COMPLEX     ROBINSON 
 The United States STOCK MARKET recommendation as of 08/21/2026 is SELL  MARKET TREND UP 

DIA 533 1/2 AAPL 310 3/8 AMZN 262
HOLD-S HOLD HOLD
BAC 62 1/4 BRK.A 756265 EBAY 107
SELL HOLD HOLD
META 559 1/8 GM 86 7/8 GOOG 344 1/2
HOLD-B HOLD-S HOLD
GDX 103 1/2 DOG 21 1/4 BITO 10 5/8
HOLD-S HOLD-B HOLD-S
TSLA 348 7/8 WYNN 99 1/4 FICO 1165
HOLD HOLD HOLD
Japan Mid  3218.00 for the week just ended   -45.00 Utility A  1089.00 for the week just ended   -20.00
Live Catt   813.63 for the week just ended   -11.63 Gold Silv  4593.00 for the week just ended  +529.00
BRICs Nif    34.38 for the week just ended     +.38 NYSE COMP    46.13 for the week just ended    -2.00
 Computer 21541.00 for the week just ended  -724.00 GASDISTRI   389.00 for the week just ended    +1.00
COMPLEX ROBINSON D-K-Healthcare-Resources       Physicians-Pharmaceutical-Services       Continental-Candy       Napa-Soda       Old-Joe-Distilling      
 64 week
   
High....... Low........ Symbol Name.......................................... Recommendation FRIDAY..........
Close....		 Share....
Volume...		 Earnings P/E...
Ratio...		 Div.. Yield        
10 3/4 8 1/2 AOD Aberdeen Total Dynamic Divid-N HOLD 10 5/8 288,700 0.69 15.40 1.10 10.35%
16 3/4 14 1/8 FAX Abrdn Asia-Pacific Income Fu-A HOLD 14 1/2 89,500 1.08 13.43 2.08 14.34%
14 1/4 4 1/4 IAF Abrdn Australia Equity Fund -A HOLD-S 13 1/8 38,700 0.68 19.30 1.47 11.20%
10 5 1/2 AEF Abrdn Emerging Markets Ex-Ch-A HOLD 9 1/4 46,200 0.57 16.23 0.54 5.84%
13 3/4 10 1/4 AGD Abrdn Global Dynamic Dividen-N HOLD 12 1/8 68,100 0.58 20.91 1.32 10.89%
12 5/8 3 3/4 AWP Abrdn Global Premier Propert-N HOLD 11 5/8 133,600 4.83 2.41 1.41 12.13%
23 7/8 15 1/4 HQH Abrdn Healthcare Investors F-N SELL 23 3/8 201,100 0.70 33.39 1.97 8.43%
20 15 1/4 THQ Abrdn Healthcare Opportuniti-N HOLD-S 19 1/2 107,500 -1.65 -11.82 2.08 10.67%
21 3/4 12 1/2 HQL Abrdn Life Sciences Investor-N SELL 21 1/2 84,500 0.43 50.00 1.58 7.35%
14 1/8 10 1/8 THW Abrdn World Healthcare Fund -N HOLD-S 13 7/8 77,300 0.82 16.92 1.27 9.15%
5 7/8 4 7/8 ACP Abrnd Income Credit Strategi-N HOLD-B 5 501,700 2.97 1.68 0.96 19.20%
26 1/2 20 5/8 ADX Adams Diversified Equity Fun-N HOLD 25 5/8 239,100 0.28 91.52 1.70 6.63%
28 5/8 20 3/8 PEO Adams Natural Resources Fund-N HOLD-S 28 1/4 59,600 0.51 55.39 1.93 6.83%
13 10 7/8 AVK Advent Claymore Convertible -N HOLD 12 1/2 123,100 0.40 31.25 1.31 10.48%
384 179 3/4 AMG Affiliated Managers Group -N HOLD 358 7/8 155,000 0.05 999.99 0.03 .01%
11 3/8 10 AFB Alliance National Municipal -N HOLD 10 7/8 16,100 8.73 1.25 0.53 4.87%
11 3/8 9 7/8 AWF Alliancebernstein Global Hig-N HOLD 10 351,700 1.13 8.85 0.77 7.70%
43 1/4 34 7/8 AB Alliancebernstein Holding LP-N HOLD 36 3/8 145,500 0.30 121.25 3.56 9.79%
47 1/4 35 5/8 ALLY Ally Financial -N HOLD 42 3/8 1,120,000 0.26 162.98 1.11 2.62%
385 7/8 286 1/8 AXP American Express Company -N HOLD 337 3/8 1,200,000 0.06 999.99 3.94 1.17%
571 1/8 422 3/8 AMP Ameriprise Financial Service-N SELL 561 3/8 113,900 0.02 999.99 6.91 1.23%
156 7/8 100 1/8 APO Apollo Asset Management Inc -N HOLD 132 3/8 561,200 0.64 207.42 2.25 1.69%
23 3/8 17 3/8 ARCC Ares Capital Corp -O HOLD-S 20 2,670,000 0.57 35.09 2.04 10.20%
14 7/8 11 3/4 ARDC Ares Dynamic Credit Allocati-N HOLD-B 12 1/4 72,700 1.00 12.25 1.38 11.27%
190 1/2 95 3/4 ARES Ares Management LP -N HOLD-S 140 776,500 0.38 368.42 6.43 4.59%
23 5/8 18 5/8 BANX Arrowmark Financial Corp -O HOLD-S 20 5/8 37,200 0.39 52.88 2.02 9.79%
48 34 1/8 APAM Artisan Partners Asset Mgmt -N SELL 42 7/8 166,200 0.24 178.65 4.18 9.75%
81 5/8 30 1/4 ASA ASA Gold and Precious Metals-N HOLD 63 3/8 27,700 0.04 999.99 0.06 .09%
109 3/4 46 7/8 ATLC Atlanticus Holdings Corp -O HOLD 95 53,500 0.21 452.38
11 1/8 2 7/8 RILY B. Riley Financl -O HOLD 7 420,000 0.08 87.50
15 3/4 11 3/4 BCSF Bain Capital Specialty Finan-N HOLD-B 12 293,800 0.66 18.18 1.64 13.67%
17 3/8 15 1/2 BBN Balckrock Build America Trus-N HOLD 15 3/4 95,100 0.77 20.45 1.19 7.56%
26 5/8 18 BCV Bancroft Convertible Fund -A HOLD 24 3/4 3,400 0.16 154.69 1.14 4.61%
9 7/8 7 7/8 BBDC Barings Bdc Inc -N HOLD-S 9 3/8 411,700 1.04 9.01 1.03 10.99%
22 3/4 16 1/4 MCI Barings Corporate Investors -N HOLD 18 1/8 20,900 -1.45 -12.50 1.87 10.32%
20 1/2 15 1/2 MPV Barings Participation Invest-N HOLD 15 7/8 13,800 0.77 20.62 1.57 9.89%
10 8 3/4 BHK Blackrock Core Trust -N HOLD 8 7/8 256,300 1.34 6.62 0.94 10.59%
10 5/8 9 1/4 DSU Blackrock Debt Strategies Fu-N HOLD-B 9 3/8 249,400 1.44 6.51 1.19 12.69%
233 3/8 12 5/8 BGR Blackrock Energy and Resourc-N HOLD 17 1/8 68,000 0.68 25.18 1.09 6.36%
9 7/8 8 3/8 BDJ Blackrock Enhanced Dividend -N HOLD-S 9 5/8 444,900 0.64 15.04 0.73 7.58%
26 20 3/8 CII Blackrock Enhanced Large Cap-N HOLD 24 1/8 46,800 0.23 104.89 1.72 7.13%
13 3/8 10 1/2 FRA Blackrock Floating Rate Inco-N HOLD-B 10 3/4 76,800 1.33 8.08 1.59 14.79%
12 3/4 10 1/4 BGT Blackrock Global -N HOLD 10 3/4 156,200 1.34 8.02 1.51 14.05%
12 3/8 10 1/2 BOE Blackrock Global -N HOLD-S 12 3/8 33,900 0.57 21.71 0.96 7.76%
46 1/4 35 1/8 BME Blackrock Health Sciences Tr-N SELL 45 3/4 26,600 0.17 269.12 3.12 6.82%
9 7/8 8 1/8 HYT Blackrock High Yield Fund VI-N HOLD-B 8 1/4 730,300 1.06 7.78 0.97 11.76%
1181 1 BLK Blackrock Inc -N HOLD-S 1172 188,900 0.03 999.99 9.99 .85%
11 3/4 10 1/8 BKT Blackrock Income Trust Inc -N HOLD 10 1/4 53,100 1.01 10.15 1.09 10.63%
6 1/8 5 1/8 BGY Blackrock International -N HOLD 5 3/4 74,200 1.13 5.09 0.51 8.87%
14 1/4 12 1/8 BLW Blackrock Ltd Duration Incom-N HOLD 12 5/8 200,000 0.80 15.78 1.38 10.93%
14 3/4 11 3/4 BIT Blackrock Multi-Sector Incom-N HOLD-W 11 3/4 423,300 0.90 13.06 1.54 13.11%
11 3/4 9 7/8 MUA Blackrock Muniassets Fund -N HOLD-W 9 7/8 214,600 3.17 3.12 0.68 6.89%
23 21 3/8 BTT Blackrock Municipal Target T-N HOLD 22 3/8 61,700 0.75 29.83 0.53 2.37%
11 1/8 10 MUC Blackrock Muniholdings Calif-N HOLD 10 1/2 281,500 4.49 2.34 0.63 6.00%
12 10 7/8 MHD Blackrock Muniholdings Fund -N HOLD-B 11 3/8 180,700 3.32 3.43 0.70 6.15%
12 1/2 10 5/8 MUJ Blackrock Muniholdings New J-N HOLD 12 1/8 92,400 2.31 5.25 0.61 5.03%
12 3/4 10 1/2 MIY Blackrock Muniyield Michigan-N HOLD-S 12 1/2 48,400 2.99 4.18 0.64 5.12%
10 1/8 9 1/8 MYN Blackrock Muniyield New York-N HOLD-B 9 5/8 114,500 6.48 1.49 0.59 6.13%
11 1/2 10 1/2 MPA Blackrock Muniyield Pennsylv-N HOLD 11 11,800 3.13 3.51 0.68 6.18%
11 3/4 10 3/4 MQY Blackrock Muniyield Quality -N HOLD-B 11 307,000 3.28 3.35 0.69 6.27%
11 1/8 10 1/8 MYI Blackrock Muniyield Quality -N HOLD 10 5/8 179,400 2.68 3.96 0.66 6.21%
11 1/8 9 5/8 BTZ Blackrock Preferred -N HOLD 10 424,500 0.90 11.11 1.02 10.20%
13 1/2 9 1/4 BCX Blackrock Resources -N SELL 13 1/8 180,900 0.38 34.54 0.78 5.94%
50 1/2 35 BST Blackrock Science and Techno-N HOLD 49 45,500 0.16 306.25 2.57 5.24%
30 1/2 24 1/8 BUI Blackrock Utility and Infras-N HOLD-B 26 3/4 77,600 0.24 111.46 1.47 5.50%
13 10 BHV Blackrock Virginia Muni Trus-N HOLD-S 12 1/2 3,300 -2.75 -4.55 0.57 4.56%
189 1/4 101 5/8 BX Blackstone Inc -N HOLD-S 143 1/8 944,800 0.22 652.27 6.20 4.32%
14 1/4 12 1/2 BSL Blackstone Senior Floating R-N HOLD 12 7/8 23,000 1.73 7.44 1.12 8.70%
12 1/2 10 7/8 BGB Blackstone Strategic Credit -N HOLD 11 1/8 133,500 1.45 7.67 1.01 9.08%
13 1/2 12 3/8 RA Brookfield Real Assets Incom-N HOLD-B 12 1/2 131,300 0.88 14.20 1.43 11.44%
16 1/2 13 1/8 BRT BRT Realty Trust -N HOLD 14 7/8 46,600 -1.98 -7.51 1.01 6.79%
13 5/8 10 3/8 CHY Calamos Cv & High IN -O HOLD 12 7/8 89,800 0.47 27.39 1.09 8.47%
13 1/4 10 CHI Calamos Cv Opp & Inc -O HOLD 12 3/4 118,800 0.50 25.50 1.04 8.16%
9 6 3/4 CHW Calamos Gbl Dyn Inc -O HOLD 8 1/2 54,800 0.78 10.90 0.53 6.24%
15 10 3/4 CGO Calamos Glb Ttl Rtn -O HOLD 13 33,100 0.49 26.53 0.86 6.62%
21 16 5/8 CSQ Calamos Strgc Ttl Rt -O HOLD 20 5/8 213,900 0.24 85.94 1.18 5.72%
26 1/2 19 3/8 CCD Calams Dy Cnv IN -O HOLD 24 3/4 44,100 0.23 107.61 2.11 8.53%
21 7/8 10 5/8 CNNE Cannae Holdings Inc -N HOLD-S 15 3/8 261,600 -1.80 -8.54 0.71 4.62%
257 3/8 175 COF Capital One Financial Corp -N HOLD-S 216 1/8 1,180,000 0.31 697.58 3.67 1.70%
25 1/4 19 3/8 CSWC Capital Southwest -O HOLD-S 25 1/4 481,500 0.61 41.39 2.32 9.19%
14 1/4 9 7/8 CGBD Carlyle Secured Lending Inc -O HOLD 11 3/8 198,000 0.93 12.23 1.66 14.59%
370 221 1/8 CBOE CBOE Global Markets Inc -A HOLD 308 3/8 694,200 0.10 999.99 2.60 .84%
5 1/4 4 1/8 IGR CBRE Global Real Estate Inco-N HOLD 4 5/8 553,500 8.53 .54 0.70 15.14%
22 1/8 14 3/4 CEE Central Europe and Russia Fu-N HOLD 20 1/4 34,400 0.21 96.43 0.34 1.68%
55 3/4 46 1/2 CET Central Securities Corp -A HOLD-S 54 3/4 26,200 0.12 456.25 0.77 1.41%
15 1/8 9 1/4 GOF Claymore/Guggenheim Strategi-N HOLD-W 9 1/2 3,010,000 0.52 18.27 2.43 25.58%
54 1/2 41 1/2 EMO Clearbridge Energy MLP Oppor-N HOLD-S 54 23,000 -0.61 -88.52 4.14 7.67%
6 5/8 5 1/2 GLV Clough Global Dividend and I-A HOLD-B 6 47,900 1.04 5.77 0.61 10.17%
8 5/8 6 3/4 GLQ Clough Global Equity Fund -A HOLD-B 8 16,700 0.60 13.33 0.73 9.13%
6 1/8 5 1/8 GLO Clough Global Opportunities -A HOLD 5 3/4 53,500 0.96 5.99 0.57 9.91%
6 3/8 0 3/8 CNF Cnfinance Holdings Ltd ADR -N HOLD-W 2 1/8 2,700 -5.24 -.41
23 7/8 8 COHN Cohen & Company Inc -A HOLD-B 11 1/8 5,500 0.15 74.17 1.16 10.43%
15 12 1/8 FOF Cohen & Steers Closed-End Op-N HOLD 13 3/8 30,800 0.47 28.46 0.99 7.40%
28 23 3/8 UTF Cohen & Steers Infrastructur-N HOLD 27 1/8 199,500 0.27 100.46 1.75 6.45%
21 7/8 19 3/8 LDP Cohen & Steers Ltd Duration -N HOLD 20 3/8 114,100 0.46 44.29 1.54 7.56%
21 1/8 19 PSF Cohen & Steers Preferred Fun-N HOLD-B 19 1/4 13,500 0.48 40.10 1.52 7.90%
13 1/2 11 1/4 RQI Cohen & Steers Quality Incom-N HOLD 12 1/4 395,400 3.09 3.96 1.04 8.49%
22 7/8 19 1/4 RNP Cohen & Steers REIT and Pref-N HOLD 20 1/4 118,200 0.84 24.11 1.62 8.00%
12 1/8 10 5/8 RFI Cohen & Steers Total Return -N HOLD 11 3/8 49,200 2.42 4.70 0.95 8.35%
84 7/8 59 7/8 CNS Cohn & Steers Inc -N SELL 83 1/8 122,800 0.33 251.89 2.61 3.14%
10 1/4 7 3/8 CPSS Consumer Portfol -O HOLD 9 1/8 10,900 1.42 6.43
8 1/2 6 5/8 CLM Cornerstone Strategic Invest-A HOLD-W 6 5/8 3,050,000 0.91 7.28 1.48 22.34%
8 1/8 6 3/8 CRF Cornerstone Strategic Return-A HOLD-W 6 3/8 2,100,000 0.97 6.57 1.42 22.27%
666 1/8 405 CACC Credit Acceptance -O HOLD 603 1/8 43,900 0.03 999.99
3 2 3/8 CIK Credit Suisse Asset Manageme-A HOLD-B 2 3/8 269,700 6.62 .36 0.28 11.79%
2 1/8 1 5/8 DHY Credit Suisse High Yield Bon-A HOLD-B 1 5/8 484,400 7.52 .22 0.21 12.92%
29 1/4 20 3/4 DMLP Dorchester Minerals -O HOLD-S 29 1/8 123,700 0.76 38.32 2.43 8.34%
12 5/8 10 3/8 DSL Doubleline Income Solutions -N HOLD-B 10 1/2 508,000 1.00 10.50 1.37 13.05%
15 5/8 14 DBL Doubleline Opportunistic Cre-N HOLD-B 14 45,100 0.89 15.73 1.37 9.79%
8 3/4 7 3/8 OPP Doubleline Strategic Opportu-N HOLD-B 7 3/8 75,700 0.96 7.68 1.16 15.73%
2 1/2 2 1/4 DHF Dreyfus High Yield Strategie-N HOLD-B 2 1/4 581,900 4.61 .49 0.22 9.78%
11 1/8 9 7/8 DMB Dreyfus Municipal Bond Infra-N HOLD-B 10 3/8 33,500 -2.78 -3.73 0.46 4.43%
6 1/4 5 3/8 DSM Dreyfus Strategic Muni Bond -N HOLD-B 5 3/4 59,900 -5.00 -1.15 0.27 4.70%
6 1/2 5 5/8 LEO Dreyfus Strategic Municipals-N HOLD-B 6 1/8 115,300 -4.70 -1.30 0.26 4.24%
11 1/2 11 1/8 DTF Dtf Tax-Free Income 2028 Ter-N HOLD 11 1/2 7,500 3.05 3.77 0.38 3.30%
15 1/8 12 DPG Duff & Phelps Global Utility-N HOLD 14 1/2 38,800 0.47 30.85 0.78 5.38%
11 1/8 9 5/8 DNP Duff & Phelps Utilities Inco-N HOLD 10 7/8 558,900 0.90 12.08 0.75 6.90%
12 1/2 9 5/8 GRF Eagle Capital Growth Fund -A HOLD-S 10 3/4 200 0.79 13.61 0.09 .84%
7 7/8 3 3/8 ECC Eagle Point Credit Inc -N HOLD 3 3/4 549,600 -5.01 -.75 2.18 58.13%
7 0 3/8 DXF Eason Technology Limited ADR-A HOLD-B 0 3/8 75,100 -6.23 -.06
10 3/4 9 3/8 CEV Eaton Vance California Muni -A HOLD-S 10 3/4 17,500 -2.90 -3.71 0.58 5.40%
9 3/4 8 1/4 ETW Eaton Vance Corp -N HOLD-S 9 3/4 129,900 0.62 15.73 0.75 7.69%
15 1/4 13 1/8 ETV Eaton Vance Corp -N HOLD 14 7/8 108,500 0.55 27.05 1.13 7.60%
21 1/2 18 EOI Eaton Vance Enhance Equity -N HOLD 19 3/4 40,200 0.42 47.02 1.60 8.10%
24 3/8 19 3/8 EOS Eaton Vance Enhanced Equity -N HOLD 21 3/8 74,500 0.35 61.07 1.77 8.28%
12 5/8 10 1/4 EFT Eaton Vance Floating Rate In-N HOLD 10 5/8 102,800 1.99 5.34 1.07 10.07%
10 3/8 9 EVV Eaton Vance Ltd Duration -A HOLD-B 9 269,200 1.44 6.25 0.89 9.89%
10 1/4 9 3/8 EIM Eaton Vance Muni Bond Fund -A HOLD-B 9 1/2 108,600 -2.92 -3.25 0.61 6.42%
18 16 EOT Eaton Vance Muni Income Trus-N HOLD 17 1/4 12,200 -1.73 -9.97 0.81 4.70%
11 1/4 10 EVN Eaton Vance Muni Income Trus-N HOLD 10 3/4 70,000 9.99 1.08 0.61 5.67%
19 1/2 18 ETX Eaton Vance Municipal Income-N HOLD-B 18 23,900 1.27 14.17 0.95 5.28%
12 1/8 7 EFR Eaton Vance Senior Floating--N HOLD 10 1/2 135,600 1.63 6.44 1.04 9.90%
5 3/4 4 3/4 EVF Eaton Vance Senior Income Tr-N HOLD-B 4 7/8 40,300 4.72 1.03 0.50 10.26%
11 3/8 10 3/8 EVG Eaton Vance Short Diversifie-N HOLD-B 10 1/2 21,700 0.91 11.54 0.89 8.48%
29 5/8 23 1/4 EVT Eaton Vance Tax Advantaged D-N SELL 28 7/8 51,300 0.43 67.15 1.85 6.41%
32 25 3/4 ETO Eaton Vance Tax-Advantage Gl-N HOLD-S 31 1/2 14,600 0.20 157.50 1.92 6.10%
24 1/2 19 1/2 ETG Eaton Vance Tax-Advantaged G-N HOLD-S 24 37,800 0.25 96.00 1.44 6.00%
15 5/8 13 7/8 ETB Eaton Vance Tax-Managed Buy--N HOLD 15 1/2 23,500 0.52 29.81 1.20 7.74%
16 13 1/8 ETY Eaton Vance Tax-Managed Dive-N HOLD 14 1/4 247,700 0.53 26.89 1.15 8.07%
10 8 1/4 EXG Eaton Vance Tax-Managed Glob-N HOLD 9 3/4 268,800 0.77 12.66 0.75 7.69%
14 11 1/2 EFC Ellington Financial Llc -N HOLD-S 13 5/8 558,600 0.65 20.96 1.46 10.72%
13 3/4 9 1/2 ECF Ellsworth Convertible Growth-A HOLD 12 3/8 5,500 0.32 38.67 0.80 6.46%
105 35 5/8 ECPG Encore Capital Group -O SELL 103 1/8 92,900 0.11 937.50
267 92 3/4 ENVA Enova International Inc -N HOLD-S 247 5/8 90,500 0.11 999.99
269 1/4 152 1/2 EFX Equifax Inc -N HOLD-S 194 1/8 514,500 0.14 999.99 2.77 1.42%
2 3/8 1 EQS Equus Total Return -N HOLD-B 1 4,600 -9.99 -.10
69 1/2 55 1/2 ESNT Essent Group Ltd -N HOLD-S 68 3/8 188,700 0.15 455.83 1.39 2.03%
11 1/4 9 5/8 EEA European Equity Fund -N HOLD-S 11 1/8 11,200 0.37 30.07 0.77 6.92%
388 5/8 239 EVR Evercore Partners Inc -N HOLD-B 290 192,000 0.06 999.99 3.12 1.08%
35 5/8 13 EZPW Ezcorp Inc -O HOLD-S 35 1,940,000 0.73 47.95
248 1/4 136 1/2 AGM Federal Agricultural Mortgag-N HOLD-S 220 38,000 0.06 999.99 6.49 2.95%
11 1/2 10 3/8 FMN Federated Premier Muni -N HOLD-B 10 7/8 9,300 8.65 1.26 0.52 4.78%
22 16 7/8 FDUS Fidus Investment Cor -O HOLD 19 3/4 278,200 0.44 44.89 1.97 9.97%
12 1/4 11 3/8 FMY First Trust/Fidac Mortgage I-N HOLD 11 1/2 1,400 0.93 12.37 0.80 6.96%
238 3/8 120 1/8 FCFS Firstcash Holdings Inc -O HOLD-S 236 3/8 408,000 0.16 999.99 1.31 .55%
21 7/8 19 5/8 DFP Flaherty & Crumrine Dynamic -N HOLD 20 5/8 38,300 0.54 38.19 1.45 7.03%
9 3/4 8 3/4 PFO Flaherty & Crumrine Preferre-N HOLD-B 8 7/8 26,600 1.28 6.93 0.61 6.87%
12 10 7/8 PFD Flaherty & Crumrine Preferre-N HOLD-B 11 1/8 26,800 1.05 10.60 0.77 6.92%
18 16 1/4 FLC Flaherty & Crumrine/Claymore-N HOLD-B 16 1/2 39,900 0.65 25.38 1.20 7.27%
16 7/8 15 FFC Flaherty Crumrine/Claymore P-N HOLD 15 7/8 89,700 0.68 23.35 1.16 7.31%
35 3/8 21 3/8 BEN Franklin Resources -N HOLD-S 34 5/8 878,400 0.91 38.05 1.22 3.52%
6 1/2 5 5/8 FTF Franklin Templeton Ltd Durat-A HOLD 5 5/8 89,900 2.29 2.46 0.77 13.69%
8 1/4 7 3/8 FT Franklin Universal Trust -N HOLD-B 7 5/8 83,600 1.33 5.73 0.49 6.43%
22 5/8 9 7/8 FSK FS KKR Capital Corp -N HOLD-S 12 1,010,000 9.99 1.20 2.80 23.33%
23 1/2 19 1/2 FFA FT Enhanced Equity Income Fu-N HOLD 23 10,700 0.27 85.19 1.40 6.09%
19 3/4 17 1/4 FPF FT Intermediate Durat -N HOLD-B 17 5/8 84,100 0.50 35.25 1.67 9.48%
4 3/4 3 5/8 GCV Gabelli Convertible and Inco-N HOLD 4 1/2 58,200 1.04 4.33 0.43 9.56%
30 3/4 24 5/8 GDV Gabelli Dividend -N HOLD-S 30 3/8 89,900 0.23 132.07 1.57 5.17%
6 1/4 5 1/4 GAB Gabelli Equity Trust -N HOLD 5 5/8 657,400 1.00 5.63 0.60 10.67%
4 1/4 3 7/8 GGT Gabelli Global Multi-Media T-N HOLD 4 1/8 585,700 0.83 4.97 0.92 22.30%
16 7/8 12 3/4 GGZ Gabelli Global Small and Mid-N HOLD 16 1/2 2,500 0.37 44.59 0.66 4.00%
21 1/2 16 5/8 GLU Gabelli Global Utility -A HOLD 19 3/8 8,100 0.21 92.26 1.19 6.14%
9 1/8 6 1/8 GNT Gabelli Natural Resources Go-N SELL 9 1/8 48,200 0.38 24.01 0.53 5.81%
7 5 1/2 GUT Gabelli Utility Trust -N HOLD-S 6 5/8 282,600 1.99 3.33 0.56 8.45%
5 3/4 4 1/4 GGN Gamco Global Gold Natural Re-A HOLD-S 5 5/8 847,900 0.53 10.61 0.34 6.04%
68 1/2 53 7/8 GAM General American Investors -N HOLD-S 67 1/4 16,000 0.08 840.63 0.40 .59%
13 5/8 11 1/4 GHY Gim Global High Yield Fund -N HOLD-B 11 1/2 151,300 0.76 15.13 1.31 11.39%
14 5/8 12 1/8 ISD Gim High Yield Bond Fund -N HOLD-W 12 1/8 219,700 0.84 14.43 1.28 10.56%
29 1/2 16 1/2 GLAD Gladstone Cap Corp -O HOLD 19 3/4 133,100 0.50 39.50 2.08 10.53%
17 13 1/8 GAIN Gladstone Investment -O HOLD 16 1/2 95,500 0.35 47.14 0.97 5.88%
15 5/8 11 7/8 GBDC Golub Capital Bdc -O HOLD 13 1/4 912,000 1.24 10.69 1.44 10.87%
11 3/8 4 3/4 GECC Great Elm Capital Corp -O HOLD-S 6 83,100 -3.57 -1.68 1.46 24.33%
15 3/8 9 1/4 GDOT Green Dot Corp -N HOLD-S 13 3/8 206,300 -2.39 -5.60
15 7/8 13 5/8 GBAB Guggenheim Taxable Muni Bond-N HOLD-B 13 3/4 75,000 0.96 14.32 1.58 11.49%
160 1/8 71 7/8 HLNE Hamilton Lane Inc Cl A -O HOLD-S 105 1/8 251,000 0.12 876.04 3.17 3.02%
13 9 1/8 HNNA Hennessy Advisors -O HOLD 9 7/8 850 0.88 11.22 0.61 6.18%
19 5/8 13 5/8 HTGC Hercules Technology Growth C-N HOLD-S 17 1/2 1,380,000 0.55 31.82 1.63 9.31%
7 5/8 5 HFRO Highland Opportunities and I-N HOLD 6 7/8 121,400 -4.93 -1.39 0.43 6.25%
40 1/4 28 7/8 HTH Hilltop Holdings Inc -N HOLD 38 5/8 85,100 0.42 91.96 0.73 1.89%
8 3/8 3 7/8 HRZN Horizon Technology F -O HOLD 4 7/8 393,400 1.84 2.65 1.15 23.59%
16 1/2 10 3/4 IFN India Fund -N HOLD 11 3/8 190,100 -2.12 -5.37 1.87 16.44%
187 127 3/8 ICE Intercontinental Exchange -N HOLD-S 163 1,400,000 0.14 999.99 2.23 1.37%
9 1/2 8 VKI Invesco Advantage Muni Incom-A HOLD 8 3/4 41,900 4.09 2.14 0.66 7.54%
11 3/8 9 7/8 VCV Invesco California Value Mun-N HOLD 10 3/8 41,000 -2.74 -3.79 0.78 7.52%
11 3/8 9 3/4 VLT Invesco High -N HOLD-W 9 7/8 10,100 1.32 7.48 1.14 11.54%
13 1/8 11 1/4 IIM Invesco Insured Muni Income -N HOLD 12 3/8 61,700 -2.37 -5.22 0.92 7.43%
6 3/8 5 1/2 OIA Invesco Muni Income Trust -N HOLD 6 92,200 -4.92 -1.22 0.33 5.50%
10 3/8 8 7/8 VMO Invesco Muni Opportunity Tru-N HOLD 9 5/8 102,700 3.69 2.61 0.72 7.48%
10 8 7/8 VKQ Invesco Muni Trust -N HOLD 9 5/8 62,300 3.45 2.79 0.73 7.58%
11 3/8 9 VPV Invesco Pennsylvania Muni -N HOLD 11 1/8 6,800 3.78 2.94 0.76 6.83%
32 3/4 14 1/4 IVZ Invesco Plc -N SELL 32 3/8 1,490,000 -1.32 -24.53 0.68 2.10%
10 3/8 9 IQI Invesco Quality Muni Income -N HOLD 9 7/8 145,300 -2.96 -3.34 0.74 7.49%
3 3/4 2 7/8 VVR Invesco Senior Income Trust -N HOLD-W 2 7/8 937,600 4.03 .71 0.51 17.74%
10 5/8 9 1/4 VGM Invesco Trust For Investment-N HOLD 10 1/4 74,500 3.36 3.05 0.75 7.32%
12 9 7/8 VTN Invesco Trust New York Muni -N HOLD-B 10 5/8 1,400 3.40 3.13 0.80 7.53%
15 3/4 14 1/2 VBF Invesco Van Kampen Bond Fund-N BUY 14 5/8 30,500 0.96 15.23 0.85 5.81%
12 3/4 9 1/2 JOF Japan Smaller Capitalization-N HOLD-S 12 1/4 68,100 0.45 27.22 0.82 6.69%
71 35 1/2 JEF Jefferies Financial Group In-N HOLD 51 7/8 519,400 0.34 152.57 1.65 3.18%
41 1/4 32 1/2 BTO John Hancock Bank and Thrift-N HOLD 39 3/4 25,500 0.29 137.07 2.51 6.31%
11 7/8 10 1/4 HEQ John Hancock Diversified Inc-N HOLD-S 11 3/4 17,800 0.67 17.54 0.96 8.17%
11 7/8 10 5/8 JHS John Hancock Income Securiti-N HOLD 10 7/8 5,700 1.03 10.56 0.62 5.70%
14 1/4 12 1/2 JHI John Hancock Investors Trust-N HOLD 13 1/8 20,300 0.85 15.44 1.25 9.52%
17 15 HPF John Hancock Pfd II -N HOLD 15 1/2 59,000 0.78 19.87 1.47 9.48%
17 3/8 15 1/4 HPI John Hancock Preferred -N HOLD-B 15 3/4 69,500 0.77 20.45 1.49 9.46%
15 5/8 13 7/8 HPS John Hancock Preferred Incom-N HOLD-B 13 7/8 62,100 0.86 16.13 1.30 9.37%
13 1/2 12 3/8 PDT John Hancock Premium Dividen-N HOLD-B 12 1/2 118,400 0.72 17.36 0.98 7.84%
26 1/4 22 3/8 HTD John Hancock Tax Advantaged -N HOLD 25 1/8 40,200 0.35 71.79 1.76 7.00%
15 1/8 11 3/8 KYN Kayne Anderson MLP Investmen-N HOLD 14 1/2 208,700 -2.22 -6.53 0.94 6.48%
152 3/8 82 5/8 KKR KKR & Company LP -N HOLD 107 1/8 1,070,000 0.30 357.50 0.91 .85%
12 3/4 10 5/8 KIO KKR Income Opportunities Fun-N HOLD-B 10 7/8 116,500 1.80 6.04 1.53 14.07%
80 1/4 24 5/8 KF Korea Fund -N HOLD 62 3/8 37,400 0.07 891.07 0.28 .45%
19 1/2 15 1/2 LGI Lazard Global Total Return a-N HOLD 18 1/2 13,600 0.40 46.25 1.75 9.46%
58 38 5/8 LAZ Lazard Inc -N HOLD 44 649,900 0.39 112.82 2.03 4.61%
8 7/8 7 3/8 BWG Legg Mason Bw Global Income -N HOLD-B 7 5/8 50,100 1.06 7.19 0.98 12.85%
77 30 5/8 TREE Lendingtree Inc -O HOLD-B 30 7/8 124,100 0.06 514.58
7 3/8 1 1/4 LX Lexinfintech Holdings Ltd AD-O HOLD-W 1 1/4 2,820,000 0.28 4.46 0.43 34.40%
6 7/8 5 3/8 USA Liberty All-Star Equity Fund-N HOLD 5 7/8 775,200 1.68 3.50 0.72 12.26%
5 5/8 4 1/2 ASG Liberty All-Star Growth Fund-N HOLD 5 1/8 226,200 4.71 1.09 0.45 8.78%
19 14 1/8 SCD Lmp Capital and Income Fund -N HOLD 15 1/2 95,800 -1.93 -8.03 1.43 9.23%
67 1/4 49 3/8 MAIN Main Street Capital Corp -N HOLD-S 58 7/8 223,400 0.19 309.87 4.43 7.52%
5 3/4 4 LOAN Manhattan Bridge -O HOLD-B 4 9,100 1.95 2.05 0.51 12.75%
6 7/8 3 5/8 MARPS Marine Petroleum U -O HOLD 4 7/8 532 2.37 2.06 0.38 7.79%
600 473 MA Mastercard Inc -N SELL 599 3/8 1,840,000 0.05 999.99 3.79 .63%
11 3/4 8 MFIN Medallion Fin Corp -O SELL 11 5/8 60,500 0.69 16.85 0.55 4.73%
10 3/8 2 1/2 MTR Mesa Royalty Trust -N HOLD-W 2 1/2 4,300 2.54 .98 0.38 15.20%
41 7/8 21 7/8 MSB Mesabi Trust -N HOLD-B 22 7/8 14,100 0.85 26.91 1.07 4.68%
14 10 MXE Mexico Equity and -N HOLD 13 3/8 4,100 0.23 58.15 0.21 1.57%
22 7/8 16 3/4 MXF Mexico Fund -N HOLD 21 7/8 33,300 0.22 99.43 1.06 4.85%
3 1/8 2 3/4 MGF MFS Government Markets Incom-N HOLD 2 3/4 17,300 6.04 .46 0.24 8.73%
2 5/8 2 3/8 MIN MFS Intermediate Income Trus-N HOLD 2 3/8 308,800 5.96 .40 0.24 10.11%
4 3/4 4 1/4 MMT MFS Multimarket Income Trust-N HOLD 4 3/8 218,600 2.40 1.82 0.41 9.37%
5 5/8 5 MFM MFS Muni Income Trust -N HOLD-B 5 1/4 127,700 7.98 .66 0.28 5.33%
8 7/8 0 3/8 MTC Mmtec Inc -O HOLD 3 1/2 8,800 -6.22 -.56
78 1/8 51 1/8 MC Moelis -N HOLD 68 1/2 240,600 0.36 190.28 2.59 3.78%
21 1/4 13 1/4 CAF MS China A Share Fund -N HOLD 18 7/8 25,300 0.29 65.09 0.22 1.17%
7 7/8 7 MSD MS Emerging Markets Debt Fun-N HOLD 7 1/4 30,200 0.95 7.63 0.65 8.97%
6 1/8 4 7/8 EDD MS Emerging Markets Domestic-N HOLD-S 5 7/8 93,900 0.95 6.18 0.51 8.68%
28 3/8 20 IIF MS India Investment Fund -N HOLD 23 6,700 -1.25 -18.40
101 3/4 78 1/2 NDAQ Nasdaq Inc -O SELL 98 3/4 2,150,000 0.30 329.17 1.20 1.22%
15 1/2 7 1/4 NAVI Navient Corp -O HOLD-S 9 3/8 582,200 -2.44 -3.84 0.89 9.49%
143 112 1/8 NNI Nelnet Inc -N HOLD 127 5/8 43,300 0.09 999.99 1.35 1.06%
10 7/8 7 3/4 NML Neuberger Berman Energy Infr-A HOLD 10 3/8 100,600 9.99 1.04 0.67 6.46%
7 5/8 5 7/8 NHS Neuberger Berman High Yield -A HOLD-B 5 7/8 149,300 1.40 4.20 1.17 19.91%
10 5/8 9 5/8 NBH Neuberger Berman Intermediat-A HOLD 10 1/8 21,000 6.04 1.68 0.63 6.22%
3 1/4 2 3/4 NRO Neuberger Berman Real Estate-A HOLD 2 7/8 125,900 -9.57 -.30 0.37 12.87%
13 10 GF New Germany Fund -N HOLD 11 1/4 13,700 0.31 36.29 0.14 1.24%
10 7/8 6 5/8 NMFC New Mountain Finance Corp -O HOLD 7 5/8 246,900 -3.14 -2.43 1.19 15.61%
12 5/8 8 3/8 NOAH Noah Holdings Ltd ADR -N HOLD-W 8 5/8 53,900 0.89 9.69 1.41 16.35%
10 4 3/4 NRT North European Oil Royality -N HOLD 8 1/2 46,000 1.07 7.94 0.88 10.35%
193 7/8 106 7/8 NTRS Northern Trust Corp -O HOLD-S 186 5/8 448,200 0.12 999.99 2.77 1.48%
13 1/4 11 1/2 NAZ Nuveen Arizona Premium Fund -N HOLD 12 1/4 22,000 -2.40 -5.10 0.78 6.37%
16 5/8 14 7/8 NBB Nuveen Build America Bond Fu-N HOLD-B 15 1/4 25,300 2.80 5.45 1.14 7.48%
12 1/8 10 3/4 NAC Nuveen California Divadv Fun-N HOLD 11 5/8 325,100 -2.54 -4.58 0.85 7.31%
9 3/4 8 3/8 NCA Nuveen California Muni Value-N HOLD 9 36,300 -3.21 -2.80 0.33 3.67%
17 1/4 14 JCE Nuveen Core Equity Alpha Fun-N HOLD-S 17 10,300 0.40 42.50 1.21 7.12%
12 1/4 11 NAD Nuveen Divadv Fund -N HOLD 11 5/8 397,500 3.67 3.17 0.84 7.23%
13 1/8 11 1/2 NZF Nuveen Divadv Fund 3 -N HOLD-B 12 1/8 369,800 3.44 3.52 0.93 7.67%
8 1/2 7 1/8 JFR Nuveen Floating Rate -N HOLD 7 1/2 673,800 2.81 2.67 1.05 14.00%
13 5/8 11 7/8 JGH Nuveen Global High Income Fu-N HOLD-B 12 1/4 19,900 0.85 14.41 1.25 10.20%
13 11 3/8 NKX Nuveen Insured California Ta-N HOLD-B 12 99,500 -2.36 -5.08 0.90 7.50%
13 1/4 11 1/2 NVG Nuveen Insured Divadv Fund -N HOLD-B 12 1/8 311,400 3.76 3.22 0.93 7.67%
10 3/4 9 1/4 NRK Nuveen Insured New York Tax--N HOLD-B 10 1/8 131,300 -2.91 -3.48 0.77 7.60%
11 3/4 10 5/8 NEA Nuveen Insured Tax-Free Adva-N HOLD-B 11 1/8 589,000 3.70 3.01 0.81 7.28%
13 1/2 11 1/8 NMT Nuveen Massachusetts Premium-N HOLD 12 3/8 5,000 -2.34 -5.29 0.76 6.14%
9 7/8 8 7/8 NIM Nuveen Maturities Fund -N HOLD 9 1/4 10,400 4.73 1.96 0.35 3.78%
12 3/8 11 NMS Nuveen Minnesota Municipal I-N HOLD-W 11 33,400 -2.47 -4.45 0.78 7.09%
19 16 3/4 JLS Nuveen Mortgage Opportunity -N BUY +3> 16 3/4 23,700 0.59 28.39 1.81 10.81%
6 1/2 5 5/8 JMM Nuveen Multi-Market Income F-N HOLD-B 5 5/8 4,400 1.91 2.95 0.36 6.40%
11 1/8 9 5/8 NMI Nuveen Muni -N HOLD-B 10 1/4 23,600 3.73 2.75 0.44 4.29%
10 5/8 9 3/4 NMZ Nuveen Muni High Income Oppo-N HOLD-B 10 784,900 4.74 2.11 0.80 8.00%
9 1/4 8 3/8 NUV Nuveen Muni Value Fund -N HOLD-B 8 7/8 405,900 3.60 2.47 0.37 4.17%
14 1/2 13 1/2 NUW Nuveen Muni Value Fund -N HOLD-B 13 7/8 52,900 2.00 6.94 0.58 4.18%
31 3/8 25 1/4 QQQX Nuveen Nasdaq 100 -O HOLD 30 1/4 78,300 0.30 100.83 2.05 6.78%
11 3/4 10 7/8 NAN Nuveen New York Divadv Fund -N HOLD-B 10 7/8 72,600 -2.59 -4.20 0.84 7.72%
8 7/8 7 7/8 NNY Nuveen New York Muni Value F-N HOLD-B 8 1/8 47,800 -3.48 -2.33 0.35 4.31%
8 1/2 7 1/4 JPC Nuveen Preferred and Convert-N HOLD-B 7 1/2 1,370,000 1.15 6.52 0.75 10.00%
5 1/2 4 5/8 JQC Nuveen Preferred and Convert-N HOLD 4 3/4 393,200 3.40 1.40 0.67 14.11%
14 1/4 11 3/4 JRI Nuveen Real Asset Income and-N HOLD-B 12 1/4 116,500 0.57 21.49 1.59 12.98%
8 5/8 7 1/8 JRS Nuveen Real Estate Fund -N HOLD 8 1/2 33,700 -3.71 -2.29 0.64 7.53%
14 1/2 13 3/4 NXP Nuveen Tax Free Income Portf-N HOLD 14 1/8 94,400 6.72 2.10 0.63 4.46%
11 5/8 10 1/2 NPV Nuveen Virginia Premium Fund-N HOLD-W 10 1/2 44,200 -2.58 -4.07 0.80 7.62%
51 1/4 38 SRV Nxg Cushing Midstream Energy-N HOLD 45 5/8 33,200 9.88 4.62 4.77 10.45%
15 5/8 14 3/8 MMD Nyli Mackay Definedterm Muni-N HOLD 14 7/8 17,600 9.99 1.49 0.73 4.91%
14 5/8 10 7/8 OCSL Oaktree Specialty Lending Co-O HOLD-S 13 1/8 299,300 1.70 7.72 1.52 11.58%
9 1/8 3 OFS Ofs Capital Corp -O HOLD 3 1/2 37,400 -4.88 -.72 1.05 30.00%
6 3/8 2 1/4 OCCI Ofs Credit Company -O HOLD 2 1/2 95,100 -6.22 -.40 1.71 68.40%
71 1/8 49 1/4 OMF Onemain Holdings Inc -N HOLD-S 62 7/8 259,600 0.14 449.11 4.42 7.03%
40 1/2 21 1/8 IX Orix Corp ADR -N HOLD 39 1/8 114,300 0.42 93.15 0.85 2.17%
18 1/8 3 1/4 OXLC Oxford Lane Capital -O HOLD 9 1/2 936,700 9.99 .95 8.24 86.74%
2 3/8 1 1/4 OXSQ Oxford Square Capital Corp -O HOLD-B 1 3/8 1,310,000 -9.99 -.14 0.47 34.18%
13 5/8 11 5/8 PAI Pacific American Income Shar-N HOLD-B 11 3/4 12,100 0.94 12.50 0.65 5.53%
11 7/8 7 5/8 PAGS Pagseguro Digital Ltd Cl A -N HOLD-B 8 5/8 1,630,000 0.80 10.78 0.79 9.16%
78 3/4 39 PYPL Paypal Holdings -O SELL 61 5/8 3,850,000 0.14 440.18 0.41 .67%
10 7/8 6 3/4 PFLT Pennantpark Fltng Rt -N HOLD 7 3/8 533,600 1.54 4.79 1.27 17.22%
7 3/8 3 1/8 PNNT Pennantpark Investme -N HOLD 3 3/4 162,700 3.71 1.01 1.15 30.67%
160 3/8 74 1/2 PFSI Pennymac Financial Services -N HOLD-W 75 1/8 121,300 0.08 939.06 1.07 1.42%
9 1/8 8 1/8 PCQ Pimco California Muni -N HOLD 8 5/8 110,800 9.99 .86 0.42 4.87%
6 3/4 5 3/8 PCM Pimco Commercial Mortgage Se-N HOLD-B 5 3/8 32,400 1.73 3.11 0.79 14.70%
13 3/8 11 3/8 PCN Pimco Corporate -N HOLD 11 5/8 309,800 0.76 15.30 1.38 11.87%
14 3/8 11 1/2 PTY Pimco Corporate Opportunity -N HOLD 11 3/4 1,110,000 0.80 14.69 1.52 12.94%
20 1/8 15 PDI Pimco Dynamic Income Fund -N HOLD-W 15 1/4 3,500,000 0.47 32.45 2.73 17.90%
9 3/8 7 7/8 PGP Pimco Global Stocksplus & In-N HOLD 8 5/8 13,200 0.50 17.25 0.79 9.16%
5 4 3/8 PHK Pimco High Income Fund -N HOLD 4 1/2 363,800 1.93 2.33 0.59 13.11%
8 1/2 7 1/2 PFL Pimco Income Strategy Fund -N HOLD-B 7 1/2 121,100 1.25 6.00 0.98 13.07%
7 5/8 6 1/2 PFN Pimco Income Strategy Fund I-N HOLD 6 7/8 357,600 1.92 3.58 0.86 12.51%
8 7 PML Pimco Muni II -N HOLD-B 7 1/4 199,500 9.99 .73 0.47 6.48%
7 1/8 6 3/8 PNI Pimco New York Muni II -N HOLD 6 3/4 61,000 -4.29 -1.57 0.34 5.04%
191 1/8 128 PJT Pjt Partners Inc Cl A -N SELL 176 3/8 145,800 0.22 801.70 1.05 .60%
10 1/2 9 1/4 PGZ Principal Real Estate Income-N HOLD 9 7/8 17,100 1.31 7.54 1.24 12.56%
3 3/8 2 PSEC Prospect Capital Corp -O HOLD 2 1/4 3,940,000 -9.37 -.24 0.64 28.44%
6 1/2 5 1/4 PCF Putnam High Income Bond Fund-N HOLD 5 3/8 158,100 4.57 1.18 0.73 13.58%
6 1/2 5 3/4 PMM Putnam Managed Muni Income T-N HOLD 6 1/8 36,800 5.70 1.07 0.30 4.90%
3 1/2 3 PIM Putnam Master Intermediate I-N HOLD 3 1/8 90,900 4.50 .69 0.27 8.64%
10 3/4 9 5/8 PMO Putnam Muni Opportunities Tr-N HOLD 10 1/8 42,000 5.66 1.79 0.46 4.54%
3 5/8 3 3/8 PPT Putnam Premier Income Trust -N HOLD 3 3/8 119,200 3.17 1.06 0.32 9.48%
44 3/4 10 3/4 QFIN Qfin Holdings Inc ADR -O HOLD-B 11 3,900,000 0.07 157.14 3.11 28.27%
19 3/4 10 RAND Rand Capital Corp -O HOLD 10 5/8 4,300 -1.98 -5.37 1.53 14.40%
7 7/8 5 1/8 RCS Rcm Strategic Global Governm-N HOLD 5 1/4 130,400 1.12 4.69 0.56 10.67%
43 1/2 34 1/2 UTG Reaves Utility -A HOLD-B 38 251,100 0.13 292.31 2.16 5.68%
45 1/2 26 7/8 RM Regional Managment Corp -N HOLD 34 5/8 55,500 0.20 173.13 1.23 3.55%
3 1/4 2 1/2 RCG Renaissance Capital Growth &-A HOLD 2 7/8 3,900 8.69 .33 0.02 .70%
16 1/4 13 3/4 RMI Rivernorth Opportunistic Mun-N HOLD 15 1/8 3,000 8.55 1.77 1.06 7.01%
12 1/2 10 7/8 RIV Rivernorth Opportunities Fun-N HOLD-B 11 148,200 0.43 25.58 1.53 13.91%
15 1/2 11 1/2 RGT Royce Global Trust Inc -N HOLD-S 15 3/8 1,200 0.39 39.42 0.17 1.11%
14 3/4 8 5/8 RMT Royce Micro-Cap Trust -N HOLD 14 74,100 0.75 18.67 0.64 4.57%
19 14 1/2 RVT Royce Small-Cap Trust Inc -N HOLD 18 1/2 144,400 0.39 47.44 1.25 6.76%
84 3/8 65 5/8 SBR Sabine Royalty Trust -N HOLD 72 5/8 17,000 0.22 330.11 4.53 6.24%
25 1/2 17 3/8 SAR Saratoga Investment Corp -N HOLD-B 18 3/8 182,700 0.41 44.82 3.07 16.71%
9 1/4 8 1/2 KTF Scudder Municiple Income Tru-N HOLD-B 8 3/4 96,800 -3.23 -2.71 0.75 8.57%
10 3/8 7 7/8 SNFCA Security National Financial -O HOLD-B 8 3/4 6,800 0.80 10.94
111 7/8 75 SEIC Sei Investments Company -O SELL 110 3/8 505,000 0.18 615.28 0.99 .89%
3 1/4 0 1/4 AIHS Senmiao Technology Ltd -O HOLD 1 3/8 57,400 -3.60 -.38
16 7/8 9 7/8 SAMG Silvercrest Ast Cm A -O BUY -1> 9 7/8 51,500 1.70 5.81 0.96 9.72%
25 1/8 16 1/4 TSLX Sixth Street Specialty Lendi-N HOLD 18 7/8 212,800 0.75 25.17 2.07 10.97%
34 1/4 18 5/8 SLM SLM Corp -O HOLD 26 1/4 758,600 0.24 109.38 0.56 2.13%
79 72 1/2 SLMBP SLM Corp Srs B Pfd -O HOLD 74 7/8 2,000 1.30 57.60 3.36 4.49%
16 7/8 12 1/8 SLRC Slr Investment Corp -O HOLD-B 12 5/8 298,300 0.54 23.38 1.61 12.75%
49 5/8 42 1/4 SOR Source Capital -N HOLD 47 14,700 0.14 335.71 2.47 5.26%
15 7/8 13 1/8 SPE Special Opportunities Fund I-N HOLD-B 13 1/4 33,200 0.50 26.50 2.04 15.40%
10 7/8 7 3/8 FUND Sprott Focus Trust -O SELL 10 3/4 6,700 0.64 16.80 0.49 4.56%
57 29 5/8 CEF Sprott Physical Gold & Silve-A HOLD 47 1/4 471,700 -0.65 -72.69
195 1/8 95 5/8 STT State Street Corp -N SELL 190 7/8 812,000 0.12 999.99 2.88 1.51%
15 1/4 6 7/8 SCM Stellus Capital Investment C-N HOLD 8 3/4 60,600 0.86 10.17 1.72 19.66%
88 3/8 58 1/4 SYF Synchrony Financial -N HOLD-S 80 2,340,000 0.11 727.27 1.26 1.58%
120 86 1/4 TROW T Rowe Price Group -O HOLD 112 1/8 581,800 0.11 999.99 4.99 4.45%
102 1/2 39 TWN Taiwan Fund -N HOLD-S 97 1/8 33,500 0.04 999.99 0.03 .03%
7 7/8 3 1/8 TCPC TCP Capital Corp -O HOLD 4 448,200 -5.15 -.78 0.92 23.00%
5 4 1/4 TSI Tcw Strategic -N BUY -4 4 3/8 241,100 2.45 1.79 0.29 6.63%
12 9 5/8 TDF Templeton Dragon Fund -N HOLD 10 3/4 13,700 0.36 29.86 0.37 3.44%
7 5 5/8 TEI Templeton Emerging Markets -N HOLD 6 5/8 177,200 0.53 12.50 0.53 8.00%
24 5/8 13 5/8 EMF Templeton Emerging Markets F-N HOLD 22 40,400 0.38 57.89 0.67 3.05%
69 3/4 40 3/8 CG The Carlyle Group -O HOLD 49 1/8 1,780,000 0.41 119.82 1.59 3.24%
10 1/8 8 3/4 GRX The Gabelli Healthcare & Wel-N SELL 10 1/8 21,900 6.34 1.60 0.71 7.01%
8 5/8 8 1/8 GDL The Gdl Fund -N HOLD 8 3/8 18,500 1.45 5.78 0.47 5.61%
51 1/8 40 3/8 TYG Tortoise Energy Infrastructu-N HOLD 43 1/2 96,400 -0.65 -66.92 4.91 11.29%
22 7/8 19 7/8 TPZ Tortoise Essential Energy Fu-N HOLD 21 1/8 4,600 .00 0.00 0.73 3.46%
6 1/4 5 5/8 SWZ Total Return Securities Inc -N HOLD 5 7/8 8,500 -4.78 -1.23
36 3/8 30 1/2 TY Tri Continental Corp -N HOLD 35 3/8 36,400 0.22 160.80 0.98 2.77%
7 3/8 4 3/8 TPVG Triplepoint Venture Growth B-N HOLD 5 1/4 133,000 0.91 5.77 0.95 18.10%
3 1/2 2 1/4 GROW U S Global Inv Inc -O SELL 3 1/4 4,100 9.99 .33 0.10 3.08%
9 8 1/4 WIW U.S Treasury Inflation Prot -N HOLD-B 8 1/4 123,700 1.39 5.94 0.76 9.21%
8 1/2 7 7/8 WIA U.S. Treasury Inflation Prot-N HOLD-B 7 7/8 49,400 1.48 5.32 0.63 8.00%
119 1/2 57 VCTR Victory Capital Holdings Inc-O SELL 116 244,700 0.26 446.15 1.74 1.50%
16 1/8 12 1/8 NCZ Virtus Convertible & Income -N HOLD 15 3/8 40,400 0.32 48.05 1.26 8.20%
17 5/8 13 1/2 NCV Virtus Convertible & Income -N HOLD 16 3/8 34,700 0.31 52.82 1.42 8.67%
15 5/8 12 NFJ Virtus Dividend Interest & P-N HOLD-S 15 1/2 97,400 0.69 22.46 1.11 7.16%
5 5/8 4 3/4 EDF Virtus Emerging Markets Inco-N HOLD 5 59,100 1.19 4.20 0.68 13.60%
27 1/8 22 3/4 NIE Virtus Equity & Convertible -N HOLD 25 3/4 101,200 0.27 95.37 1.79 6.95%
8 7 1/8 VGI Virtus Global Multi-Sector I-N HOLD-B 7 1/4 23,000 1.34 5.41 0.96 13.24%
211 3/4 121 1/2 VRTS Virtus Investment Partners -N HOLD-S 168 3/8 19,700 0.05 999.99 9.99 5.93%
383 3/8 294 1/4 V Visa Inc -N SELL 382 3/8 4,130,000 0.08 999.99 2.84 .74%
10 5 IAE VOYA Asia Pacific High Divid-N HOLD 8 5/8 14,900 1.07 8.06 0.68 7.88%
8 5 5/8 IHD VOYA Emerging Markets High D-N HOLD 7 3/8 33,100 1.26 5.85 0.56 7.59%
103 64 1/2 VOYA VOYA Financial Inc -N SELL 99 1/8 201,200 0.17 583.09 1.77 1.79%
10 1/2 9 1/8 IGA VOYA Global Advantage and Pr-N SELL 10 1/2 124,100 0.85 12.35 1.02 9.71%
6 5/8 5 1/2 IGD VOYA Global Equity Dividend -N HOLD-S 6 1/2 191,700 1.46 4.45 0.59 9.08%
14 1/4 11 1/4 IDE VOYA Infrastructure Industri-N HOLD 13 1/8 13,900 0.61 21.52 1.10 8.38%
90 39 1/4 WD Walker & Dunlop -N HOLD-W 39 3/8 129,300 0.41 96.04 3.29 8.36%
7 1/8 6 1/4 EAD Wells Fargo Advantage -A HOLD-B 6 1/4 184,300 1.52 4.11 0.65 10.40%
9 5/8 8 3/4 ERC Wells Fargo Advantage Multi--A HOLD 9 1/4 33,400 1.03 8.98 0.87 9.41%
12 7/8 11 1/8 ERH Wells Fargo Advantage Utilit-A HOLD-B 11 1/2 39,500 0.42 27.38 0.95 8.26%
6 5/8 5 1/8 EOD Wells Fargo Global Dividend -N HOLD-S 6 5/8 79,700 0.79 8.39 0.47 7.09%
11 3/8 10 1/4 WEA Western Asset Bond Fund -N HOLD-B 10 1/4 15,800 0.84 12.20 0.86 8.39%
11 1/4 9 5/8 EMD Western Asset Emerging Marke-N HOLD 10 3/8 127,200 0.59 17.58 1.09 10.51%
12 10 1/8 GDO Western Asset Global Corpora-N HOLD-W 10 1/8 50,800 0.80 12.66 1.50 14.81%
6 5/8 5 5/8 EHI Western Asset Global High -N HOLD-B 5 5/8 197,000 1.85 3.04 0.86 15.29%
4 3 3/8 HIO Western Asset High -N HOLD-B 3 3/8 202,100 3.48 .97 0.44 13.04%
4 3/8 3 3/4 HIX Western Asset High Income Fu-N HOLD 3 7/8 435,000 2.27 1.71 0.60 15.48%
12 10 1/4 HYI Western Asset High Yield Opp-N HOLD-B 10 1/4 13,400 1.27 8.07 1.18 11.51%
8 7 3/8 SBI Western Asset Intermediate F-N HOLD-B 7 1/2 10,900 9.18 .82 0.50 6.67%
17 15 1/2 IGI Western Asset Investment Gra-N HOLD 15 7/8 10,800 0.98 16.20 0.87 5.48%
10 5/8 9 3/4 MMU Western Asset Managed Munici-N HOLD 10 1/8 83,100 9.99 1.01 0.65 6.42%
12 10 1/8 DMO Western Asset Mortgage Defin-N HOLD-B 10 1/8 21,300 0.82 12.35 1.53 15.11%
7 5/8 6 5/8 MHF Western Asset Muni High -N HOLD 6 3/4 37,400 5.44 1.24 0.42 6.22%
10 1/4 6 3/8 WU Western Union Company -N HOLD 7 1/4 7,650,000 0.73 9.93 0.92 12.69%
20 14 5/8 WHG Westwood Holdings Group Inc -N HOLD-S 19 1/8 10,100 1.19 16.07 0.61 3.19%
9 1/4 6 1/8 WHF Whitehorse Finance -O HOLD 7 22,300 2.43 2.88 1.03 14.71%
221 117 5/8 WRLD World Acceptance Corp -O HOLD 190 1/8 19,700 0.14 999.99
20 3 1/4 XYF X Financial ADR -N HOLD-S 5 1/2 91,100 0.09 61.11 1.92 34.91%
6 1/4 5 3/8 MCN Xai Madison Equity Premium I-N HOLD 5 5/8 42,600 3.19 1.76 0.72 12.80%
19 1/2 3 XFLT Xai Octagon Floating Alt Inc-N SELL 19 1/2 89,900 1.09 17.89 4.56 23.38%
7 0 7/8 YRD Yirendai Ltd ADR -N BUY -15> 1 93,000 9.99 .10 1.02 102.00%