46,400 2.00 6.50 0.58 4.46%
9 1/4 8 NUV Nuveen Muni Value Fund -N HOLD-W 8 1/4 1,050,000 3.60 2.29 0.37 4.48%
31 3/8 25 3/8 QQQX Nuveen Nasdaq 100 -O HOLD-S 31 1/8 147,100 0.30 103.75 2.05 6.59%
11 3/4 9 1/2 NAN Nuveen New York Divadv Fund -N HOLD-W 9 5/8 166,300 -2.59 -3.72 0.84 8.73%
8 7/8 7 5/8 NNY Nuveen New York Muni Value F-N HOLD-B 7 7/8 64,200 -3.48 -2.26 0.35 4.44%
8 1/2 6 1/2 JPC Nuveen Preferred and Convert-N HOLD-W 6 3/4 2,220,000 1.15 5.87 0.75 11.11%
5 1/2 4 5/8 JQC Nuveen Preferred and Convert-N HOLD-W 4 5/8 511,000 3.40 1.36 0.67 14.49%
14 1/4 10 1/2 JRI Nuveen Real Asset Income and-N HOLD-W 10 1/2 224,300 0.57 18.42 1.59 15.14%
8 5/8 7 1/8 JRS Nuveen Real Estate Fund -N HOLD-W 7 1/4 31,200 -3.71 -1.95 0.64 8.83%
14 1/2 12 7/8 NXP Nuveen Tax Free Income Portf-N HOLD-W 13 1/8 302,500 6.72 1.95 0.63 4.80%
11 5/8 9 1/4 NPV Nuveen Virginia Premium Fund-N BUY 9 3/8 42,600 -2.58 -3.63 0.80 8.53%
51 1/4 38 SRV Nxg Cushing Midstream Energy-N HOLD 44 3/8 25,700 9.88 4.49 4.77 10.75%
15 5/8 13 5/8 MMD Nyli Mackay Definedterm Muni-N HOLD-W 13 7/8 92,900 9.99 1.39 0.73 5.26%
14 3/8 10 7/8 OCSL Oaktree Specialty Lending Co-O HOLD-B 11 1/2 346,900 1.70 6.76 1.52 13.22%
8 3/4 3 OFS Ofs Capital Corp -O HOLD-S 4 73,700 -4.88 -.82 1.05 26.25%
6 1/8 2 OCCI Ofs Credit Company -O HOLD-W 2 81,600 -6.22 -.32 1.71 85.50%
71 1/8 49 1/4 OMF Onemain Holdings Inc -N HOLD-B 56 366,200 0.14 400.00 4.42 7.89%
40 1/2 22 5/8 IX Orix Corp ADR -N HOLD-B 36 7/8 150,100 0.42 87.80 0.85 2.31%
18 1/8 3 1/4 OXLC Oxford Lane Capital -O HOLD-B 8 1/2 758,400 9.99 .85 8.24 96.94%
2 3/8 1 1/8 OXSQ Oxford Square Capital Corp -O HOLD-B 1 1/4 1,300,000 -9.99 -.13 0.47 37.60%
13 11 1/4 PAI Pacific American Income Shar-N HOLD-W 11 1/4 60,900 0.94 11.97 0.65 5.78%
11 7/8 7 5/8 PAGS Pagseguro Digital Ltd Cl A -N HOLD-S 11 1/8 3,620,000 0.80 13.91 0.79 7.10%
78 3/4 39 PYPL Paypal Holdings -O HOLD 55 1/2 9,130,000 0.14 396.43 0.41 .74%
10 5/8 6 5/8 PFLT Pennantpark Fltng Rt -N HOLD-W 6 5/8 899,900 1.54 4.30 1.27 19.17%
7 3/8 3 1/8 PNNT Pennantpark Investme -N HOLD-W 3 1/8 408,200 3.71 .84 1.15 36.80%
160 3/8 59 PFSI Pennymac Financial Services -N HOLD-W 59 3/4 375,400 0.08 746.88 1.07 1.79%
9 1/8 7 1/2 PCQ Pimco California Muni -N HOLD-W 7 3/4 422,300 9.99 .78 0.42 5.42%
6 3/4 4 7/8 PCM Pimco Commercial Mortgage Se-N HOLD-W 5 30,900 1.73 2.89 0.79 15.80%
13 3/8 10 5/8 PCN Pimco Corporate -N HOLD-W 10 7/8 453,300 0.76 14.31 1.38 12.69%
14 3/8 10 3/4 PTY Pimco Corporate Opportunity -N HOLD-W 10 7/8 1,160,000 0.80 13.59 1.52 13.98%
20 1/8 13 3/4 PDI Pimco Dynamic Income Fund -N HOLD-W 14 1/4 3,520,000 0.47 30.32 2.73 19.16%
9 3/8 8 PGP Pimco Global Stocksplus & In-N HOLD-B 8 1/4 17,700 0.50 16.50 0.79 9.58%
5 4 1/8 PHK Pimco High Income Fund -N HOLD-W 4 1/8 1,680,000 1.93 2.14 0.59 14.30%
8 1/2 6 3/4 PFL Pimco Income Strategy Fund -N HOLD-W 6 7/8 302,800 1.25 5.50 0.98 14.25%
7 5/8 6 1/4 PFN Pimco Income Strategy Fund I-N HOLD-W 6 1/4 629,100 1.92 3.26 0.86 13.76%
8 6 1/2 PML Pimco Muni II -N BUY 6 1/2 878,400 9.99 .65 0.47 7.23%
7 1/8 6 PNI Pimco New York Muni II -N HOLD-W 6 91,000 -4.29 -1.40 0.34 5.67%
191 1/8 128 PJT Pjt Partners Inc Cl A -N HOLD-W 137 3/8 156,300 0.22 624.43 1.05 .76%
10 1/2 8 5/8 PGZ Principal Real Estate Income-N HOLD-W 8 7/8 11,800 1.31 6.77 1.24 13.97%
3 3/8 1 5/8 PSEC Prospect Capital Corp -O HOLD-W 1 5/8 6,710,000 -9.37 -.17 0.64 39.38%
6 1/2 5 PCF Putnam High Income Bond Fund-N HOLD-W 5 77,000 4.57 1.09 0.73 14.60%
6 1/2 5 1/2 PMM Putnam Managed Muni Income T-N HOLD-B 5 3/4 291,500 5.70 1.01 0.30 5.22%
3 1/2 2 7/8 PIM Putnam Master Intermediate I-N BUY 3 51,600 4.50 .67 0.27 9.00%
10 3/4 9 1/8 PMO Putnam Muni Opportunities Tr-N HOLD-B 9 3/8 102,400 5.66 1.66 0.46 4.91%
3 5/8 3 1/8 PPT Putnam Premier Income Trust -N HOLD-W 3 1/4 75,700 3.17 1.03 0.32 9.85%
36 1/4 6 1/8 QFIN Qfin Holdings Inc ADR -O HOLD-W 6 1/8 1,760,000 0.07 87.50 3.11 50.78%
19 9 3/4 RAND Rand Capital Corp -O HOLD 10 600 -1.98 -5.05 1.53 15.30%
7 7/8 4 7/8 RCS Rcm Strategic Global Governm-N HOLD-B 5 100,600 1.12 4.46 0.56 11.20%
43 1/2 34 3/8 UTG Reaves Utility -A HOLD 36 1/4 143,400 0.13 278.85 2.16 5.96%
45 1/2 30 1/8 RM Regional Managment Corp -N HOLD 33 3/8 48,700 0.20 166.88 1.23 3.69%
3 1/4 2 1/2 RCG Renaissance Capital Growth &-A HOLD 2 3/4 4,500 8.69 .32 0.02 .73%
16 1/4 13 1/2 RMI Rivernorth Opportunistic Mun-N HOLD-W 13 5/8 16,700 8.55 1.59 1.06 7.78%
12 1/2 10 1/8 RIV Rivernorth Opportunities Fun-N HOLD-W 10 1/4 100,000 0.43 23.84 1.53 14.93%
15 5/8 11 7/8 RGT Royce Global Trust Inc -N HOLD-B 14 1/8 34,800 0.39 36.22 0.17 1.20%
14 3/4 9 1/4 RMT Royce Micro-Cap Trust -N HOLD 13 1/4 72,300 0.75 17.67 0.64 4.83%
19 14 3/4 RVT Royce Small-Cap Trust Inc -N HOLD-B 16 7/8 177,700 0.39 43.27 1.25 7.41%
84 3/8 65 5/8 SBR Sabine Royalty Trust -N HOLD 72 1/4 21,500 0.22 328.41 4.53 6.27%
25 1/2 14 1/2 SAR Saratoga Investment Corp -N HOLD-W 15 146,600 0.41 36.59 3.07 20.47%
9 1/4 7 7/8 KTF Scudder Municiple Income Tru-N HOLD-W 8 187,400 -3.23 -2.48 0.75 9.38%
10 1/8 7 7/8 SNFCA Security National Financial -O HOLD 9 1/8 9,800 0.80 11.41
111 7/8 75 SEIC Sei Investments Company -O BUY 104 5/8 697,400 0.18 581.25 0.99 .95%
16 7/8 9 1/8 SAMG Silvercrest Ast Cm A -O HOLD 10 1/4 63,800 1.70 6.03 0.96 9.37%
24 3/4 16 1/4 TSLX Sixth Street Specialty Lendi-N HOLD 17 1/4 525,400 0.75 23.00 2.07 12.00%
33 18 5/8 SLM SLM Corp -O HOLD-B 22 1/2 2,060,000 0.24 93.75 0.56 2.49%
78 72 1/2 SLMBP SLM Corp Srs B Pfd -O HOLD-B 73 1/2 1,000 1.30 56.54 3.36 4.57%
16 3/4 11 1/4 SLRC Slr Investment Corp -O HOLD-W 11 1/4 316,600 0.54 20.83 1.61 14.31%
49 5/8 42 3/4 SOR Source Capital -N HOLD 45 1/2 5,200 0.14 325.00 2.47 5.43%
15 7/8 12 1/2 SPE Special Opportunities Fund I-N HOLD-W 12 1/2 23,500 0.50 25.00 2.04 16.32%
10 7/8 7 1/2 FUND Sprott Focus Trust -O HOLD-B 9 3/4 20,400 0.64 15.23 0.49 5.03%
57 30 1/2 CEF Sprott Physical Gold & Silve-A BUY 41 5/8 148,100 -0.65 -64.04
195 3/8 104 1/2 STT State Street Corp -N HOLD 175 628,500 0.12 999.99 2.88 1.65%
15 6 7/8 SCM Stellus Capital Investment C-N HOLD-B 7 1/8 71,900 0.86 8.28 1.72 24.14%
88 3/8 63 SYF Synchrony Financial -N HOLD 72 3/4 1,580,000 0.11 661.36 1.26 1.73%
120 86 1/4 TROW T Rowe Price Group -O HOLD 105 1,000,000 0.11 954.55 4.99 4.75%
105 3/8 45 1/4 TWN Taiwan Fund -N HOLD-S 103 5/8 3,200 0.04 999.99 0.03 .03%
7 5/8 3 1/8 TCPC TCP Capital Corp -O HOLD 4 437,500 -5.15 -.78 0.92 23.00%
5 4 1/8 TSI Tcw Strategic -N HOLD-W 4 1/4 145,900 2.45 1.73 0.29 6.82%
12 9 3/8 TDF Templeton Dragon Fund -N HOLD-W 9 5/8 105,400 0.36 26.74 0.37 3.84%
7 5 3/4 TEI Templeton Emerging Markets -N BUY 6 1/8 116,100 0.53 11.56 0.53 8.65%
24 5/8 14 7/8 EMF Templeton Emerging Markets F-N HOLD 22 1/4 17,700 0.38 58.55 0.67 3.01%
69 3/4 38 CG The Carlyle Group -O HOLD-W 38 3/8 1,250,000 0.41 93.60 1.59 4.14%
10 1/8 8 3/4 GRX The Gabelli Healthcare & Wel-N HOLD 9 5/8 8,200 6.34 1.52 0.71 7.38%
8 5/8 8 1/8 GDL The Gdl Fund -N HOLD 8 3/8 12,700 1.45 5.78 0.47 5.61%
51 1/8 37 1/2 TYG Tortoise Energy Infrastructu-N HOLD-B 39 1/2 82,400 -0.65 -60.77 4.91 12.43%
22 7/8 19 7/8 TPZ Tortoise Essential Energy Fu-N HOLD 20 5/8 17,400 .00 0.00 0.73 3.54%
6 1/4 5 5/8 SWZ Total Return Securities Inc -N HOLD-B 5 3/4 30,800 -4.78 -1.20
36 3/8 30 1/2 TY Tri Continental Corp -N HOLD 34 3/4 27,500 0.22 157.95 0.98 2.82%
7 1/4 4 3/8 TPVG Triplepoint Venture Growth B-N HOLD-B 4 5/8 93,200 0.91 5.08 0.95 20.54%
3 5/8 2 1/4 GROW U S Global Inv Inc -O HOLD 2 7/8 5,000 9.99 .29 0.10 3.48%
9 7 7/8 WIW U.S Treasury Inflation Prot -N HOLD-W 7 7/8 485,600 1.39 5.67 0.76 9.65%
8 1/2 7 1/2 WIA U.S. Treasury Inflation Prot-N HOLD-W 7 1/2 26,500 1.48 5.07 0.63 8.40%
120 57 VCTR Victory Capital Holdings Inc-O HOLD-S 112 3/8 363,400 0.26 432.21 1.74 1.55%
17 5/8 14 1/8 NCV Virtus Convertible & Income -N BUY 15 5/8 128,900 0.31 50.40 1.42 9.09%
16 1/8 12 7/8 NCZ Virtus Convertible & Income -N HOLD 14 1/2 140,200 0.32 45.31 1.26 8.69%
15 5/8 12 1/4 NFJ Virtus Dividend Interest & P-N HOLD-B 14 1/2 235,100 0.69 21.01 1.11 7.66%
5 5/8 4 5/8 EDF Virtus Emerging Markets Inco-N HOLD-B 4 3/4 92,600 1.19 3.99 0.68 14.32%
27 1/8 22 3/4 NIE Virtus Equity & Convertible -N HOLD 25 1/2 89,800 0.27 94.44 1.79 7.02%
8 6 5/8 VGI Virtus Global Multi-Sector I-N HOLD-W 6 5/8 51,100 1.34 4.94 0.96 14.49%
210 121 1/2 VRTS Virtus Investment Partners -N HOLD-B 131 1/8 36,600 0.05 999.99 9.99 7.62%
386 3/4 294 1/4 V Visa Inc -N BUY 385 1/8 3,670,000 0.08 999.99 2.84 .74%
10 5 IAE VOYA Asia Pacific High Divid-N HOLD-W 7 1/8 104,700 1.07 6.66 0.68 9.54%
8 5 3/4 IHD VOYA Emerging Markets High D-N HOLD 7 1/2 202,000 1.26 5.95 0.56 7.47%
105 3/8 64 1/2 VOYA VOYA Financial Inc -N HOLD 94 5/8 480,600 0.17 556.62 1.77 1.87%
10 5/8 9 1/8 IGA VOYA Global Advantage and Pr-N HOLD 9 7/8 55,100 0.85 11.62 1.02 10.33%
6 5/8 5 1/2 IGD VOYA Global Equity Dividend -N HOLD 6 1/4 859,500 1.46 4.28 0.59 9.44%
14 1/4 11 1/2 IDE VOYA Infrastructure Industri-N BUY 12 1/4 94,500 0.61 20.08 1.10 8.98%
90 32 7/8 WD Walker & Dunlop -N HOLD-W 33 288,300 0.41 80.49 3.29 9.97%
7 1/8 5 7/8 EAD Wells Fargo Advantage -A HOLD-W 6 257,000 1.52 3.95 0.65 10.83%
9 5/8 8 1/4 ERC Wells Fargo Advantage Multi--A BUY 8 1/2 114,400 1.03 8.25 0.87 10.24%
12 7/8 10 1/4 ERH Wells Fargo Advantage Utilit-A HOLD-B 10 1/2 40,900 0.42 25.00 0.95 9.05%
6 5/8 5 3/8 EOD Wells Fargo Global Dividend -N HOLD 6 3/8 152,800 0.79 8.07 0.47 7.37%
11 3/8 9 5/8 WEA Western Asset Bond Fund -N BUY 9 3/4 41,800 0.84 11.61 0.86 8.82%
11 1/4 9 1/8 EMD Western Asset Emerging Marke-N HOLD-W 9 1/4 180,500 0.59 15.68 1.09 11.78%
12 9 3/8 GDO Western Asset Global Corpora-N BUY +7 9 1/2 16,100 0.80 11.88 1.50 15.79%
6 5/8 5 1/4 EHI Western Asset Global High -N HOLD-W 5 1/4 102,200 1.85 2.84 0.86 16.38%
4 3 1/8 HIO Western Asset High -N HOLD-W 3 1/4 707,000 3.48 .93 0.44 13.54%
4 3/8 3 3/8 HIX Western Asset High Income Fu-N HOLD-W 3 3/8 237,100 2.27 1.49 0.60 17.78%
12 9 5/8 HYI Western Asset High Yield Opp-N HOLD-W 9 3/4 30,400 1.27 7.68 1.18 12.10%
8 6 7/8 SBI Western Asset Intermediate F-N HOLD-W 7 20,200 9.18 .76 0.50 7.14%
17 15 1/4 IGI Western Asset Investment Gra-N HOLD-B 15 1/4 7,000 0.98 15.56 0.87 5.70%
10 5/8 8 7/8 MMU Western Asset Managed Munici-N BUY 9 1/8 400,300 9.99 .91 0.65 7.12%
12 9 1/4 DMO Western Asset Mortgage Defin-N HOLD-W 9 3/8 25,400 0.82 11.43 1.53 16.32%
7 5/8 5 3/4 MHF Western Asset Muni High -N HOLD-B 6 1/4 204,600 5.44 1.15 0.42 6.72%
10 1/4 5 7/8 WU Western Union Company -N HOLD-B 6 4,920,000 0.73 8.22 0.92 15.33%
20 14 5/8 WHG Westwood Holdings Group Inc -N HOLD 18 3/4 746 1.19 15.76 0.61 3.25%
9 6 1/8 WHF Whitehorse Finance -O HOLD 7 48,700 2.43 2.88 1.03 14.71%
221 117 5/8 WRLD World Acceptance Corp -O HOLD 175 1/8 22,100 0.14 999.99
16 3/8 3 1/4 XYF X Financial ADR -N HOLD 5 1/8 20,400 0.09 56.94 1.92 37.46%
6 1/4 5 1/8 MCN Xai Madison Equity Premium I-N BUY 5 1/4 81,900 3.19 1.65 0.72 13.71%
19 1/2 3 XFLT Xai Octagon Floating Alt Inc-N HOLD 18 7/8 124,800 1.09 17.32 4.56 24.16%
6 1/2 0 7/8 YRD Yirendai Ltd ADR -N HOLD-W 1 38,700 9.99 .10 1.02 102.00%